Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Cantor Comparative Advantage CRD: 159297 | - | 0 | 0 | - | Unknown |
| Cantor Fitzgerald & Co. CRD: 134 | NY | 97 | 37 | D | Active |
| Cantor Fitzgerald Energy Advisors, LLC CRD: 338226 | - | 0 | 1 | - | Unknown |
| Cantor Fitzgerald Financial Corp. CRD: 24647 | - | 0 | 0 | A | INACTIVE |
| Cantor Fitzgerald Investment Advisors CRD: 159296 | - | 0 | 6 | - | Unknown |
| Cantor Fitzgerald MBS Brokers, Inc. CRD: 19661 | - | 0 | 0 | A | INACTIVE |
| Cantor Fitzgerald Shoken Kaisha Limited CRD: 22314 | - | 0 | 0 | A | INACTIVE |
| Cantor Fitzgerald, G.P. CRD: 27368 | - | 0 | 0 | A | INACTIVE |
| Cantor Fund Management, LLC CRD: 164011 | - | 0 | 0 | - | Unknown |
| Cantor, Fitzgerald Municipal Brokers, Inc. CRD: 10780 | - | 0 | 0 | A | INACTIVE |
| Cantos II GP, L.L.C. CRD: 313132 | - | 0 | 0 | - | Unknown |
| Cantos Ventures CRD: 288172 | - | 0 | 0 | - | Unknown |
| Cantos Ventures, LLC CRD: 312922 | - | 0 | 1 | - | Unknown |
| Cantrell Financial Strategies LLC CRD: 154792 | - | 0 | 0 | - | Unknown |
| Cantrell Real Estate Securities, Inc. CRD: 10781 | - | 0 | 0 | A | INACTIVE |
| Cantu Tactical Wealth Management, Inc. CRD: 152210 | - | 0 | 2 | - | Unknown |
| Canvas Capital Management LLC CRD: 337587 | - | 0 | 1 | - | Unknown |
| Canvas Capital S.A. CRD: 226554 | - | 0 | 0 | - | Unknown |
| Canvas Retirement Planning LLC CRD: 322475 | - | 0 | 1 | - | Unknown |
| Canvas Ventures CRD: 168532 | - | 0 | 1 | - | Unknown |
| Canvas Wealth Advisors, LLC CRD: 306343 | - | 0 | 1 | - | Unknown |
| Canyon Bridge Capital Partners, LLC CRD: 286596 | - | 0 | 0 | - | Unknown |
| Canyon Bridge Management (Hong Kong) Limited CRD: 286597 | - | 0 | 0 | - | Unknown |
| Canyon Bridge Management Consulting (Beijing) Co L… CRD: 286595 | - | 0 | 0 | - | Unknown |
| Canyon Bridge Management Corp. CRD: 285595 | - | 0 | 0 | - | Unknown |
| Canyon Capital Advisors LLC CRD: 107922 | - | 0 | 1 | - | Unknown |
| Canyon CLO Advisors LP CRD: 226636 | - | 0 | 1 | - | Unknown |
| Canyon Creek Capital Management, LLC CRD: 167789 | - | 0 | 0 | - | Unknown |
| Canyon Creek Financial, LLC CRD: 139306 | - | 0 | 0 | A | INACTIVE |
| Canyon Creek Investment Advisors CRD: 316378 | - | 0 | 2 | - | Unknown |
| Canyon Partners Real Estate LLC CRD: 107880 | - | 0 | 1 | - | Unknown |
| Canyon RUN Securities, Inc. CRD: 36649 | - | 0 | 0 | A | INACTIVE |
| CAP 10 Partners LLP CRD: 329979 | - | 0 | 0 | - | Unknown |
| CAP COM Financial Services, LLC CRD: 126384 | - | 0 | 0 | - | Unknown |
| CAP Partners, LLC CRD: 144779 | - | 0 | 1 | - | Unknown |
| CAP PRO Brokerage Services, Inc. CRD: 103953 | - | 1 | 0 | B | INACTIVE |
| CAP SIX Advisors CRD: 325164 | - | 0 | 2 | - | Unknown |
| CAP Strat CRD: 150091 | - | 0 | 0 | - | Unknown |
| CAP-EQ,Inc. CRD: 15510 | - | 0 | 0 | A | INACTIVE |
| CAP-Steady Fund LLC CRD: 315940 | - | 0 | 0 | - | Unknown |
| Capable Wealth, LLC CRD: 288448 | - | 0 | 2 | - | Unknown |
| Capacity Capital, LLC CRD: 329802 | - | 0 | 1 | - | Unknown |
| Capacuity LLC CRD: 297679 | - | 0 | 5 | - | Unknown |
| Capacuity Securities, Inc. CRD: 15384 | FL | 0 | 3 | A | Active |
| Capasso Planning Partners LLC CRD: 294673 | - | 0 | 1 | - | Unknown |
| Capbay Financial Services CRD: 32395 | - | 4 | 0 | C | INACTIVE |
| Capconnect Emarkets, LLC CRD: 310433 | FL | 0 | 1 | A | Active |
| Cape ANN Advisors LLC CRD: 167082 | - | 0 | 0 | - | Unknown |
| Cape ANN Asset Management CRD: 284056 | - | 0 | 0 | - | Unknown |
| Cape ANN Capital, Inc. CRD: 128942 | - | 0 | 2 | - | Unknown |