Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Kramer VAN Kirk Credit Strategies L.P. CRD: 160656 | — | 0 | 0 | A | Unknown |
| Kramer, Arthur T. CRD: 33836 | — | 0 | 0 | A | INACTIVE |
| Kramer, Roger Samuel CRD: 146355 | — | 0 | 0 | A | Unknown |
| Krammer Financial CRD: 226712 | — | 0 | 1 | A | Unknown |
| Krasna, Suzanne CRD: 119019 | — | 0 | 0 | A | Unknown |
| KRB and Associates, Inc CRD: 121013 | — | 0 | 3 | A | Unknown |
| KRD Brokerage, LLC CRD: 130865 | — | 0 | 0 | A | INACTIVE |
| KRD Financial CRD: 162455 | — | 0 | 0 | A | Unknown |
| KRE Strategies, LLC CRD: 285304 | — | 0 | 0 | A | Unknown |
| Kreml Corporation CRD: 22125 | — | 0 | 0 | A | INACTIVE |
| Krempa Associates Inc. CRD: 122284 | — | 0 | 4 | A | Unknown |
| Krew Capital LLC CRD: 326619 | — | 0 | 1 | A | Unknown |
| KRF Capital LLC CRD: 328334 | — | 0 | 1 | A | Unknown |
| KRG Capital Partners CRD: 111863 | — | 0 | 0 | A | Unknown |
| KRH Investments, LLC CRD: 152805 | — | 0 | 2 | A | Unknown |
| KRI Capital, LLC CRD: 338752 | — | 0 | 1 | A | Unknown |
| Krieg Management, LLC CRD: 338621 | — | 0 | 1 | A | Unknown |
| Krilogy CRD: 149046 | — | 0 | 20 | A | Unknown |
| KRJ Securities CRD: 37887 | — | 0 | 0 | A | INACTIVE |
| KRM Advisory Services CRD: 133779 | — | 0 | 0 | A | Unknown |
| KRM Advisory Services CRD: 319206 | — | 0 | 1 | A | Unknown |
| KRM Capital Inc. CRD: 16295 | — | 0 | 0 | A | INACTIVE |
| KRM Capital Management CRD: 131948 | — | 0 | 0 | A | Unknown |
| KRM Partners LLC CRD: 335310 | — | 0 | 1 | A | Unknown |
| Krohne Capital, LLC CRD: 129553 | — | 0 | 0 | A | Unknown |
| Kroll Securities LLC CRD: 36927 | IL | 1 | 5 | B | Active |
| Kronauer Corporation CRD: 19766 | — | 0 | 0 | A | INACTIVE |
| Krone Haus Corp. CRD: 13865 | — | 0 | 0 | A | INACTIVE |
| Krony Capital II, LLC CRD: 321051 | — | 0 | 1 | A | Unknown |
| Krop Walter J. CRD: 123769 | — | 0 | 0 | A | INACTIVE |
| Krowten Equities CRD: 319504 | — | 0 | 1 | A | Unknown |
| KRPG Advisors, LLC CRD: 284998 | — | 0 | 0 | A | Unknown |
| KRS TAX & Investments Inc. CRD: 135453 | — | 0 | 1 | A | Unknown |
| Krueger Financial CRD: 113862 | — | 0 | 1 | A | Unknown |
| Krug, Steven M CRD: 117581 | — | 0 | 0 | A | INACTIVE |
| Krumrei & Ross, Inc. CRD: 106136 | — | 0 | 0 | A | Unknown |
| Kruseco, Inc. CRD: 22510 | — | 0 | 0 | A | INACTIVE |
| Krusen, Vogt & Co. CRD: 10126 | — | 0 | 0 | A | INACTIVE |
| KRV Capital, LP CRD: 283080 | — | 0 | 0 | A | Unknown |
| Kryger Capital LLC CRD: 318571 | — | 0 | 0 | A | Unknown |
| Krystal Fortner CRD: 328313 | — | 0 | 1 | A | Unknown |
| Krystoff, Cynthia ANN CRD: 31606 | — | 0 | 0 | A | INACTIVE |
| KS Management Corp. CRD: 137416 | — | 0 | 0 | A | Unknown |
| KSA Partners, LLC CRD: 292102 | — | 0 | 1 | A | Unknown |
| KSBD, LLC CRD: 169363 | — | 0 | 0 | A | INACTIVE |
| KSH Investment Group, Inc. CRD: 41817 | — | 2 | 0 | B | INACTIVE |
| KSI Advisors, LLC CRD: 331191 | — | 0 | 1 | A | Unknown |
| KSI Financial CRD: 167247 | — | 0 | 0 | A | Unknown |
| KSL Capital Partners CRD: 155677 | — | 0 | 1 | A | Unknown |
| Kstone Partners LLC CRD: 149931 | — | 0 | 0 | A | Unknown |