Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| L.T. Derivatives LLC CRD: 134905 | — | 0 | 0 | A | INACTIVE |
| L.T.L. Financial Inc. CRD: 43361 | — | 0 | 0 | A | INACTIVE |
| L.W. Wilson & Co., Inc. CRD: 33101 | — | 0 | 0 | A | INACTIVE |
| L1 Capital PTY Ltd CRD: 339479 | — | 0 | 0 | A | Unknown |
| L2 Limited CRD: 315757 | — | 0 | 0 | A | Unknown |
| L2 Management Company CRD: 322085 | — | 0 | 1 | A | Unknown |
| L4 Partners, LLC CRD: 134919 | — | 0 | 0 | A | INACTIVE |
| LA Famiglia CRD: 318343 | — | 0 | 0 | A | Unknown |
| LA Ferla Group LLC CRD: 174993 | — | 0 | 0 | A | Unknown |
| LA Honda Advisors LLC CRD: 165045 | CA | 0 | 2 | A | Active |
| LA Jolla Economics CRD: 119368 | — | 0 | 0 | A | Unknown |
| LA Jolla Trading, Inc. CRD: 25390 | — | 0 | 0 | A | INACTIVE |
| LA Loma Capital CRD: 152440 | — | 0 | 1 | A | Unknown |
| LA Rocque Trading Group L.L.C. CRD: 37525 | — | 5 | 0 | C | INACTIVE |
| LA Vida Financial CRD: 338418 | — | 0 | 1 | A | Unknown |
| LAA Partners CRD: 297870 | — | 0 | 0 | A | Unknown |
| LAB Proptech GP LLC CRD: 314389 | — | 0 | 1 | A | Unknown |
| LAB Quantitative Strategies, LLC CRD: 312409 | — | 0 | 1 | A | Unknown |
| Labrador Ventures CRD: 162887 | — | 0 | 0 | A | Unknown |
| Labranche & Co. LLC CRD: 32661 | — | 8 | 0 | D | INACTIVE |
| Lacey, Karen Louise CRD: 118229 | — | 0 | 0 | A | INACTIVE |
| Lach Financial CRD: 157065 | — | 0 | 2 | A | Unknown |
| Lacoste Ventures LLC CRD: 322258 | — | 0 | 0 | A | Unknown |
| Lacuna LLC CRD: 163140 | — | 0 | 0 | A | Unknown |
| LAD Capital, Inc. CRD: 156502 | — | 0 | 0 | A | Unknown |
| Ladder 31 Investments CRD: 169310 | — | 0 | 0 | A | Unknown |
| Ladera Investments, LLC CRD: 137082 | — | 0 | 0 | A | Unknown |
| Ladyface Capital, LLC CRD: 169801 | — | 0 | 0 | A | Unknown |
| Lafer Management Corp. CRD: 136955 | — | 0 | 0 | A | Unknown |
| Lafirma Asset Services S.C. CRD: 307397 | — | 0 | 0 | A | Unknown |
| Lago Asset Management CRD: 305631 | — | 0 | 1 | A | Unknown |
| Lagrande Global LLC CRD: 170479 | — | 0 | 1 | A | Unknown |
| Laguna Coast Capital CRD: 316171 | — | 0 | 1 | A | Unknown |
| Laguna Financial Advisory CRD: 149757 | — | 0 | 1 | A | Unknown |
| Lahey Investment LLC CRD: 153750 | — | 0 | 0 | A | Unknown |
| Laidlaw & Company (UK) Ltd. CRD: 119037 | — | 14 | 4 | C | Active |
| Laidlaw Group, LLC CRD: 108116 | — | 0 | 0 | A | Unknown |
| Lail Capital CRD: 312853 | — | 0 | 0 | A | Unknown |
| Lailaps Capital, L.L.C. CRD: 281628 | — | 0 | 2 | A | Unknown |
| Laird, Richard H. CRD: 14543 | — | 0 | 0 | A | INACTIVE |
| Laiyeplus Limited CRD: 338721 | — | 0 | 1 | A | Unknown |
| Lake Advisory Group CRD: 268824 | — | 0 | 0 | A | Unknown |
| Lake Austin Advisors CRD: 166968 | — | 0 | 0 | A | Unknown |
| Lake Beulah Ltd CRD: 134653 | — | 0 | 0 | A | INACTIVE |
| Lake Hill Capital LLC CRD: 136444 | — | 0 | 0 | A | INACTIVE |
| Lake Jericho, LLC CRD: 173782 | — | 0 | 1 | A | Unknown |
| Lake Pacific Partners CRD: 174253 | — | 0 | 1 | A | Unknown |
| Lake Partners,Inc. CRD: 107504 | — | 0 | 0 | A | Unknown |
| Lake Water Advisory, LLC CRD: 327854 | — | 0 | 1 | A | Unknown |
| Lakekat Advisory, LLC CRD: 113433 | — | 0 | 2 | A | Unknown |