Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Lakemont Wealth CRD: 338421 | — | 0 | 1 | A | Unknown |
| Lakes Wealth Advisory, LLC CRD: 150666 | — | 0 | 2 | A | Unknown |
| Lakeshore Financial Corp. CRD: 22096 | — | 0 | 0 | A | INACTIVE |
| Lakeshore MGMT, LLC CRD: 159975 | — | 0 | 0 | A | Unknown |
| Lakeside Capital Partners, L.P. CRD: 281875 | — | 0 | 0 | A | Unknown |
| Lakeside Capital, LLC CRD: 318163 | — | 0 | 0 | A | Unknown |
| Lakeside Financial CRD: 128367 | — | 0 | 0 | A | Unknown |
| Lakeside Fund, Ltd. CRD: 141623 | — | 0 | 0 | A | Unknown |
| Lakewood Hughes, LLC CRD: 313012 | — | 0 | 1 | A | Unknown |
| Lakpa LLC CRD: 335352 | — | 0 | 0 | A | Unknown |
| LAL Ltd. CRD: 117748 | — | 0 | 2 | A | Unknown |
| LAM Wagner, Inc. CRD: 29870 | — | 0 | 0 | A | INACTIVE |
| Lama Partners, LLC CRD: 312067 | — | 0 | 1 | A | Unknown |
| Lamarco, Inc. CRD: 16919 | — | 0 | 0 | A | INACTIVE |
| Lambert, J Jeffrey CRD: 157009 | — | 0 | 0 | A | Unknown |
| Lamco Advisory Services Inc. CRD: 111727 | — | 0 | 0 | A | Unknown |
| Lamed Wealth CRD: 322527 | — | 0 | 0 | A | Unknown |
| Laminar Wealth LLC CRD: 167867 | — | 0 | 3 | A | Unknown |
| Lamke Financial LLC CRD: 160466 | — | 0 | 1 | A | Unknown |
| Lamon & Stern, Inc. CRD: 10839 | — | 1 | 0 | B | INACTIVE |
| Lampe, Conway & Co. LLC CRD: 138194 | — | 0 | 0 | A | Unknown |
| Lampost Capital, L.C. CRD: 43706 | FL | 1 | 2 | B | Active |
| Lamx Securities, Inc. CRD: 10217 | — | 0 | 0 | A | INACTIVE |
| Lancaster Leeds & Co., Inc. CRD: 2732 | — | 0 | 0 | A | INACTIVE |
| Land Advisory Co., LLC CRD: 120016 | — | 0 | 3 | A | Unknown |
| Land Mark, Inc. CRD: 14204 | — | 1 | 0 | B | INACTIVE |
| Landau Advisory LLC CRD: 281693 | — | 0 | 2 | A | Unknown |
| Landed Securities CRD: 15055 | — | 0 | 0 | A | INACTIVE |
| Landmark Investments, Inc. CRD: 7041 | — | 0 | 0 | A | INACTIVE |
| Lane Asset Management CRD: 149112 | — | 0 | 1 | A | Unknown |
| Lane Financial L.L.C. CRD: 37242 | — | 0 | 0 | A | INACTIVE |
| Lane Florence, LLC CRD: 144916 | — | 0 | 4 | A | Unknown |
| Lane Partners, LLC CRD: 103738 | — | 0 | 0 | A | INACTIVE |
| Lang & Becker, Inc. CRD: 137346 | — | 0 | 1 | A | Unknown |
| Lang and Associates CRD: 114266 | — | 0 | 0 | A | Unknown |
| Lang Capital CRD: 281305 | — | 0 | 1 | A | Unknown |
| Lansdowne Partners (UK) LLP CRD: 172244 | — | 0 | 0 | A | Unknown |
| Lansing Management, LP CRD: 285921 | — | 0 | 1 | A | Unknown |
| Lanson Advisors, LLC CRD: 147406 | — | 0 | 0 | A | Unknown |
| Lantern Capital Partners, L.P. CRD: 284861 | — | 0 | 0 | A | Unknown |
| Lantern Ventures CRD: 316789 | — | 0 | 0 | A | Unknown |
| Lantor Equities Corp. CRD: 14224 | — | 0 | 0 | A | INACTIVE |
| Lantz Financial LLC CRD: 297573 | — | 0 | 1 | A | Unknown |
| Lantzman Management CRD: 166671 | — | 0 | 1 | A | Unknown |
| Lanx Capital CRD: 332931 | — | 0 | 0 | A | Unknown |
| Lanx Management, LLC CRD: 138305 | — | 0 | 1 | A | Unknown |
| Lanyon Advisory Services CRD: 282424 | — | 0 | 1 | A | Unknown |
| Lapides, Louis Arthur CRD: 32569 | — | 0 | 0 | A | INACTIVE |
| Lapis Advisers, LP CRD: 153710 | — | 0 | 1 | A | Unknown |
| LAR Group, LLC CRD: 146394 | — | 0 | 0 | A | INACTIVE |