Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Kineo Capital LLC CRD: 315019 | — | 0 | 2 | A | Unknown |
| Kinesic Capital LLC CRD: 309935 | — | 0 | 1 | A | Unknown |
| Kinetic Capital Inc CRD: 3908 | — | 0 | 0 | A | INACTIVE |
| Kinetic Financial CRD: 331142 | — | 0 | 1 | A | Unknown |
| Kinetic VC LLC CRD: 314829 | — | 0 | 1 | A | Unknown |
| Kinetic Ventures, L.L.C. CRD: 144453 | — | 0 | 0 | A | Unknown |
| Kinetic Wealth CRD: 336229 | — | 0 | 1 | A | Unknown |
| Kinetics Advisers, LLC CRD: 139011 | — | 0 | 0 | A | Unknown |
| Kinetik Finance, Inc. CRD: 292921 | — | 0 | 0 | A | Unknown |
| King and Company CRD: 489 | — | 0 | 0 | A | INACTIVE |
| King Capital Corporation CRD: 10388 | — | 0 | 0 | A | INACTIVE |
| King Financial CRD: 299374 | — | 0 | 2 | A | Unknown |
| King Pine Investments CRD: 286568 | — | 0 | 0 | A | Unknown |
| King Rook Capital LLC CRD: 168569 | — | 0 | 0 | A | Unknown |
| King Sharon S. CRD: 33989 | — | 0 | 0 | A | INACTIVE |
| King Tide Advisors CRD: 318185 | — | 0 | 0 | A | Unknown |
| King's Leap Capital LLC CRD: 292039 | — | 0 | 0 | A | Unknown |
| King, Errol Gene CRD: 138234 | — | 0 | 0 | A | Unknown |
| King, Janice M. CRD: 135456 | — | 0 | 0 | A | Unknown |
| Kingdom Africa Management CRD: 163261 | — | 0 | 0 | A | Unknown |
| Kingdom Financial CRD: 328544 | — | 0 | 1 | A | Unknown |
| Kingdom Global Advisory Group, LLC CRD: 324056 | — | 0 | 0 | A | Unknown |
| Kingman Douglass, Inc. CRD: 16107 | — | 0 | 0 | A | INACTIVE |
| Kings Path Partners LLC CRD: 269876 | — | 0 | 1 | A | Unknown |
| Kingsbridge Capital Corp. CRD: 42916 | — | 1 | 0 | B | INACTIVE |
| Kingsbury Capital, Inc. CRD: 7638 | — | 0 | 0 | A | INACTIVE |
| Kingsbury, LLC CRD: 147102 | — | 0 | 0 | A | INACTIVE |
| Kingscote Capital LLC CRD: 173520 | — | 0 | 0 | A | Unknown |
| Kingside Partners, LLC CRD: 139930 | — | 2 | 0 | B | INACTIVE |
| Kingsley Advisors, LLC CRD: 217513 | — | 0 | 1 | A | Unknown |
| Kingsley Financial CRD: 329133 | — | 0 | 1 | A | Unknown |
| Kingsly Capital, LLC CRD: 311796 | — | 0 | 1 | A | Unknown |
| Kingston Capital, LLC CRD: 47906 | — | 0 | 0 | A | INACTIVE |
| Kingstone Prato, Inc. CRD: 15418 | — | 0 | 0 | A | INACTIVE |
| Kingstone Prato, Inc. CRD: 143264 | — | 0 | 0 | A | Unknown |
| Kingstown Capital CRD: 147740 | — | 0 | 0 | A | Unknown |
| Kingwest Advisors Inc. CRD: 132400 | — | 0 | 0 | A | Unknown |
| Kinkelaar & Associates CRD: 131439 | — | 0 | 1 | A | Unknown |
| Kinloch Capital, LLC CRD: 300735 | — | 0 | 1 | A | Unknown |
| Kinly Advisors, LLC CRD: 315532 | — | 0 | 0 | A | Unknown |
| Kinnow Capital, LLC CRD: 320833 | — | 0 | 1 | A | Unknown |
| Kinsell, Newcomb & DE Dios, Inc CRD: 16427 | — | 1 | 0 | B | INACTIVE |
| Kinsight, LLC CRD: 116047 | — | 0 | 0 | A | Unknown |
| Kintail Holdings D/B/a Kintail Advisors CRD: 337506 | — | 0 | 2 | A | Unknown |
| Kintayl Capital LP CRD: 331471 | — | 0 | 1 | A | Unknown |
| Kintbury Capital LLP CRD: 192513 | — | 0 | 0 | A | Unknown |
| Kintegral Advisory, LLC CRD: 164160 | — | 0 | 1 | A | Unknown |
| Kinterra Capital Corp. CRD: 321071 | — | 0 | 0 | A | Unknown |
| Kintra Wealth, LLC CRD: 299407 | — | 0 | 10 | A | Unknown |
| Kinwell LLC CRD: 290449 | — | 0 | 1 | A | Unknown |