Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| KWS Associates, Inc. CRD: 28264 | — | 3 | 0 | C | INACTIVE |
| Kyber Knight Capital Management Company, LLC CRD: 320756 | — | 0 | 1 | A | Unknown |
| Kyber Management LLC CRD: 336286 | — | 0 | 1 | A | Unknown |
| Kydari Ventures LLC CRD: 321157 | — | 0 | 0 | A | Unknown |
| Kylin Management LLC CRD: 160503 | — | 0 | 0 | A | Unknown |
| Kyma Capital Limited CRD: 298877 | — | 0 | 0 | A | Unknown |
| Kymatic Advisors LLC CRD: 336458 | — | 0 | 0 | A | Unknown |
| Kynikos Advisors LLC CRD: 283768 | — | 0 | 0 | A | Unknown |
| Kyso Financial CRD: 283171 | — | 0 | 1 | A | Unknown |
| Kyson & Co CRD: 37273 | — | 1 | 0 | B | INACTIVE |
| Kyur, Inc. CRD: 284721 | — | 0 | 1 | A | Unknown |
| L & B Realty Advisors, LLP CRD: 136654 | — | 0 | 1 | A | Unknown |
| L & R Trading L.L.C. CRD: 45822 | — | 0 | 0 | A | INACTIVE |
| L & S Advisors, Inc CRD: 140923 | — | 0 | 5 | A | Unknown |
| L 1 Global Wealth LLC CRD: 337213 | — | 0 | 1 | A | Unknown |
| L Capital, LLC CRD: 277098 | — | 0 | 1 | A | Unknown |
| L T Securities, Inc. CRD: 13505 | — | 0 | 0 | A | INACTIVE |
| L&L Financial Services, LLP CRD: 116243 | — | 0 | 6 | A | Unknown |
| L&L Partners Wealth Management, LLC CRD: 140077 | — | 0 | 2 | A | Unknown |
| L&R Capital Limited CRD: 312700 | — | 0 | 0 | A | Unknown |
| L&S Private Wealth, LLC CRD: 339946 | — | 0 | 1 | A | Unknown |
| L'attitude Management CRD: 312255 | — | 0 | 1 | A | Unknown |
| L. Anderson and Co. CRD: 16603 | — | 0 | 0 | A | INACTIVE |
| L. B. Eddy CRD: 130483 | — | 0 | 2 | A | Unknown |
| L. C. Bhandari & Co. CRD: 158831 | — | 0 | 1 | A | Unknown |
| L. Cooper Investments CRD: 110059 | — | 0 | 1 | A | Unknown |
| L. Dwight Searcy CRD: 16385 | — | 1 | 0 | B | INACTIVE |
| L. H. Alton & Company CRD: 15682 | — | 9 | 0 | D | INACTIVE |
| L. J. Kaufman & Co., Inc. CRD: 35542 | — | 0 | 0 | A | INACTIVE |
| L. K. Benson & Company, P.C. CRD: 107908 | — | 0 | 2 | A | Unknown |
| L. L. Fane & Co., Inc. CRD: 502 | — | 0 | 0 | A | INACTIVE |
| L.A. Boykin & Associates, Inc. CRD: 15668 | — | 0 | 0 | A | INACTIVE |
| L.A. Burton & Associates, Inc. CRD: 117893 | — | 0 | 0 | A | Unknown |
| L.B. Saks, Inc. CRD: 34070 | — | 0 | 0 | A | INACTIVE |
| L.C. Wegard & Co., Inc. CRD: 3722 | — | 0 | 0 | A | INACTIVE |
| L.C.L. Securities, Inc. CRD: 14366 | — | 0 | 0 | A | INACTIVE |
| L.D. Moore & Co, Inc. CRD: 16316 | — | 0 | 0 | A | INACTIVE |
| L.E. Haefner Enterprises, Inc. CRD: 148321 | — | 0 | 0 | A | Unknown |
| L.G. Smith Financial Services CRD: 135994 | — | 0 | 2 | A | Unknown |
| L.J. Brey, Inc. CRD: 113996 | — | 0 | 2 | A | Unknown |
| L.J. Hart and Company CRD: 28867 | MO | 4 | 4 | B | Active |
| L.J. Kaufman & Co., Inc. CRD: 24744 | — | 0 | 0 | A | INACTIVE |
| L.M. Davenport, Inc. CRD: 37054 | — | 0 | 0 | A | INACTIVE |
| L.M. Drew & Associates CRD: 16368 | — | 0 | 0 | A | INACTIVE |
| L.M. Kohn & Company CRD: 27913 | OH | 1 | 2 | B | Active |
| L.M. Wood CFP CRD: 107370 | — | 0 | 0 | A | Unknown |
| L.O. Thomas & Co. CRD: 3576 | — | 0 | 0 | A | INACTIVE |
| L.O. Thomas & Co. Inc. CRD: 23657 | NJ | 1 | 2 | B | Active |
| L.P. Securities, Inc. CRD: 13160 | — | 0 | 0 | A | INACTIVE |
| L.S. Cannon Securities Corp. CRD: 20748 | — | 0 | 0 | A | INACTIVE |