Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Canaccord Genuity LLC CRD: 1020 | NY | 48 | 50 | C | Active |
| Canaccord Genuity Securities LLC CRD: 24790 | - | 22 | 0 | F | INACTIVE |
| Canaccord Genuity Wealth Management (USA) Inc. CRD: 7449 | - | 18 | 2 | D | Active |
| Canada Life of America Financial Services, Inc. CRD: 24220 | - | 0 | 0 | A | INACTIVE |
| Canadian Dollar Options Limited CRD: 31735 | - | 0 | 0 | A | INACTIVE |
| Canal Capital Management, LLC CRD: 164971 | - | 0 | 1 | - | Unknown |
| Canal Financial LLC CRD: 298749 | - | 0 | 0 | - | Unknown |
| Canal Road Capital, LLC CRD: 327488 | - | 0 | 1 | - | Unknown |
| Canal Street Trading CRD: 124582 | - | 3 | 0 | C | INACTIVE |
| Canam Investor Services, LLC CRD: 158539 | NY | 0 | 2 | A | Active |
| Canapi Advisors, LLC CRD: 298954 | - | 0 | 0 | - | Unknown |
| Canaras Capital Management, LLC CRD: 142766 | - | 0 | 1 | - | Unknown |
| Canarsie Capital, LLC CRD: 166997 | - | 0 | 0 | - | Unknown |
| Canberra Securities, Inc. CRD: 21566 | - | 0 | 0 | A | INACTIVE |
| Canby Financial Advisors CRD: 125192 | - | 0 | 0 | - | Unknown |
| Canby Financial Advisors CRD: 338797 | - | 0 | 1 | - | Unknown |
| Canby Grove Capital Inc. CRD: 290279 | - | 0 | 0 | - | Unknown |
| Candeal Securities, LLC CRD: 173523 | NY | 0 | 2 | A | Active |
| Candela Financial CRD: 335785 | - | 0 | 1 | - | Unknown |
| Candela Paramount, LLC CRD: 290959 | - | 0 | 0 | - | Unknown |
| Candelo Capital Management LP CRD: 307389 | - | 0 | 1 | - | Unknown |
| Candent Capital, LLC CRD: 165454 | - | 0 | 1 | - | Unknown |
| Candeo Capital CRD: 168094 | - | 0 | 0 | - | Unknown |
| Cander Asset Management CRD: 337596 | - | 0 | 1 | - | Unknown |
| Candide Group CRD: 286086 | - | 0 | 2 | - | Unknown |
| Candland, Kindschi & Associates CRD: 7459 | - | 0 | 0 | A | INACTIVE |
| Candle Stick Wealth Managment LLC CRD: 164021 | - | 0 | 0 | - | Unknown |
| Candlestick AI CRD: 333215 | - | 0 | 1 | - | Unknown |
| Candlestick Capital Management LP CRD: 305218 | - | 0 | 0 | - | Unknown |
| Candlewood Investment Group, LP CRD: 154254 | - | 0 | 0 | - | Unknown |
| Candor Asset Advisors, LLC CRD: 284978 | - | 0 | 1 | - | Unknown |
| Candor Capital Partners LLC CRD: 286626 | - | 0 | 0 | - | Unknown |
| Candor Financial LLC CRD: 314173 | - | 0 | 0 | - | Unknown |
| Candor Financial, LLC CRD: 155632 | - | 0 | 1 | - | Unknown |
| Candor Wealth Management, LLC CRD: 329951 | - | 0 | 1 | - | Unknown |
| Candotti, Jason CRD: 133122 | - | 0 | 0 | A | INACTIVE |
| Candou Ventures Fund 2 LLC CRD: 317809 | - | 0 | 1 | - | Unknown |
| Candriam Belgium S.A. CRD: 173155 | - | 0 | 0 | - | Unknown |
| Candriam France S.A.S. CRD: 173357 | - | 0 | 0 | - | Unknown |
| Candriam S.C.A. CRD: 173355 | - | 0 | 0 | - | Unknown |
| Cane Capital Management, LLC CRD: 170619 | - | 0 | 0 | - | Unknown |
| Cane Capital Partners, LLC CRD: 337468 | - | 0 | 2 | - | Unknown |
| Cane Island Alternative Advisors, LLC CRD: 304868 | - | 0 | 0 | - | Unknown |
| Cane Ridge Investment Company Inc. CRD: 15646 | - | 0 | 0 | A | INACTIVE |
| Canela Wealth LLC CRD: 331748 | - | 0 | 1 | - | Unknown |
| Caney River Management CRD: 316918 | - | 0 | 1 | - | Unknown |
| Canguru Capital Advisors CRD: 332797 | CA | 0 | 1 | A | Active |
| Canid Asset Management CRD: 148998 | - | 0 | 0 | - | Unknown |
| Cannae Advisors Virginia L.P. CRD: 287866 | - | 0 | 0 | - | Unknown |
| Cannae Capital Management, LLC CRD: 166265 | - | 0 | 0 | - | Unknown |