Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Calvin Investment Group, LLC CRD: 145531 | - | 0 | 0 | - | Unknown |
| Calvin S Mazlumyan, Attorney CRD: 331551 | - | 0 | 1 | - | Unknown |
| Calvion Capital Management, LP CRD: 292357 | - | 0 | 0 | - | Unknown |
| Calydon Capital, LLC CRD: 285485 | - | 0 | 5 | - | Unknown |
| Calyn Financial, Inc. CRD: 20184 | - | 0 | 0 | A | INACTIVE |
| Calystron Capital Ltd CRD: 339782 | - | 0 | 1 | - | Unknown |
| CAM Investor Solutions CRD: 286078 | - | 0 | 2 | - | Unknown |
| Camac Partners, LLC CRD: 173002 | - | 0 | 1 | - | Unknown |
| Camacho Capital Planning Advisors LLC CRD: 325184 | - | 0 | 1 | - | Unknown |
| Camarda Wealth Advisory Group CRD: 113784 | - | 0 | 4 | - | Unknown |
| Camares Capital LLP CRD: 169267 | - | 0 | 0 | - | Unknown |
| Camargo Advisers, LLC CRD: 324365 | - | 0 | 0 | - | Unknown |
| Camargo Capital, LLC CRD: 170700 | - | 0 | 0 | - | Unknown |
| Camber Capital Management LLC CRD: 155454 | - | 0 | 0 | - | Unknown |
| Camber Capital Management LP CRD: 298070 | - | 0 | 0 | - | Unknown |
| Camber Creek Management, LLC CRD: 304402 | - | 0 | 1 | - | Unknown |
| Camber Financial, LLC CRD: 153007 | - | 0 | 0 | - | Unknown |
| Camberline Capital Management LLC CRD: 335182 | - | 0 | 0 | - | Unknown |
| Camberlink LLC CRD: 168459 | - | 0 | 0 | - | Unknown |
| Cambient Family Office, LLC CRD: 335128 | - | 0 | 1 | - | Unknown |
| Cambier Capital, LLC CRD: 341216 | - | 0 | 5 | - | Unknown |
| Cambier Investment Management, LLC CRD: 135939 | - | 0 | 0 | - | Unknown |
| Cambio Securities Corporation CRD: 14891 | - | 0 | 0 | A | INACTIVE |
| Cambium Capital Advisor LP CRD: 318096 | - | 0 | 0 | - | Unknown |
| Cambium Capital Management LP CRD: 314919 | - | 0 | 1 | - | Unknown |
| Cambria Capital, LLC CRD: 133760 | - | 3 | 2 | B | INACTIVE |
| Cambria Wealth Management CRD: 335458 | - | 0 | 1 | - | Unknown |
| Cambrian Analytica LP CRD: 332229 | - | 0 | 1 | - | Unknown |
| Cambrian Capital Limited Partnership CRD: 138552 | - | 0 | 0 | - | Unknown |
| Cambrian Capital Management, L.L.C. CRD: 324623 | - | 0 | 1 | - | Unknown |
| Cambrian Securities Inc. CRD: 21035 | - | 0 | 0 | A | INACTIVE |
| Cambrian VC, LLC CRD: 317865 | - | 0 | 1 | - | Unknown |
| Cambrian Ventures CRD: 163857 | - | 0 | 0 | - | Unknown |
| Cambridge Advisors Inc CRD: 104851 | - | 0 | 4 | - | Unknown |
| Cambridge Advisors, LLC CRD: 158928 | - | 0 | 1 | - | Unknown |
| Cambridge Alpha LLC CRD: 343248 | - | 0 | 1 | - | Unknown |
| Cambridge Associates Limited, LLC CRD: 106003 | - | 0 | 1 | - | Unknown |
| Cambridge Associates, LLC CRD: 104942 | - | 0 | 1 | - | Unknown |
| Cambridge BN Ltd. CRD: 40966 | - | 0 | 0 | A | INACTIVE |
| Cambridge Cape COD Advisors, LLC CRD: 133301 | - | 0 | 2 | - | Unknown |
| Cambridge Capital Corporation CRD: 14779 | - | 0 | 0 | A | INACTIVE |
| Cambridge Capital Group, LLC CRD: 175413 | - | 0 | 1 | - | Unknown |
| Cambridge Capital Investments, LLC CRD: 288635 | - | 0 | 0 | - | Unknown |
| Cambridge Capital Management, LLC CRD: 110932 | - | 0 | 2 | - | Unknown |
| Cambridge Capital, LLC CRD: 41464 | - | 6 | 0 | C | INACTIVE |
| Cambridge Connection Inc CRD: 112086 | - | 0 | 0 | - | Unknown |
| Cambridge Digital Asset Group CRD: 325469 | - | 0 | 0 | - | Unknown |
| Cambridge Equity Corporation CRD: 15801 | - | 0 | 0 | A | INACTIVE |
| Cambridge Financial CRD: 131897 | - | 0 | 0 | - | Unknown |
| Cambridge Financial and TAX Advisors, LLC. CRD: 145773 | - | 0 | 3 | - | Unknown |