Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| KLCM Advisors, Inc. CRD: 107847 | — | 0 | 3 | A | Unknown |
| KLD Wealth Management CRD: 330287 | — | 0 | 1 | A | Unknown |
| Kleat Trading LLC CRD: 111294 | — | 0 | 0 | A | INACTIVE |
| Klein Pavlis & Peasley Financial, Inc. CRD: 112414 | — | 0 | 1 | A | Unknown |
| Klein, Maus & Shire Inc. CRD: 20527 | — | 0 | 0 | A | INACTIVE |
| Kleiner Perkins CRD: 161035 | — | 0 | 1 | A | Unknown |
| Kleon Financial, LLC CRD: 121537 | NY | 0 | 3 | A | Active |
| Kleossum, Inc. CRD: 154685 | — | 0 | 0 | A | Unknown |
| KLH Capital CRD: 304294 | — | 0 | 1 | A | Unknown |
| KLI Capital CRD: 322056 | — | 0 | 0 | A | Unknown |
| Klinkloans Fund CRD: 330004 | — | 0 | 1 | A | Unknown |
| KLK Partners LLC CRD: 171205 | — | 0 | 0 | A | Unknown |
| KLM Partners LLC CRD: 316586 | — | 0 | 0 | A | Unknown |
| KLN Financial Group CRD: 128251 | — | 0 | 0 | A | Unknown |
| Klosters Capital CRD: 285582 | — | 0 | 1 | A | Unknown |
| KLR Group Advisors, LP CRD: 297271 | — | 0 | 0 | A | Unknown |
| KLR Group, LLC CRD: 165586 | — | 0 | 0 | A | INACTIVE |
| KLSB Manager, LLC CRD: 288862 | — | 0 | 0 | A | Unknown |
| Kludein Management LLC CRD: 283614 | — | 0 | 0 | A | Unknown |
| Kluz Ventures CRD: 292197 | — | 0 | 1 | A | Unknown |
| KM Advisory Services CRD: 107524 | — | 0 | 0 | A | Unknown |
| KM Partners, LLC CRD: 311447 | — | 0 | 1 | A | Unknown |
| KM&M Pinnacle, Ltd. CRD: 121103 | — | 0 | 3 | A | Unknown |
| KMB Trading, Inc CRD: 103731 | — | 0 | 0 | A | INACTIVE |
| KMCP Advisors II, LLC CRD: 160673 | — | 0 | 0 | A | Unknown |
| KMH Management Inc. CRD: 143036 | — | 0 | 0 | A | Unknown |
| KMI CRD: 132506 | — | 0 | 0 | A | Unknown |
| KMI Wealth Advisors CRD: 313218 | — | 0 | 1 | A | Unknown |
| KMR Capital Investors, Inc. CRD: 14998 | — | 0 | 0 | A | INACTIVE |
| KMR Financial Advisory, Inc. CRD: 286058 | — | 0 | 1 | A | Unknown |
| KMR Wealth Advisory, LLC CRD: 171327 | — | 0 | 1 | A | Unknown |
| KMS Corporate Brokers, Inc. CRD: 5418 | — | 0 | 0 | A | INACTIVE |
| KNA Capital CRD: 330814 | — | 0 | 2 | A | Unknown |
| Knapp & Associates CRD: 14200 | — | 0 | 0 | A | INACTIVE |
| Knapp Kerner Securities, Inc. CRD: 36953 | — | 0 | 0 | A | INACTIVE |
| KNB Options CRD: 39080 | — | 0 | 0 | A | INACTIVE |
| KNBT Securities, Inc. CRD: 115372 | — | 2 | 0 | B | INACTIVE |
| KNG Securities USA Inc CRD: 335822 | NY | 0 | 2 | A | Active |
| Knight & Mellerup, Inc. CRD: 14421 | — | 0 | 0 | A | INACTIVE |
| Knight Bondpoint, Inc. CRD: 102580 | — | 0 | 0 | A | INACTIVE |
| Knight Direct LLC CRD: 135924 | — | 2 | 0 | B | INACTIVE |
| Knight Family Wealth CRD: 309475 | — | 0 | 3 | A | Unknown |
| Knight Libertas LLC CRD: 124790 | — | 5 | 0 | C | INACTIVE |
| Knight, Daniel J. CRD: 30398 | — | 0 | 0 | A | INACTIVE |
| Knight, David CRD: 153419 | — | 0 | 0 | A | Unknown |
| KNM Services Inc CRD: 305326 | — | 0 | 1 | A | Unknown |
| Knoble, Larry H. CRD: 123479 | — | 0 | 2 | A | Unknown |
| Knoll Kratky Management, LLC CRD: 158451 | — | 0 | 0 | A | Unknown |
| Knott Consulting, LLC CRD: 291014 | — | 0 | 0 | A | Unknown |
| Know Your Worth Financial CRD: 306771 | — | 0 | 1 | A | Unknown |