Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Kevin Hart Kornfield & Company, Inc. CRD: 20787 | — | 0 | 0 | A | INACTIVE |
| Kevin Hebson & Company CRD: 284899 | — | 0 | 1 | A | Unknown |
| Kevin Investments CRD: 330513 | — | 0 | 1 | A | Unknown |
| Kevin Kennedy, LLC CRD: 133193 | — | 0 | 5 | A | Unknown |
| Kevin P. Mcguan, LLC CRD: 291342 | — | 0 | 1 | A | Unknown |
| Kevin V. Lagorio CRD: 137472 | — | 0 | 0 | A | Unknown |
| Kevin, Richard J CRD: 35897 | — | 0 | 0 | A | INACTIVE |
| KEY Asset Advisors CRD: 146603 | — | 0 | 0 | A | Unknown |
| KEY Clearing Corp. CRD: 37595 | — | 0 | 0 | A | INACTIVE |
| KEY Concerns Inc CRD: 124598 | — | 0 | 1 | A | Unknown |
| KEY Financial, Inc. CRD: 116240 | — | 0 | 2 | A | Unknown |
| KEY Focus Wealth LLC CRD: 311827 | — | 0 | 1 | A | Unknown |
| KEY Group Holdings (USA) Inc CRD: 168039 | — | 0 | 0 | A | Unknown |
| KEY Investment Team CRD: 120011 | — | 0 | 0 | A | Unknown |
| KEY Investments Inc. CRD: 15873 | — | 0 | 0 | A | INACTIVE |
| KEY Securities Inc CRD: 11547 | — | 0 | 0 | A | INACTIVE |
| KEY Square Group LP CRD: 281932 | — | 0 | 0 | A | Unknown |
| Keybridge Capital CRD: 288643 | — | 0 | 1 | A | Unknown |
| Keyframe Capital Partners, L.P. CRD: 305812 | — | 0 | 1 | A | Unknown |
| Keymark Financial CRD: 288302 | — | 0 | 1 | A | Unknown |
| Keyquant CRD: 173829 | — | 0 | 0 | A | Unknown |
| Keystate Advisory, LLC CRD: 156226 | — | 0 | 3 | A | Unknown |
| Keystone Advisory Group CRD: 168574 | — | 0 | 2 | A | Unknown |
| Keystone Advisory Group, Inc. CRD: 291085 | — | 0 | 0 | A | Unknown |
| Keystone Capital CRD: 314798 | — | 0 | 1 | A | Unknown |
| Keystone Exchange, Inc. CRD: 16831 | — | 0 | 0 | A | INACTIVE |
| Keystone Financial CRD: 336237 | — | 0 | 2 | A | Unknown |
| Keystone Financial Group, LLC CRD: 170201 | — | 0 | 17 | A | Unknown |
| Keystone Global CRD: 159341 | NY | 0 | 2 | A | Active |
| Keystone Investments, Inc. CRD: 15437 | — | 0 | 0 | A | INACTIVE |
| Keystone Securities CRD: 16252 | — | 0 | 0 | A | INACTIVE |
| Keytone Ventures CRD: 163386 | — | 0 | 0 | A | Unknown |
| KFB Securities, Inc. CRD: 7373 | — | 0 | 0 | A | INACTIVE |
| KFG, LLC CRD: 337331 | — | 0 | 8 | A | Unknown |
| KFI Advisors CRD: 313636 | — | 0 | 1 | A | Unknown |
| KFM Securities, Inc. CRD: 142186 | — | 2 | 0 | B | INACTIVE |
| Kfree Inc CRD: 287517 | — | 0 | 0 | A | Unknown |
| KFS BD, Inc. CRD: 490 | — | 14 | 0 | D | INACTIVE |
| KFT DPM, LLC. CRD: 46029 | — | 0 | 0 | A | INACTIVE |
| KG Advisors II, L.P. CRD: 119595 | — | 0 | 0 | A | Unknown |
| KG Advisors, L.P. CRD: 118271 | — | 0 | 0 | A | Unknown |
| KG Funds Management CRD: 163281 | — | 0 | 0 | A | Unknown |
| KG Meyer, PC CRD: 297872 | — | 0 | 1 | A | Unknown |
| KGH Ltd CRD: 161481 | — | 0 | 0 | A | Unknown |
| KGMS Capital LLC CRD: 285680 | — | 0 | 0 | A | Unknown |
| KGW Capital Corporation CRD: 35959 | — | 0 | 0 | A | INACTIVE |
| Khaleel, Ahmed CRD: 130394 | — | 0 | 0 | A | INACTIVE |
| Khaner Capital LP CRD: 163013 | — | 0 | 1 | A | Unknown |
| Khaveen Investments CRD: 333688 | — | 0 | 0 | A | Unknown |
| KHC Investments, LLC CRD: 162151 | — | 0 | 0 | A | Unknown |