Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Kiplin Capital, LLC CRD: 286534 | — | 0 | 1 | A | Unknown |
| Kipling & Co. CRD: 277115 | — | 0 | 2 | A | Unknown |
| Kipling Capital, Inc. CRD: 41196 | CA | 0 | 3 | A | Active |
| Kipling Jones & Co., Ltd. CRD: 144730 | — | 9 | 0 | D | INACTIVE |
| Kipos Wealth CRD: 323987 | — | 0 | 2 | A | Unknown |
| Kipp Reese Koldyke Securities LLC CRD: 133234 | — | 0 | 0 | A | INACTIVE |
| Kirchner, Moore & Co. of Kansas, Inc. CRD: 14218 | — | 0 | 0 | A | INACTIVE |
| Kirkland Messina, Inc. CRD: 36258 | — | 0 | 0 | A | INACTIVE |
| Kirkpatrick & Co. CRD: 145879 | — | 0 | 0 | A | Unknown |
| Kirkwood Eugene J., SR. CRD: 149215 | — | 0 | 0 | A | Unknown |
| Kirkwood Private, LLC CRD: 139593 | — | 0 | 2 | A | Unknown |
| Kirlin Securities Inc. CRD: 21210 | — | 34 | 0 | F | INACTIVE |
| Kirmani Partners CRD: 337612 | — | 0 | 1 | A | Unknown |
| Kirsch Capital LLC CRD: 315704 | — | 0 | 1 | A | Unknown |
| Kirwan Capital CRD: 165716 | — | 0 | 2 | A | Unknown |
| Kirwin Financial LLC CRD: 314561 | — | 0 | 2 | A | Unknown |
| Kirz, Paul H CRD: 136869 | — | 0 | 1 | A | Unknown |
| Kisc, LLC CRD: 286634 | — | 0 | 0 | A | Unknown |
| Kisco Capital, LLC CRD: 226621 | — | 0 | 1 | A | Unknown |
| Kisher Capital, LLC CRD: 334680 | — | 0 | 2 | A | Unknown |
| Kiski Partners LLC CRD: 166294 | — | 0 | 0 | A | Unknown |
| Kiski Securities LLC CRD: 159281 | — | 0 | 0 | A | INACTIVE |
| Kismet Capital, LLC CRD: 171662 | — | 0 | 1 | A | Unknown |
| Kiso Capital CRD: 288152 | — | 0 | 0 | A | Unknown |
| Kissane, Marguerite Mary CRD: 32673 | — | 0 | 0 | A | INACTIVE |
| Kissel, ROY Warren CRD: 34646 | — | 0 | 0 | A | INACTIVE |
| Kitano Capital CRD: 160931 | — | 0 | 0 | A | Unknown |
| Kitchen Ventures, LLC CRD: 307423 | — | 0 | 1 | A | Unknown |
| Kitef Investments Co. CRD: 26995 | — | 0 | 0 | A | INACTIVE |
| Kitsune Advisors CRD: 175125 | — | 0 | 0 | A | Unknown |
| Kittlaus Company CRD: 14526 | — | 0 | 0 | A | INACTIVE |
| Kize Capital LP CRD: 305608 | — | 0 | 1 | A | Unknown |
| KJ Enterprises Inc CRD: 317974 | — | 0 | 0 | A | Unknown |
| KJLK & Co. CRD: 329634 | — | 0 | 0 | A | Unknown |
| KJM Securities, Inc. CRD: 20277 | — | 5 | 0 | C | INACTIVE |
| KJT Investments CRD: 125906 | — | 0 | 0 | A | Unknown |
| KKA Management GMBH CRD: 323240 | — | 0 | 0 | A | Unknown |
| KKB, P.C. CRD: 164987 | — | 0 | 0 | A | Unknown |
| KKL & Co., Inc. CRD: 970 | — | 0 | 0 | A | INACTIVE |
| KKM Financial LLC CRD: 165136 | — | 0 | 1 | A | Unknown |
| KKM Media Management, L.P. CRD: 24871 | — | 0 | 0 | A | INACTIVE |
| KKR Credit Advisors (US) LLC CRD: 146629 | — | 0 | 1 | A | Unknown |
| KL Financial LLC CRD: 305309 | — | 0 | 2 | A | Unknown |
| KL Zech Investments CRD: 113656 | — | 0 | 2 | A | Unknown |
| Klaff Realty, LP CRD: 265787 | — | 0 | 1 | A | Unknown |
| Klakna Group Ltd CRD: 340430 | — | 0 | 1 | A | Unknown |
| Klar Partners CRD: 311707 | — | 0 | 0 | A | Unknown |
| Klaraos, LLC CRD: 115044 | — | 0 | 1 | A | Unknown |
| Klaren Capital CRD: 151086 | — | 0 | 2 | A | Unknown |
| Klarity Financial LLC CRD: 284957 | — | 0 | 0 | A | Unknown |