Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Cameron LOY, Inc.
CRD: 18199
- 0 0 A INACTIVE
Cameron Payne Securities Corp.
CRD: 15752
- 0 0 A INACTIVE
Cameron, Downing & Associates, Inc.
CRD: 8280
- 0 0 A INACTIVE
Cameron-Lion Securities, LLC
CRD: 45581
- 0 0 A INACTIVE
Camerondowning, Inc.
CRD: 172258
- 0 4 - Unknown
Camford Capital Management, LLC
CRD: 308320
- 0 1 - Unknown
Camini Capital, LLC
CRD: 324774
- 0 1 - Unknown
Cammack Larhette Brokerage, Inc.
CRD: 109906
- 0 0 A INACTIVE
Cammack Retirement Group
CRD: 140614
- 0 0 - Unknown
Camoil Securities, Inc.
CRD: 10557
- 0 0 A INACTIVE
Camp & Company, LLC
CRD: 133431
- 0 0 - Unknown
Camp Eight Management, Inc.
CRD: 311135
- 0 1 - Unknown
Campanella SR, Edward J.
CRD: 284644
- 0 0 - Unknown
Campbell & Associates
CRD: 142086
- 0 2 - Unknown
Campbell & Company Investment Adviser LLC
CRD: 134332
- 0 1 - Unknown
Campbell (M.W.) & Co., Ltd.
CRD: 14909
- 0 0 A INACTIVE
Campbell Capital Management Inc
CRD: 106130
- 0 2 - Unknown
Campbell Deegan Financial
CRD: 293020
- 0 5 - Unknown
Campbell Deegan Financial, LLC
CRD: 286640
- 0 0 - Unknown
Campbell Global
CRD: 111944
- 0 1 - Unknown
Campbell Lutyens & Co. Inc.
CRD: 133376
NY 0 5 A Active
Campbell Newman Asset Management Inc
CRD: 107003
- 0 1 - Unknown
Campbell Wealth Advisors, LLC
CRD: 304308
- 0 1 - Unknown
Campbell Wealth Partners, LLC
CRD: 339557
- 0 1 - Unknown
Campbell Williams, Inc.
CRD: 142243
- 0 1 - Unknown
Campbell, Niall R., Sole Proprietor
CRD: 128618
- 0 0 A INACTIVE
Campbell, Waterman Inc.
CRD: 3462
- 0 0 A INACTIVE
Campden Capital LLC
CRD: 330155
- 0 0 - Unknown
Campfire Capital
CRD: 168457
NY 1 2 B Active
Campfire Financial LLC
CRD: 304544
- 0 0 - Unknown
Camphora Capital Inc.
CRD: 338522
- 0 0 - Unknown
Campos Financial
CRD: 304860
- 0 1 - Unknown
Campton Private Equity Advisors
CRD: 288085
- 0 1 - Unknown
Campus Consultants LLC
CRD: 306801
- 0 1 - Unknown
Campus Financial LLC
CRD: 165604
- 0 0 - Unknown
Campus Financial Partners
CRD: 329831
- 0 0 - Unknown
Campventures, LLC
CRD: 165851
- 0 0 - Unknown
Camriel Advisors
CRD: 333391
- 0 1 - Unknown
Camron & Company Capital Management
CRD: 284396
- 0 0 - Unknown
Camrose Capital Investment Partners LLP
CRD: 333538
- 0 0 - Unknown
Camryella Advisors
CRD: 336487
- 0 0 - Unknown
Camshaft Capital Advisors LLC
CRD: 322577
- 0 0 - Unknown
CAN DO Financial Coaching
CRD: 289536
- 0 0 - Unknown
CAN Serve Free LLC
CRD: 311129
- 0 1 - Unknown
CAN Wicasta Value Advisory
CRD: 117634
- 0 0 - Unknown
Cana Partners LLC
CRD: 298986
- 0 0 - Unknown
Canaan Natural GAS Management, LLC
CRD: 161801
- 0 0 - Unknown
Canaan Partners
CRD: 161180
- 0 1 - Unknown
Canaan Securities, Inc.
CRD: 24973
- 0 0 A INACTIVE
Canaan Valley Capital Management LLC
CRD: 281959
- 0 1 - Unknown
Page 256 of 1601 (80,028 total)