Branch offices
4 offices
FINRA: Small firm
CRD #329399 · FINRA BrokerCheck + SEC IAPD
Capital Connect, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Capital Connect, LLC ranks #7,313 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #127 of 251 on the same disclosure sort used on the state browse page. Capital Connect, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 4 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 4
- branch offices
- 0
- disclosures
- #7,313 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 329399 Capital Connect, LLC
Capital Connect, LLC · Grade A · 0 disc · 0.00/office · Small firm
- CRD 329399
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 4
- PER-OFF 0.00
- RANK #7,313 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Capital Connect, LLC ranks #7,313 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 4 offices
Clean disclosure surface
Capital Connect, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 4 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Vero Beach, FL, 32963
- Formed
- 10/18/2023
- State of Formation
- Wyoming
- CRD Number
- 329399
- SEC Number
- 71196
Clean BrokerCheck surface
Capital Connect, LLC's clean BrokerCheck surface
Capital Connect, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 4 branch offices (Grade A).
Capital Connect, LLC shows zero reportable disclosures across 4 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Capital Connect, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Florida cohort · 0.00× state average
Capital Connect, LLC sits below the Florida disclosure average
Capital Connect, LLC reports 0 BrokerCheck disclosures, 0.00× the Florida average of 4.6, lighter than most of the 251 graded firms filed there.
In Florida, 152 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Florida state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Capital Connect, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Capital Connect, LLC ranks #7,313 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #127 of 251 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Capital Connect, LLC?
A grade of A means Capital Connect, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Capital Connect, LLC have?
Capital Connect, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Capital Connect, LLC?
Capital Connect, LLC operates 4 branch offices and is classified by FINRA as a small firm, registered in FL (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Capital Connect, LLC's disciplinary record?
You can verify Capital Connect, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 329399. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Capital Connect, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Capital Connect, LLC's 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Capital Connect, LLC's 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Capital Connect, LLC's 0.00
- Firms in FL - state roster that includes Capital Connect, LLC's registration home.
- How to Vet a Financial Advisor - Use Capital Connect, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Capital Connect, LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Capital Connect, LLC.
- Compare firms - put Capital Connect, LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.