Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Lara, Shull & MAY, Ltd CRD: 10556 | — | 7 | 0 | D | INACTIVE |
| Larch Lane Advisors LLC CRD: 137682 | — | 0 | 0 | A | Unknown |
| Larch Lane Partners LLC CRD: 304680 | — | 0 | 0 | A | Unknown |
| Largo Trading, L.P. CRD: 136801 | PA | 2 | 1 | B | Active |
| Lariat Partners, LP CRD: 168577 | — | 0 | 0 | A | Unknown |
| Larocque, John Paul CRD: 103911 | — | 12 | 0 | D | INACTIVE |
| Larry C. Belcher, CPA/CFP CRD: 115006 | — | 0 | 0 | A | Unknown |
| Larry D Ishol CRD: 317801 | — | 0 | 0 | A | Unknown |
| Larsen Capital LLC CRD: 127095 | — | 0 | 0 | A | Unknown |
| Larson Williams Wealth Advisors, LLC CRD: 311414 | — | 0 | 1 | A | Unknown |
| Larson, Orlan Blaine CRD: 134604 | — | 0 | 1 | A | Unknown |
| Larx Capital, LLC CRD: 333744 | — | 0 | 1 | A | Unknown |
| Lasagna Capital LLC CRD: 333287 | — | 0 | 1 | A | Unknown |
| Lasalle Capital, L.L.C. CRD: 133526 | — | 2 | 0 | B | INACTIVE |
| Lasalle ST Securities, L.L.C. CRD: 7191 | IL | 19 | 118 | B | Active |
| Lasalle ST. Investment Advisors, L.L.C. CRD: 109701 | — | 0 | 154 | A | Unknown |
| Lashco, Inc. CRD: 15982 | — | 0 | 0 | A | INACTIVE |
| Lasker, Stone & Stern CRD: 3505 | — | 0 | 0 | A | INACTIVE |
| Lasp Capital, LLC CRD: 311716 | — | 0 | 1 | A | Unknown |
| Lassen Advisors, LLC CRD: 285782 | — | 0 | 0 | A | Unknown |
| Lassus Wherley CRD: 110924 | — | 0 | 0 | A | Unknown |
| Last, Robert ROY CRD: 104182 | — | 0 | 0 | A | INACTIVE |
| Lasting Legacy Wealth Management, LLC CRD: 328107 | — | 0 | 1 | A | Unknown |
| Latam Investments, LLC CRD: 133163 | — | 0 | 0 | A | INACTIVE |
| Latash Investments, LLC CRD: 128012 | — | 0 | 4 | A | Unknown |
| Late MAY Ventures LLC CRD: 300832 | — | 0 | 1 | A | Unknown |
| Laterman Strategies: 90'S LLC CRD: 30374 | — | 0 | 0 | A | INACTIVE |
| Latham Financial LLC CRD: 337217 | — | 0 | 1 | A | Unknown |
| Latham Investments, LLC CRD: 319270 | — | 0 | 0 | A | Unknown |
| Latigo Partners, L.P. CRD: 138686 | — | 0 | 0 | A | Unknown |
| Latimer Light Capital, L.P. CRD: 269850 | — | 0 | 0 | A | Unknown |
| Latitude GP Limited CRD: 300881 | — | 0 | 0 | A | Unknown |
| Latour Capital CRD: 282267 | — | 0 | 0 | A | Unknown |
| Latour Trading LLC CRD: 150887 | NY | 4 | 2 | B | Active |
| Latr Ventures, LLC CRD: 315936 | — | 0 | 1 | A | Unknown |
| Lattis Management LP CRD: 333629 | — | 0 | 1 | A | Unknown |
| Latus Partners, LLC CRD: 163036 | — | 0 | 0 | A | Unknown |
| LAU Advisory Service CRD: 141565 | — | 0 | 0 | A | Unknown |
| LAU Associates LLC CRD: 105608 | — | 0 | 0 | A | Unknown |
| Laub Martin Inc. CRD: 24492 | — | 0 | 0 | A | INACTIVE |
| Laude Ventures CRD: 332427 | — | 0 | 1 | A | Unknown |
| Laufer Planning Corp. CRD: 2522 | — | 0 | 0 | A | INACTIVE |
| Laughter Financial CRD: 301316 | — | 0 | 2 | A | Unknown |
| Launch Factory, LLC CRD: 313344 | — | 0 | 1 | A | Unknown |
| Launch Wealth CRD: 322115 | — | 0 | 1 | A | Unknown |
| Launchpad Advisers II, LLC CRD: 309581 | — | 0 | 0 | A | Unknown |
| Launchpad Advisers III, LLC CRD: 309586 | — | 0 | 0 | A | Unknown |
| Launchpad Advisers, LLC CRD: 307749 | — | 0 | 0 | A | Unknown |
| Lauran Capital Corp. CRD: 19934 | — | 0 | 0 | A | INACTIVE |
| Laurentian Capital (USA) Inc CRD: 171211 | — | 0 | 0 | A | INACTIVE |