Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Linda Zimmermann Financial Planning and Counseling CRD: 122167 | — | 0 | 1 | A | Unknown |
| Lindamar Capital, LLC CRD: 166735 | — | 0 | 0 | A | Unknown |
| Linde Equity CRD: 153546 | — | 0 | 0 | A | Unknown |
| Linde, Hansen & Co., LLC CRD: 151659 | — | 0 | 0 | A | Unknown |
| Linden Advisors LP CRD: 135431 | — | 0 | 1 | A | Unknown |
| Lindero Partners, LLC CRD: 288968 | — | 0 | 1 | A | Unknown |
| Lindy Digital LLC CRD: 318187 | — | 0 | 0 | A | Unknown |
| Lindy Wealth, LLC CRD: 335277 | — | 0 | 1 | A | Unknown |
| Lineage Capital, LLC CRD: 163020 | — | 0 | 0 | A | Unknown |
| Linear B Partners LP CRD: 315185 | — | 0 | 1 | A | Unknown |
| Linear Venture, Ltd. CRD: 318471 | — | 0 | 0 | A | Unknown |
| Lineberger, Kidd & Co. CRD: 6942 | — | 0 | 0 | A | INACTIVE |
| Ling & Shaw Services, L.L.C. CRD: 150238 | — | 0 | 0 | A | Unknown |
| Lingotto US LLC CRD: 328113 | — | 0 | 1 | A | Unknown |
| Liniam Capital, LLC CRD: 297524 | — | 0 | 1 | A | Unknown |
| Link Asset Management CRD: 311606 | — | 0 | 0 | A | Unknown |
| Link Capital CRD: 315759 | — | 0 | 0 | A | Unknown |
| Link Securities LLC CRD: 144095 | AZ | 0 | 2 | A | Active |
| Link Ventures CRD: 286523 | — | 0 | 1 | A | Unknown |
| Link-UP+1 Securities, Inc CRD: 6916 | — | 0 | 0 | A | INACTIVE |
| Linkhorn Capital LLC CRD: 156104 | — | 0 | 0 | A | Unknown |
| Linkpad Capital, LLC CRD: 313533 | — | 0 | 0 | A | Unknown |
| Linmar Capital LLC CRD: 298385 | — | 0 | 0 | A | Unknown |
| Linqto Capital CRD: 314557 | NY | 0 | 2 | A | Active |
| Linscomb Wealth, Inc. CRD: 106779 | — | 0 | 4 | A | Unknown |
| Linse Capital LLC CRD: 289222 | — | 0 | 1 | A | Unknown |
| Linx Equities, LLC CRD: 154320 | — | 0 | 1 | A | Unknown |
| Linx Partners, LLC CRD: 158607 | — | 0 | 1 | A | Unknown |
| Linxtrade LLC CRD: 119981 | — | 0 | 0 | A | INACTIVE |
| Lion Bridge Partners CRD: 289937 | — | 0 | 0 | A | Unknown |
| Lion Capital Corp. CRD: 40336 | — | 0 | 0 | A | INACTIVE |
| Lion Capital LLP CRD: 160573 | — | 0 | 0 | A | Unknown |
| Lion Point Capital, LP CRD: 174322 | — | 0 | 1 | A | Unknown |
| Lion Quest LLC CRD: 305163 | — | 0 | 1 | A | Unknown |
| Lion Securities Group CRD: 10928 | — | 0 | 0 | A | INACTIVE |
| Lion Trading CRD: 323228 | — | 0 | 0 | A | Unknown |
| Lion's EYE Wealth LLC CRD: 321669 | — | 0 | 1 | A | Unknown |
| Lions Financial Advisory CRD: 309032 | — | 0 | 1 | A | Unknown |
| Lionshares LLC CRD: 335459 | — | 0 | 1 | A | Unknown |
| Lionstone Investments CRD: 160214 | — | 0 | 1 | A | Unknown |
| Liontree Investment Management, LLC CRD: 315628 | — | 0 | 1 | A | Unknown |
| Lipari Partners Inc. CRD: 140817 | — | 0 | 0 | A | INACTIVE |
| Lipper & Company, L.P. CRD: 30161 | — | 0 | 0 | A | INACTIVE |
| Liptay Capital, LLC CRD: 152132 | — | 0 | 0 | A | Unknown |
| Liquid 2 Ventures, LLC CRD: 305376 | — | 0 | 1 | A | Unknown |
| Liquidax Capital, LLC CRD: 173042 | — | 0 | 0 | A | Unknown |
| Liquidity Finance LP CRD: 167568 | — | 0 | 0 | A | INACTIVE |
| LIQUIDITY.IO, LLC CRD: 289499 | MT | 0 | 2 | A | Active |
| Liquidityedge, LLC CRD: 174297 | — | 0 | 0 | A | INACTIVE |
| Liquidly IAS, LLC CRD: 299963 | NY | 0 | 1 | A | Active |