Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Laurentide Advisory, LLC CRD: 269877 | — | 0 | 0 | A | Unknown |
| Laurion Capital Management LP CRD: 161278 | — | 0 | 1 | A | Unknown |
| Lava Trading, Inc. CRD: 133804 | — | 0 | 0 | A | INACTIVE |
| Lava Ventures Ltd. CRD: 330688 | — | 0 | 0 | A | Unknown |
| Lavaca Capital, LLC CRD: 167238 | — | 0 | 1 | A | Unknown |
| Lavaflow, Inc. CRD: 120444 | — | 9 | 0 | D | INACTIVE |
| Lavelle Capital CRD: 316754 | — | 0 | 1 | A | Unknown |
| Laven Advisors LLP CRD: 328030 | — | 0 | 0 | A | Unknown |
| Lavien Advisors, LLC CRD: 292378 | — | 0 | 0 | A | Unknown |
| Lavrock Ventures, LLC CRD: 285450 | — | 0 | 1 | A | Unknown |
| Lavya Investing LLC CRD: 325244 | — | 0 | 0 | A | Unknown |
| LAW Office of Jamie Townsend CRD: 317343 | — | 0 | 1 | A | Unknown |
| LAW Office of Kevin Adams, PLLC CRD: 173127 | — | 0 | 3 | A | Unknown |
| Lawing Financial Inc CRD: 117178 | — | 0 | 0 | A | Unknown |
| Lawrence Helfant LLC CRD: 32829 | — | 2 | 0 | B | INACTIVE |
| Lawrence Investment Co. CRD: 137157 | — | 0 | 0 | A | Unknown |
| Lawrence Landis CRD: 135559 | — | 0 | 1 | A | Unknown |
| Lawrentz Associated L.L.C. CRD: 47613 | — | 0 | 0 | A | INACTIVE |
| Lawshares, LLC CRD: 174510 | — | 0 | 0 | A | Unknown |
| Lawson, John R. CRD: 152426 | — | 0 | 0 | A | Unknown |
| Laxton, Herbert E CRD: 32804 | — | 0 | 0 | A | INACTIVE |
| Layari Financial CRD: 321852 | — | 0 | 1 | A | Unknown |
| Layer 7 Management LLC CRD: 288461 | — | 0 | 0 | A | Unknown |
| Layer1 Capital, LLC CRD: 299640 | — | 0 | 0 | A | Unknown |
| Layline Financial CRD: 327148 | — | 0 | 1 | A | Unknown |
| Layne Financial Group CRD: 336700 | — | 0 | 1 | A | Unknown |
| Layout Management, LLC CRD: 332849 | — | 0 | 1 | A | Unknown |
| Lazard Freres & Co. LLC CRD: 2528 | NY | 16 | 10 | C | Active |
| Lazard Middle Market LLC CRD: 146092 | — | 0 | 0 | A | INACTIVE |
| Lazy E Investments, Inc. CRD: 14284 | — | 0 | 0 | A | INACTIVE |
| LB Asset Management CRD: 146591 | — | 0 | 0 | A | Unknown |
| LB Equity CRD: 309418 | — | 0 | 1 | A | Unknown |
| LB Group LLC CRD: 151459 | — | 0 | 0 | A | INACTIVE |
| LB Partners LLC CRD: 309088 | — | 0 | 1 | A | Unknown |
| LB Trading L.L.C. CRD: 132973 | — | 0 | 0 | A | INACTIVE |
| LBA Advisors LLC CRD: 164421 | — | 0 | 0 | A | Unknown |
| LBC Capital, LLC CRD: 108481 | — | 0 | 0 | A | INACTIVE |
| LBC Credit Partners CRD: 157628 | — | 0 | 1 | A | Unknown |
| LBC Wealth Advisors CRD: 292222 | — | 0 | 0 | A | Unknown |
| LBH Wealth Advisors CRD: 326458 | — | 0 | 1 | A | Unknown |
| LBI Trading, Inc. CRD: 24685 | — | 0 | 0 | A | INACTIVE |
| LBK Capital LLC CRD: 330376 | — | 0 | 0 | A | Unknown |
| LBK Financial LLC CRD: 331286 | — | 0 | 1 | A | Unknown |
| LBMZ Securities, Inc. CRD: 7874 | IL | 8 | 3 | C | Active |
| LBN Advisers Limited CRD: 158925 | — | 0 | 0 | A | Unknown |
| LBO France CRD: 174900 | — | 0 | 0 | A | Unknown |
| LBR Capital, LLC CRD: 291201 | — | 0 | 0 | A | Unknown |
| LBS Options, Inc. CRD: 34432 | — | 0 | 0 | A | INACTIVE |
| LC Vero Manager CRD: 338361 | — | 0 | 1 | A | Unknown |
| LCA Capital, LLC CRD: 156309 | — | 0 | 0 | A | Unknown |