CRD #325212 · FINRA BrokerCheck + SEC IAPD

C.R. Lloyd Investment Services, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, C.R. Lloyd Investment Services, LLC ranks #8,311 of 20,055 by disclosure count (most disclosures first). Among firms registered in SD, it ranks #3 of 4 on the same disclosure sort used on the state browse page. C.R. Lloyd Investment Services, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 2 branch offices, earning a Grade A.

Verify on FINRA BrokerCheck → Browse all firms
Grade A
Safety grade
2
branch offices
0
disclosures
#8,311 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 325212 C.R. Lloyd Investment Services, LLC

C.R. Lloyd Investment Services, LLC · Grade A · 0 disc · 0.00/office · Small firm

  • CRD 325212
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 2
  • PER-OFF 0.00
  • RANK #8,311 of 20,055
  • BOOK Small firm

Intensity peers

Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)

1031 Securities Inc.0.0016 Points LLC0.001851 Securities, Inc0.00C.R. Lloyd Investme… (this)0.00
Disclosures per office among small firm peers (lower is cleaner)

C.R. Lloyd Investment Services, LLC ranks #8,311 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

2 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 2 offices

Clean disclosure surface

C.R. Lloyd Investment Services, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 2 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Sioux Falls, SD
CRD Number
325212

Clean BrokerCheck surface

C.R. Lloyd Investment Services, LLC's clean BrokerCheck surface

C.R. Lloyd Investment Services, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 2 branch offices (Grade A).

C.R. Lloyd Investment Services, LLC shows zero reportable disclosures across 2 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of C.R. Lloyd Investment Services, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

South Dakota cohort · 0.00× state average

C.R. Lloyd Investment Services, LLC sits below the South Dakota disclosure average

C.R. Lloyd Investment Services, LLC reports 0 BrokerCheck disclosures, 0.00× the South Dakota average of 0.3, lighter than most of the 4 graded firms filed there.

In South Dakota, 3 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the South Dakota state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does C.R. Lloyd Investment Services, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, C.R. Lloyd Investment Services, LLC ranks #8,311 of 20,055 by disclosure count (most disclosures first). Among firms registered in SD, it ranks #3 of 4 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for C.R. Lloyd Investment Services, LLC?
A grade of A means C.R. Lloyd Investment Services, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does C.R. Lloyd Investment Services, LLC have?
C.R. Lloyd Investment Services, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is C.R. Lloyd Investment Services, LLC?
C.R. Lloyd Investment Services, LLC operates 2 branch offices and is classified by FINRA as a small firm, registered in SD (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify C.R. Lloyd Investment Services, LLC's disciplinary record?
You can verify C.R. Lloyd Investment Services, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 325212. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. C.R. Lloyd Investment Services, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Read with this firm

  • 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to C.R. Lloyd Investment Services, LLC's 0.00
  • 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to C.R. Lloyd Investment Services, LLC's 0.00
  • 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to C.R. Lloyd Investment Services, LLC's 0.00
  • Firms in SD - state roster that includes C.R. Lloyd Investment Services, LLC's registration home.
  • How to Vet a Financial Advisor - Use C.R. Lloyd Investment Services, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
  • Reading BrokerCheck Reports - What a Grade A page like C.R. Lloyd Investment Services, LLC's does and does not prove.
  • Clean-Record Firms - Other Grade-A firms ranked by footprint alongside C.R. Lloyd Investment Services, LLC.
  • Compare firms - put C.R. Lloyd Investment Services, LLC next to peers on grade and footprint.

Read our methodology - clean-record firms: what a Grade A surface does and does not prove.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.