Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Capital Research Brokerage Services, LLC CRD: 40823 | CA | 0 | 2 | A | Active |
| Capital Research Company CRD: 110684 | - | 0 | 1 | - | Unknown |
| Capital Research Corporation CRD: 6314 | - | 0 | 0 | A | INACTIVE |
| Capital Reserve Advisors, Inc. CRD: 124807 | - | 0 | 0 | - | Unknown |
| Capital Reserves CRD: 164366 | - | 0 | 0 | - | Unknown |
| Capital Resource Advisors LLC. CRD: 335281 | - | 0 | 1 | - | Unknown |
| Capital Resource Financial Services, L.L.C. CRD: 44054 | - | 1 | 0 | B | INACTIVE |
| Capital Resource Group, Inc. CRD: 114064 | - | 0 | 0 | - | Unknown |
| Capital Resource Management, Inc. CRD: 124652 | - | 0 | 0 | - | Unknown |
| Capital Resource Management,Inc. CRD: 106768 | - | 0 | 2 | - | Unknown |
| Capital Resource Partners CRD: 164629 | - | 0 | 0 | - | Unknown |
| Capital Resource Planning Corp. CRD: 34737 | - | 0 | 0 | A | INACTIVE |
| Capital Resources & Insurance, Inc. CRD: 112316 | - | 0 | 0 | - | Unknown |
| Capital Resources and Insurance, Inc CRD: 301878 | - | 0 | 1 | - | Unknown |
| Capital Resources, Inc. CRD: 16899 | - | 2 | 0 | B | INACTIVE |
| Capital Resources, Inc. CRD: 13517 | - | 0 | 0 | A | INACTIVE |
| Capital Resources, Inc. CRD: 115573 | - | 0 | 0 | - | Unknown |
| Capital Retirement Planning, LLC CRD: 145156 | - | 0 | 1 | - | Unknown |
| Capital Returns Management, LLC CRD: 163104 | - | 0 | 0 | - | Unknown |
| Capital Risk CRD: 300480 | - | 0 | 1 | - | Unknown |
| Capital RUN LLC CRD: 126127 | - | 0 | 0 | A | INACTIVE |
| Capital S, LLC CRD: 317871 | - | 0 | 1 | - | Unknown |
| Capital Securities Group, Inc. CRD: 15110 | - | 0 | 0 | A | INACTIVE |
| Capital Securities Investment Corporation CRD: 5606 | - | 0 | 0 | A | INACTIVE |
| Capital Securities of America, Inc. CRD: 36405 | - | 6 | 0 | C | INACTIVE |
| Capital Select Investments Corp. CRD: 30649 | - | 1 | 0 | B | INACTIVE |
| Capital Shares Inc. CRD: 5448 | - | 0 | 0 | A | INACTIVE |
| Capital Solutions CRD: 283533 | - | 0 | 0 | - | Unknown |
| Capital Solutions Distributors, LLC CRD: 132315 | - | 1 | 0 | B | INACTIVE |
| Capital Solutions Group CRD: 153338 | - | 0 | 0 | - | Unknown |
| Capital Square Cornerstone Fund Manager, LLC CRD: 309645 | - | 0 | 0 | - | Unknown |
| Capital Square Partners Management PTE. Ltd. CRD: 324706 | - | 0 | 0 | - | Unknown |
| Capital Square, LLC CRD: 286098 | - | 0 | 12 | - | Unknown |
| Capital Standard LLC CRD: 306954 | - | 0 | 1 | - | Unknown |
| Capital Stewards, LLC CRD: 315761 | - | 0 | 1 | - | Unknown |
| Capital Stewardship Partners CRD: 284974 | - | 0 | 0 | - | Unknown |
| Capital Strategies & Investments, Inc. CRD: 112813 | - | 0 | 0 | - | Unknown |
| Capital Strategies Financial Corporation CRD: 115693 | - | 0 | 0 | - | Unknown |
| Capital Strategies Group, Inc. CRD: 37188 | - | 0 | 0 | A | INACTIVE |
| Capital Strategies Group, LLC CRD: 140120 | - | 0 | 1 | - | Unknown |
| Capital Strategies Limited CRD: 10253 | - | 6 | 0 | D | INACTIVE |
| Capital Strategies, Inc. CRD: 125597 | - | 0 | 0 | - | Unknown |
| Capital Strategies, Inc. CRD: 121704 | - | 0 | 3 | - | Unknown |
| Capital Strategy Group Ltd CRD: 110956 | - | 0 | 0 | - | Unknown |
| Capital Structuring Group, Inc. CRD: 8710 | - | 0 | 0 | A | INACTIVE |
| Capital Suisse LLC CRD: 269924 | - | 0 | 0 | A | INACTIVE |
| Capital Suisse Securities, Inc. CRD: 37531 | - | 2 | 0 | B | INACTIVE |
| Capital Sunbelt Securities,Inc. CRD: 15528 | - | 0 | 0 | A | INACTIVE |
| Capital Syndication Corporation CRD: 35402 | - | 0 | 0 | A | INACTIVE |
| Capital Synergy Partners CRD: 148733 | CA | 0 | 33 | A | Active |