Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Cannage Capital CRD: 332679 | - | 0 | 1 | - | Unknown |
| Cannarsa Investments Inc. CRD: 1381 | - | 6 | 0 | D | INACTIVE |
| Cannata & Company, LLC CRD: 171677 | - | 0 | 1 | - | Unknown |
| Cannell & Co. CRD: 106326 | - | 0 | 0 | - | Unknown |
| Cannell & Spears LLC CRD: 142633 | - | 0 | 1 | - | Unknown |
| Cannell Capital LLC CRD: 158371 | - | 0 | 1 | - | Unknown |
| Cannizzaro, Thomas CRD: 140347 | - | 0 | 0 | A | INACTIVE |
| Cannoles Asset Management, Inc. CRD: 120828 | - | 0 | 2 | - | Unknown |
| Cannon Advisors CRD: 293929 | - | 0 | 3 | - | Unknown |
| Cannon Beach Financial Advisors CRD: 140959 | - | 0 | 2 | - | Unknown |
| Cannon Capital Management, Inc. CRD: 144247 | - | 0 | 1 | - | Unknown |
| Cannon Capital, LP CRD: 288686 | - | 0 | 1 | - | Unknown |
| Cannon Hill Investment Management, LLC CRD: 166750 | - | 0 | 0 | - | Unknown |
| Cannon Securities, Inc. CRD: 152287 | GA | 0 | 2 | A | Active |
| Cannon Venture Opportunities CRD: 305350 | - | 0 | 0 | - | Unknown |
| Cannon Wealth Group LLC CRD: 173633 | - | 0 | 1 | - | Unknown |
| Canny Capital Management, LLC CRD: 169225 | - | 0 | 2 | - | Unknown |
| Canon Asset Management Advisory, LLC CRD: 308833 | - | 0 | 1 | - | Unknown |
| Canon Capital Investment Advisory CRD: 109557 | - | 0 | 0 | - | Unknown |
| Canon Securities, LLC CRD: 104443 | - | 2 | 0 | B | INACTIVE |
| Canone, Henry Alfred CRD: 103180 | - | 0 | 0 | A | INACTIVE |
| Canonical Crypto Management, LLC CRD: 321213 | - | 0 | 1 | - | Unknown |
| Canopus Wealth Management CRD: 287946 | - | 0 | 1 | - | Unknown |
| Canopy 360 Wealth, LLC CRD: 296771 | - | 0 | 1 | - | Unknown |
| Canopy Capital Group CRD: 326730 | - | 0 | 2 | - | Unknown |
| Canopy Financial Solutions CRD: 332951 | - | 0 | 1 | - | Unknown |
| Canopy Group Asia PTE. Ltd. CRD: 289458 | - | 0 | 0 | - | Unknown |
| Canopy Partners CRD: 324812 | - | 0 | 1 | - | Unknown |
| Canopy Wealth Management CRD: 297717 | - | 0 | 5 | - | Unknown |
| Canopyventures CRD: 292915 | - | 0 | 1 | - | Unknown |
| Canrock Advisors, LLC CRD: 163430 | - | 0 | 0 | - | Unknown |
| Canso Investment Counsel Ltd. CRD: 336447 | - | 0 | 0 | - | Unknown |
| Canson Capital Partners CRD: 313256 | - | 0 | 0 | - | Unknown |
| Cantagallo, David CRD: 42598 | - | 0 | 0 | A | INACTIVE |
| Cantebury Capital, Inc. CRD: 125063 | - | 0 | 1 | - | Unknown |
| Cantella & Co., Inc. CRD: 13905 | - | 26 | 0 | F | INACTIVE |
| Cantella Specialist Corp. CRD: 31760 | - | 0 | 0 | A | INACTIVE |
| Cantelupe Capital LLC CRD: 312474 | - | 0 | 0 | - | Unknown |
| Canter Wealth CRD: 167828 | - | 0 | 1 | - | Unknown |
| Canterbury Capital Wealth Management, LLC CRD: 337758 | - | 0 | 1 | - | Unknown |
| Canterbury Consulting Incorporated CRD: 22875 | - | 4 | 2 | B | INACTIVE |
| Canterbury Tollgate CRD: 297830 | - | 0 | 1 | - | Unknown |
| Cantey, Tiller, Pierce Investment Services, LLP CRD: 151950 | - | 0 | 0 | - | Unknown |
| Cantilever CRD: 329651 | - | 0 | 1 | - | Unknown |
| Cantillon Capital Management LLC CRD: 137895 | - | 0 | 1 | - | Unknown |
| Cantillon Capital Management LLP CRD: 139303 | - | 0 | 0 | - | Unknown |
| Canton Hathaway LLC CRD: 297527 | - | 0 | 2 | - | Unknown |
| Canton Securities Company CRD: 10451 | - | 0 | 0 | A | INACTIVE |
| Canton Securities, Inc. CRD: 24680 | - | 0 | 0 | A | INACTIVE |
| Cantone Research Inc. CRD: 26314 | - | 16 | 0 | D | INACTIVE |