Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| KCS Wealth Advisory CRD: 169846 | — | 0 | 0 | A | Unknown |
| KD Wealth Management CRD: 322347 | — | 0 | 0 | A | Unknown |
| KDHH Investments LLC CRD: 110358 | — | 0 | 2 | A | Unknown |
| KDL Wealth Planning CRD: 312795 | — | 0 | 0 | A | Unknown |
| KDM Capital LLC CRD: 285763 | — | 0 | 0 | A | Unknown |
| KDN Securities, Inc. CRD: 102960 | — | 0 | 0 | A | INACTIVE |
| KDS Partners LLC. CRD: 318819 | — | 0 | 0 | A | Unknown |
| KDT Advisors, LLC CRD: 289816 | — | 0 | 2 | A | Unknown |
| KDT Capital CRD: 332550 | — | 0 | 0 | A | Unknown |
| KDT Ventures CRD: 319012 | — | 0 | 1 | A | Unknown |
| KDX Management, LLC CRD: 328414 | — | 0 | 1 | A | Unknown |
| Keala Advisors CRD: 313752 | — | 0 | 0 | A | Unknown |
| Kearns and Associates, LLC CRD: 157449 | — | 0 | 1 | A | Unknown |
| Kearny Capital II, LLC CRD: 168306 | — | 0 | 0 | A | Unknown |
| Kearny Jackson VC, LLC CRD: 329560 | — | 0 | 1 | A | Unknown |
| Kearny Jackson, LLC CRD: 297133 | — | 0 | 1 | A | Unknown |
| Kearny Venture Associates V, LLC CRD: 326756 | — | 0 | 0 | A | Unknown |
| KEB Wealth Advisors CRD: 117935 | — | 0 | 5 | A | Unknown |
| KEC Management L.P. CRD: 281171 | — | 0 | 1 | A | Unknown |
| Keck Securities CRD: 31625 | — | 2 | 0 | B | INACTIVE |
| Kedem Capital Corporation CRD: 18178 | — | 3 | 0 | B | INACTIVE |
| Kedma Capital S.H.E. Ltd CRD: 284098 | — | 0 | 0 | A | Unknown |
| Kedrec LLC CRD: 324024 | — | 0 | 1 | A | Unknown |
| Keeble IV, John B. CRD: 172274 | — | 0 | 0 | A | Unknown |
| Keefe Ventures, LLC CRD: 104419 | — | 0 | 0 | A | INACTIVE |
| Keel Capital AB CRD: 283825 | — | 0 | 0 | A | Unknown |
| Keel Point, LLC CRD: 127902 | — | 0 | 35 | A | Unknown |
| Keelan Capital CRD: 322725 | — | 0 | 0 | A | Unknown |
| Keeler & Co., LLC CRD: 125185 | — | 0 | 0 | A | INACTIVE |
| Keeler, Robert William CRD: 114112 | — | 0 | 0 | A | INACTIVE |
| Keeley Investment Corp. CRD: 7346 | — | 1 | 0 | B | INACTIVE |
| Keen Capital, LLC CRD: 283597 | — | 0 | 2 | A | Unknown |
| Keen Capital, Ltd CRD: 145023 | — | 0 | 2 | A | Unknown |
| Keen Wealth Advisors CRD: 170293 | — | 0 | 1 | A | Unknown |
| Keenan & Clarey, Inc. CRD: 482 | — | 0 | 0 | A | INACTIVE |
| Keenan Capital, LLC CRD: 167390 | — | 0 | 1 | A | Unknown |
| Keenan Financial CRD: 285673 | — | 0 | 2 | A | Unknown |
| Keenan Securities,Inc. CRD: 13413 | — | 0 | 0 | A | INACTIVE |
| Keene & Dorchak CRD: 107961 | — | 0 | 0 | A | Unknown |
| Keener Investments CRD: 117141 | — | 0 | 1 | A | Unknown |
| Keensight Capital CRD: 301910 | — | 0 | 0 | A | Unknown |
| Keesha Tyler LLC CRD: 297356 | — | 0 | 1 | A | Unknown |
| Keeton Securities, Inc. CRD: 23624 | — | 0 | 0 | A | INACTIVE |
| Kefco Securities, Inc. CRD: 31456 | — | 0 | 0 | A | INACTIVE |
| Keidan Management Inc. CRD: 311075 | — | 0 | 1 | A | Unknown |
| Keim & Associates, Inc CRD: 125267 | — | 0 | 0 | A | Unknown |
| Keiretsu Advisors, LLC CRD: 292068 | — | 0 | 0 | A | Unknown |
| Keiretsu Capital LLC CRD: 173879 | — | 0 | 1 | A | Unknown |
| Keiser Analytics CRD: 156379 | — | 0 | 0 | A | INACTIVE |
| Keith Kelvin Anderson CRD: 114956 | — | 0 | 1 | A | Unknown |