Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Kenneth a. Dery & Associates CRD: 120184 | — | 0 | 3 | A | Unknown |
| Kenneth Dean Bennett CRD: 172410 | — | 0 | 2 | A | Unknown |
| Kenneth E Charlton CRD: 133080 | — | 0 | 0 | A | Unknown |
| Kenneth Frenke & Co CRD: 109352 | — | 0 | 3 | A | Unknown |
| Kenneth Jarvis PLLC CRD: 120834 | — | 0 | 0 | A | Unknown |
| Kenneth, Jerome & Co.,Inc. CRD: 15541 | — | 2 | 0 | B | INACTIVE |
| Kenney Investments Inc CRD: 105665 | — | 0 | 1 | A | Unknown |
| Kennon Financial CRD: 301130 | — | 0 | 1 | A | Unknown |
| Kennon-Green & Co. CRD: 284713 | — | 0 | 1 | A | Unknown |
| Kennsei Trading, Inc. CRD: 170291 | — | 0 | 0 | A | Unknown |
| Kenny & Co., LLC CRD: 113413 | — | 0 | 0 | A | INACTIVE |
| Kenny Securities Corp. CRD: 37552 | — | 3 | 0 | C | INACTIVE |
| Kenny to Investment LLC CRD: 319717 | — | 0 | 0 | A | Unknown |
| Kenobi Wealth CRD: 335087 | — | 0 | 1 | A | Unknown |
| Kenora Financial, LLC CRD: 123524 | — | 0 | 3 | A | Unknown |
| Kenotic Capital CRD: 337601 | — | 0 | 0 | A | Unknown |
| Kenrich Partners PTE Ltd CRD: 163378 | — | 0 | 0 | A | Unknown |
| Kensho Capital LLC CRD: 226651 | — | 0 | 0 | A | Unknown |
| Kensington AMI, LLC CRD: 145898 | — | 0 | 1 | A | Unknown |
| Kensington Asset Management, LLC CRD: 309780 | — | 0 | 1 | A | Unknown |
| Kensington Capital Corp. CRD: 1742 | NY | 10 | 2 | C | Active |
| Kensington, Bentley & Barnes, Inc. CRD: 46607 | — | 0 | 0 | A | INACTIVE |
| Kent King Securities Co., Inc. CRD: 2424 | — | 7 | 0 | D | INACTIVE |
| Kent Lake PR LLC CRD: 299642 | — | 0 | 0 | A | Unknown |
| Kentansa Finance, LLC CRD: 307194 | — | 0 | 0 | A | Unknown |
| Kentor Financial CRD: 114996 | — | 0 | 1 | A | Unknown |
| Kentucky Select Fund CRD: 315742 | — | 0 | 0 | A | Unknown |
| Kenwyck Capital CRD: 332844 | — | 0 | 1 | A | Unknown |
| Kepler Operators CRD: 312451 | — | 0 | 1 | A | Unknown |
| Kepos Capital LP CRD: 156361 | — | 0 | 1 | A | Unknown |
| KER Equity Group, Inc. CRD: 17354 | — | 0 | 0 | A | INACTIVE |
| Kerburn Rose U.S. CRD: 226786 | — | 0 | 0 | A | Unknown |
| Kern Capital CRD: 329540 | — | 0 | 1 | A | Unknown |
| Kern, Suslow Securities, Inc. CRD: 24755 | — | 5 | 0 | C | INACTIVE |
| Kernodle & Katon TAX and Asset Management Group CRD: 165374 | — | 0 | 0 | A | Unknown |
| Kerns Programs, Inc. CRD: 24010 | — | 0 | 0 | A | INACTIVE |
| Kerogen Capital (UK) Limited CRD: 295043 | — | 0 | 0 | A | Unknown |
| Kershner Trading Group, LLC CRD: 16908 | — | 4 | 0 | C | INACTIVE |
| Kershner, Grosso & Co. CRD: 105696 | — | 0 | 1 | A | Unknown |
| Kerve Capital IM LP CRD: 314814 | — | 0 | 0 | A | Unknown |
| Kesco Securities Corp. CRD: 104243 | — | 1 | 0 | B | INACTIVE |
| Kessler Energy, LLC CRD: 286106 | — | 0 | 1 | A | Unknown |
| Kester Capital LLP CRD: 174588 | — | 0 | 0 | A | Unknown |
| Kestrel0X1 CRD: 329704 | — | 0 | 1 | A | Unknown |
| Ketron Financial LLC CRD: 330807 | — | 0 | 1 | A | Unknown |
| Kettler & Company CRD: 10530 | — | 0 | 0 | A | INACTIVE |
| Ketwich Capital LLC CRD: 288832 | — | 0 | 1 | A | Unknown |
| Kevin Connors & Co., L.P. CRD: 21764 | — | 0 | 0 | A | INACTIVE |
| Kevin Davenport CRD: 175007 | — | 0 | 0 | A | Unknown |
| Kevin G. Conlon, CPA, PC CRD: 118099 | — | 0 | 2 | A | Unknown |