Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Cambridge Financial Associates CRD: 129000 | - | 0 | 0 | - | Unknown |
| Cambridge Financial Corporation CRD: 28258 | - | 0 | 0 | A | INACTIVE |
| Cambridge Financial Corporation CRD: 6561 | - | 0 | 0 | A | INACTIVE |
| Cambridge Financial Group, Inc. CRD: 112254 | - | 0 | 3 | - | Unknown |
| Cambridge Financial Group, LLC CRD: 117428 | - | 0 | 1 | - | Unknown |
| Cambridge Financial Planning Group CRD: 120907 | - | 0 | 0 | - | Unknown |
| Cambridge Financial Services CRD: 284612 | - | 0 | 1 | - | Unknown |
| Cambridge Group Investments, Ltd. CRD: 47399 | - | 1 | 0 | B | INACTIVE |
| Cambridge Investment Research Advisors, Inc. CRD: 134139 | - | 0 | 5,813 | - | Unknown |
| Cambridge Investment Research, Inc. CRD: 39543 | IA | 19 | 2,837 | B | Active |
| Cambridge Legacy Securities L.L.C. CRD: 103722 | - | 10 | 0 | D | INACTIVE |
| Cambridge Machines Asset Management PTE. Ltd. CRD: 315432 | - | 0 | 0 | - | Unknown |
| Cambridge Pacific Company, Inc. CRD: 16705 | - | 0 | 0 | A | INACTIVE |
| Cambridge Partners CRD: 8006 | - | 0 | 0 | A | INACTIVE |
| Cambridge Partners, L.L.C. CRD: 37923 | - | 0 | 0 | A | INACTIVE |
| Cambridge Quantitative Analytics, LLC CRD: 285516 | - | 0 | 0 | - | Unknown |
| Cambridge Radical Innovation Incubator, Inc. CRD: 298971 | - | 0 | 0 | - | Unknown |
| Cambridge Retirement Partners CRD: 148889 | - | 0 | 1 | - | Unknown |
| Cambridge Securities Corporation CRD: 11133 | - | 0 | 0 | A | INACTIVE |
| Cambridge Square Capital, LP CRD: 286382 | - | 0 | 0 | - | Unknown |
| Cambridge Trustee Advisors Inc CRD: 106149 | - | 0 | 5 | - | Unknown |
| Cambridge Venture Securities, Inc. CRD: 104438 | - | 0 | 0 | A | INACTIVE |
| Cambridge WAY, Inc. CRD: 16328 | - | 5 | 0 | C | INACTIVE |
| Cambridge Wealth Counsel CRD: 127349 | - | 0 | 0 | - | Unknown |
| Cambridge Wealth Management CRD: 127761 | - | 0 | 0 | - | Unknown |
| Cambridge-Newport Company, Inc. CRD: 18887 | - | 0 | 0 | A | INACTIVE |
| Camco Management Limited CRD: 339654 | - | 0 | 0 | - | Unknown |
| Camco, LLC CRD: 154689 | - | 0 | 1 | - | Unknown |
| Camcor Partners Inc CRD: 162742 | - | 0 | 0 | - | Unknown |
| Camden Asset Management CRD: 106772 | - | 0 | 1 | - | Unknown |
| Camden Financial Services CRD: 19925 | TX | 0 | 3 | A | Active |
| Camden Partners Holdings, LLC CRD: 117011 | - | 0 | 1 | - | Unknown |
| Camden Private Capital CRD: 117013 | - | 0 | 0 | - | Unknown |
| Camden Private Capital CRD: 117010 | - | 0 | 0 | - | Unknown |
| Camden Securities, Inc. CRD: 18305 | - | 5 | 0 | C | INACTIVE |
| Camden Wealth Advisors LLC CRD: 148518 | - | 0 | 6 | - | Unknown |
| Camelback Capital Management, LLC CRD: 169524 | - | 0 | 1 | - | Unknown |
| Camellia Group, L.L.C. CRD: 281748 | - | 0 | 0 | - | Unknown |
| Camelot Capital Management Ltd CRD: 305496 | - | 0 | 1 | - | Unknown |
| Camelot Capital Partners LLC CRD: 281843 | - | 0 | 1 | - | Unknown |
| Camelot Event-Driven Advisors, LLC CRD: 291798 | - | 0 | 1 | - | Unknown |
| Camelot Funds, LLC CRD: 169957 | - | 0 | 0 | - | Unknown |
| Camelot Investment Corp. CRD: 21925 | - | 0 | 0 | A | INACTIVE |
| Camelot Management Corporation CRD: 124391 | - | 0 | 0 | - | Unknown |
| Camelot Portfolios, LLC CRD: 145918 | - | 0 | 2 | - | Unknown |
| Camelot Securities, Inc. CRD: 13271 | - | 0 | 0 | A | INACTIVE |
| Camelot Wealth Management, LLC CRD: 171275 | - | 0 | 4 | - | Unknown |
| Camelotta Advisors CRD: 128053 | - | 0 | 3 | - | Unknown |
| Cameron & Company LLC CRD: 19623 | - | 0 | 0 | A | INACTIVE |
| Cameron Advisors, LLC CRD: 154815 | - | 0 | 1 | - | Unknown |