Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| LCB Capital Corporation CRD: 20990 | — | 0 | 0 | A | INACTIVE |
| LCC Securities, Inc. CRD: 10911 | — | 0 | 0 | A | INACTIVE |
| LCG PCG CRD: 170563 | — | 0 | 0 | A | Unknown |
| LCI Funding, Inc. CRD: 28375 | — | 0 | 0 | A | INACTIVE |
| Lcif GP S.A R.L. CRD: 323830 | — | 0 | 0 | A | Unknown |
| LCL Investments, Inc. CRD: 30340 | — | 0 | 0 | A | INACTIVE |
| LCM Advisory PTY Ltd CRD: 310109 | — | 0 | 0 | A | Unknown |
| LCM Capital LLP CRD: 284385 | — | 0 | 0 | A | Unknown |
| LCM Financial CRD: 330543 | — | 0 | 2 | A | Unknown |
| LCP Advisor I LLC CRD: 297085 | — | 0 | 1 | A | Unknown |
| LCP Capital Corp. CRD: 14469 | — | 50 | 0 | F | INACTIVE |
| LCS Fund GP, LLC CRD: 330563 | — | 0 | 1 | A | Unknown |
| LCS Securities, LLC CRD: 140147 | — | 0 | 0 | A | INACTIVE |
| LCT Capital, LLC CRD: 154233 | TX | 0 | 3 | A | Active |
| LCV Advisors LLC CRD: 287457 | — | 0 | 1 | A | Unknown |
| LCV Management, LP CRD: 338080 | — | 0 | 0 | A | Unknown |
| LD Lowe Wealth Advisory CRD: 136596 | — | 0 | 2 | A | Unknown |
| LDC Securities, Inc. CRD: 15032 | — | 0 | 0 | A | INACTIVE |
| LDI-MAP LLC CRD: 288253 | — | 0 | 0 | A | Unknown |
| LDN Wealth, LLC CRD: 175348 | — | 0 | 2 | A | Unknown |
| LDP Partners LLC CRD: 328319 | — | 0 | 1 | A | Unknown |
| LDR Partners LP CRD: 328181 | — | 0 | 1 | A | Unknown |
| LDS Investments LP CRD: 316984 | — | 0 | 0 | A | Unknown |
| LDVM, LLC CRD: 314377 | — | 0 | 1 | A | Unknown |
| LDVP Asia Limited CRD: 178533 | — | 0 | 0 | A | Unknown |
| LDVP Management, LLC CRD: 178532 | — | 0 | 1 | A | Unknown |
| LEA Partners GMBH CRD: 329061 | — | 0 | 0 | A | Unknown |
| Leader Capital Corp. CRD: 46206 | — | 2 | 1 | B | INACTIVE |
| Leader Investments LLC CRD: 325683 | — | 0 | 2 | A | Unknown |
| Leader Investments, Inc. CRD: 42927 | — | 2 | 0 | B | INACTIVE |
| Leader Ventures, LLC CRD: 161284 | — | 0 | 0 | A | Unknown |
| Leafvest Capital LLC CRD: 312305 | — | 0 | 0 | A | Unknown |
| Leap Global Partners CRD: 320773 | — | 0 | 1 | A | Unknown |
| Leapfrog Ventures CRD: 162444 | — | 0 | 0 | A | Unknown |
| Leaping KOI, Inc. CRD: 316628 | — | 0 | 1 | A | Unknown |
| Leargas Capital LLC CRD: 326613 | — | 0 | 1 | A | Unknown |
| Learn Capital CRD: 170595 | — | 0 | 1 | A | Unknown |
| Learned Investments, Inc. CRD: 19807 | — | 0 | 0 | A | INACTIVE |
| Lebens Advisory Group LLC CRD: 175089 | — | 0 | 4 | A | Unknown |
| Lebenthal & Co., LLC CRD: 145750 | — | 3 | 0 | C | INACTIVE |
| LEC Investment Corp. CRD: 25336 | AL | 1 | 2 | B | Active |
| Lecorgne Loewenbaum & Co., LLC CRD: 103772 | — | 0 | 0 | A | INACTIVE |
| Lecount R. Davis, CFP CRD: 157039 | — | 0 | 0 | A | Unknown |
| Leda Trust LLC CRD: 153541 | — | 0 | 0 | A | Unknown |
| Ledge Wealth CRD: 165713 | — | 0 | 0 | A | Unknown |
| Ledgemont Capital Markets LLC CRD: 119340 | — | 2 | 0 | B | INACTIVE |
| Ledgerprime, LLC CRD: 313715 | — | 0 | 0 | A | Unknown |
| Ledgewood Management CRD: 326831 | — | 0 | 1 | A | Unknown |
| Ledyard Capital CRD: 314601 | — | 0 | 0 | A | Unknown |
| LEE & Hite CRD: 16007 | — | 0 | 0 | A | INACTIVE |