Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| KT Administrators Inc CRD: 112359 | — | 0 | 0 | A | Unknown |
| KTA Capital, LLC CRD: 146138 | — | 0 | 0 | A | INACTIVE |
| KTC Advisors, LLC CRD: 319278 | — | 0 | 2 | A | Unknown |
| KTF Investments, LLC CRD: 337465 | — | 0 | 1 | A | Unknown |
| Kube Holdings Limited CRD: 318640 | — | 0 | 0 | A | Unknown |
| Kubence CRD: 336461 | — | 0 | 1 | A | Unknown |
| Kuber Investments CRD: 297229 | — | 0 | 1 | A | Unknown |
| Kubitree LLC CRD: 336330 | — | 0 | 1 | A | Unknown |
| Kucharo Wealth CRD: 329601 | — | 0 | 1 | A | Unknown |
| Kudzu Growth CRD: 156786 | — | 0 | 0 | A | Unknown |
| Kuehl Capital Corporation CRD: 37789 | — | 0 | 0 | A | INACTIVE |
| Kuettel Capital LLC CRD: 174575 | — | 0 | 0 | A | Unknown |
| Kuhl Investments Inc. CRD: 123016 | — | 0 | 2 | A | Unknown |
| Kuhn Advisors, Inc. CRD: 117816 | — | 0 | 1 | A | Unknown |
| Kukulkan Advisors LLC CRD: 328469 | — | 0 | 0 | A | Unknown |
| Kula Investments, LLC CRD: 312388 | — | 0 | 0 | A | Unknown |
| Kulik & Co. CRD: 2487 | — | 0 | 0 | A | INACTIVE |
| Kuma Capital LLC CRD: 316701 | — | 0 | 0 | A | Unknown |
| Kumar Bapalal Bavishi CRD: 14598 | — | 0 | 0 | A | INACTIVE |
| Kunath Karren Rinne & Atkin LLC CRD: 104531 | — | 0 | 4 | A | Unknown |
| Kuos Investment II LLC CRD: 289165 | — | 0 | 1 | A | Unknown |
| Kuper, Peter CRD: 287873 | — | 0 | 0 | A | Unknown |
| Kupets, Jeffrey J CRD: 129632 | — | 0 | 0 | A | INACTIVE |
| Kure Advisory, LLC CRD: 311320 | — | 0 | 5 | A | Unknown |
| Kureen & Cooper, Inc. CRD: 2488 | — | 0 | 0 | A | INACTIVE |
| Kuriyama & Co LLC CRD: 107053 | — | 0 | 0 | A | Unknown |
| Kurt Oelze, LLC CRD: 132874 | — | 0 | 1 | A | Unknown |
| Kurz, Morris Edward CRD: 39612 | — | 0 | 0 | A | INACTIVE |
| Kusay Securities Co. CRD: 2490 | — | 0 | 0 | A | INACTIVE |
| Kusske Financial, Inc. CRD: 299967 | — | 0 | 4 | A | Unknown |
| Kutscher Benner Barsness & Stevens, Inc. CRD: 107475 | — | 0 | 1 | A | Unknown |
| Kutz and Company Inc. CRD: 124722 | — | 0 | 1 | A | Unknown |
| Kuvari Partners LLP CRD: 286267 | — | 0 | 0 | A | Unknown |
| Kuyrkendall Capital CRD: 337776 | — | 0 | 1 | A | Unknown |
| KV Financial Planning CRD: 283271 | — | 0 | 0 | A | Unknown |
| KV Securities, Inc. CRD: 16847 | — | 0 | 0 | A | INACTIVE |
| KV Services II Limited CRD: 151518 | — | 0 | 0 | A | Unknown |
| KV Services Limited CRD: 128130 | — | 0 | 0 | A | Unknown |
| Kvam International II Ltd. CRD: 151815 | — | 0 | 0 | A | Unknown |
| KVB Capital LLC CRD: 123489 | — | 0 | 0 | A | Unknown |
| KVG Investments LLC CRD: 322092 | — | 0 | 0 | A | Unknown |
| KW Securities Corporation CRD: 8237 | NY | 3 | 2 | B | Active |
| Kwaish Management, LLC CRD: 315938 | — | 0 | 1 | A | Unknown |
| KWB Wealth CRD: 300921 | — | 0 | 2 | A | Unknown |
| KWK Management LLC CRD: 131097 | — | 0 | 1 | A | Unknown |
| KWM Financial LLC CRD: 288528 | — | 0 | 1 | A | Unknown |
| KWM Partners LLC CRD: 334428 | — | 0 | 1 | A | Unknown |
| KWM Securities LLC CRD: 327258 | TX | 0 | 2 | A | Active |
| Kwma CRD: 319076 | — | 0 | 1 | A | Unknown |
| KWS Advisory Group, LLC CRD: 309184 | — | 0 | 3 | A | Unknown |