Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Khelp Financial LLC CRD: 316301 | — | 0 | 3 | A | Unknown |
| Khorsand Management CRD: 166502 | — | 0 | 1 | A | Unknown |
| Khosla Ventures, LLC CRD: 162910 | — | 0 | 1 | A | Unknown |
| Khouri, Kenneth Elias CRD: 130703 | — | 0 | 0 | A | INACTIVE |
| KHP Capital LLC CRD: 281169 | — | 0 | 0 | A | Unknown |
| KHP Capital Partners, L.P. CRD: 175049 | — | 0 | 1 | A | Unknown |
| Khronos LLC CRD: 160167 | — | 0 | 0 | A | Unknown |
| KI Associates, Inc. CRD: 14049 | — | 0 | 0 | A | INACTIVE |
| KI Partners CRD: 309822 | — | 0 | 0 | A | Unknown |
| Kiara Advisors PTE Ltd CRD: 284221 | — | 0 | 0 | A | Unknown |
| Kiaros Advisors, LLC CRD: 159955 | — | 0 | 1 | A | Unknown |
| Kibbutz VC CRD: 292156 | — | 0 | 1 | A | Unknown |
| Kich Trading Inc. CRD: 107736 | — | 0 | 0 | A | INACTIVE |
| Kickstart Capital, LLC CRD: 167541 | — | 0 | 1 | A | Unknown |
| Kidder, Peabody Puerto Rico, Inc. CRD: 27413 | — | 0 | 0 | A | INACTIVE |
| Kieffer Capital CRD: 165405 | — | 0 | 0 | A | Unknown |
| Kildare Capital, Inc. CRD: 45796 | — | 4 | 0 | C | INACTIVE |
| Kildare Partners US, LLC CRD: 167984 | — | 0 | 1 | A | Unknown |
| Kilefner, Jarod CRD: 281674 | — | 0 | 0 | A | Unknown |
| Kiley Partners, Inc. CRD: 37814 | NV | 4 | 3 | B | Active |
| Kilihune Research, LLC CRD: 315075 | — | 0 | 1 | A | Unknown |
| Killebrew & Company, Inc. CRD: 20450 | — | 0 | 0 | A | INACTIVE |
| Killen Group Inc CRD: 110421 | — | 0 | 0 | A | Unknown |
| Kilonova Capital CRD: 323293 | — | 0 | 1 | A | Unknown |
| Kiltearn Partners CRD: 158789 | — | 0 | 0 | A | Unknown |
| Kilter Group CRD: 330356 | — | 0 | 7 | A | Unknown |
| Kilterhowling LLC CRD: 169684 | — | 0 | 3 | A | Unknown |
| KIM Asset Management CRD: 285388 | — | 0 | 0 | A | Unknown |
| KIM Knotts, RIA CRD: 289830 | — | 0 | 2 | A | Unknown |
| KIM, Chung (Peter) CRD: 47862 | — | 0 | 0 | A | INACTIVE |
| KIM, Daniel KAI Myong CRD: 42860 | — | 0 | 0 | A | INACTIVE |
| Kimball, LLC CRD: 284902 | — | 0 | 1 | A | Unknown |
| Kimbell Securities Corp. CRD: 16281 | — | 0 | 0 | A | INACTIVE |
| Kimberly Capital Corp. CRD: 41470 | — | 0 | 0 | A | INACTIVE |
| Kimble Advisory, LLC CRD: 290903 | — | 0 | 0 | A | Unknown |
| Kimble and Associates CRD: 16954 | — | 0 | 0 | A | INACTIVE |
| Kimbo Trading LLC CRD: 140265 | — | 0 | 0 | A | INACTIVE |
| Kimbridge & Co., Inc. CRD: 15631 | — | 0 | 0 | A | INACTIVE |
| Kimco CRD: 118426 | — | 0 | 0 | A | Unknown |
| Kimelman & Baird, LLC CRD: 2440 | NY | 5 | 3 | B | Active |
| Kimerling, Daniel CRD: 165802 | — | 0 | 0 | A | Unknown |
| Kimmel Advisor LLC CRD: 318383 | — | 0 | 0 | A | Unknown |
| Kimmel Advisor LLC CRD: 304937 | — | 0 | 0 | A | Unknown |
| Kimmel, Susan CRD: 121494 | — | 0 | 0 | A | Unknown |
| KIN Advisors, Inc CRD: 304790 | — | 0 | 0 | A | Unknown |
| KIN Stewards LLC CRD: 340120 | — | 0 | 1 | A | Unknown |
| Kindler, IAN Scott CRD: 45947 | — | 0 | 0 | A | INACTIVE |
| Kindling MBD LLC CRD: 331366 | GA | 0 | 1 | A | Active |
| Kindred Capital LLP CRD: 322987 | — | 0 | 0 | A | Unknown |
| Kindzia Investments CRD: 148189 | — | 0 | 1 | A | Unknown |