Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Callahan, John Edward CRD: 108310 | - | 1 | 0 | B | INACTIVE |
| Callahan, Steven Francis CRD: 41943 | - | 0 | 0 | A | INACTIVE |
| Callahan, Thomas Edward CRD: 35091 | - | 0 | 0 | A | INACTIVE |
| Callais Capital Management, LLC CRD: 226511 | - | 0 | 1 | - | Unknown |
| Callan CRD: 107687 | - | 0 | 1 | - | Unknown |
| Callan Capital, LLC CRD: 142527 | - | 0 | 0 | - | Unknown |
| Callan Family Office, LLC CRD: 317446 | - | 0 | 1 | - | Unknown |
| Callanen, Glenda G. CRD: 134694 | - | 0 | 0 | - | Unknown |
| Callanish Capital LLC CRD: 168871 | - | 0 | 0 | - | Unknown |
| Callapina Capital, LLC CRD: 324664 | - | 0 | 1 | - | Unknown |
| Callas, Constantine G CRD: 163488 | - | 0 | 0 | - | Unknown |
| Callaway Capital Management, LLC CRD: 285709 | - | 0 | 1 | - | Unknown |
| Callaway Financial Services CRD: 114438 | - | 0 | 0 | - | Unknown |
| Callaway Financial Services CRD: 172117 | - | 0 | 1 | - | Unknown |
| Callaway Securities Corporation CRD: 16336 | - | 0 | 0 | A | INACTIVE |
| Callen Capital Corporation CRD: 20944 | - | 0 | 0 | A | INACTIVE |
| Callidus Capital CRD: 337538 | - | 0 | 1 | - | Unknown |
| Callidus Capital Partners LLC CRD: 137732 | - | 0 | 2 | - | Unknown |
| Callie Dressler Inc. CRD: 20938 | - | 0 | 0 | A | INACTIVE |
| Callodine Capital Management CRD: 297115 | - | 0 | 1 | - | Unknown |
| Callodine Credit Management CRD: 313165 | - | 0 | 1 | - | Unknown |
| Callodine Strategic Credit, LLC CRD: 309829 | - | 0 | 0 | - | Unknown |
| Callon Securities Company CRD: 10470 | - | 0 | 0 | A | INACTIVE |
| Calloway Financial Inc. CRD: 226735 | - | 0 | 0 | - | Unknown |
| Calls Over Trading LP CRD: 129499 | - | 0 | 0 | A | INACTIVE |
| Calm River Capital LLC CRD: 326721 | - | 0 | 3 | - | Unknown |
| Calmark Securities, Inc. CRD: 10643 | - | 0 | 0 | A | INACTIVE |
| Calmark Securities, Inc. CRD: 20086 | - | 0 | 0 | A | INACTIVE |
| Calmont Securities Corporation CRD: 13636 | - | 0 | 0 | A | INACTIVE |
| Calmwater Capital CRD: 282617 | - | 0 | 1 | - | Unknown |
| Caloosa Securities, Inc. CRD: 13920 | - | 0 | 0 | A | INACTIVE |
| Calpa Advisors LLC CRD: 318008 | - | 0 | 1 | - | Unknown |
| Calrivan Wealth Management CRD: 333711 | - | 0 | 1 | - | Unknown |
| Caltier Advisors, LLC CRD: 317263 | - | 0 | 1 | - | Unknown |
| Caltius Capital Management, LP CRD: 157007 | - | 0 | 1 | - | Unknown |
| Calton & Associates, Inc. CRD: 20999 | FL | 19 | 205 | B | Active |
| Calumet Capital Partners LLC CRD: 318770 | - | 0 | 1 | - | Unknown |
| Calunius Capital LLP CRD: 161780 | - | 0 | 0 | - | Unknown |
| Calusa, LLC CRD: 101400 | - | 0 | 0 | A | INACTIVE |
| Calvary Wealth, LLC CRD: 131478 | - | 0 | 0 | - | Unknown |
| Calvert Capital Management, LLC CRD: 127806 | - | 0 | 0 | - | Unknown |
| Calvert Investment Counsel CRD: 135656 | - | 0 | 0 | - | Unknown |
| Calvert Investment Distributors, Inc. CRD: 37527 | - | 1 | 0 | B | INACTIVE |
| Calvert Investment Management, Inc. CRD: 105512 | - | 0 | 0 | - | Unknown |
| Calvert Planning Corporation CRD: 124524 | - | 0 | 1 | - | Unknown |
| Calvert Research and Management CRD: 285127 | - | 0 | 1 | - | Unknown |
| Calvert Street Capital Partners, Inc. CRD: 158096 | - | 0 | 1 | - | Unknown |
| Calvert Wealth Management, Inc. CRD: 115639 | - | 0 | 2 | - | Unknown |
| Calvie Financial CRD: 335279 | - | 0 | 1 | - | Unknown |
| Calvin Bullock, Ltd. CRD: 133 | - | 0 | 0 | A | INACTIVE |