Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Life X Ventures Management, LLC CRD: 322699 | — | 0 | 1 | A | Unknown |
| Life Yield Advisor CRD: 201511 | — | 0 | 0 | A | Unknown |
| Lifefirst Wealth, LLC CRD: 331242 | — | 0 | 1 | A | Unknown |
| Lifeguard Wealth, LLC CRD: 164188 | — | 0 | 0 | A | Unknown |
| Lifelaidout LLC CRD: 285080 | — | 0 | 0 | A | Unknown |
| Lifelaidout LLC CRD: 332992 | — | 0 | 1 | A | Unknown |
| Lifelong Advisory Corp CRD: 336441 | — | 0 | 1 | A | Unknown |
| Lifelong Retirement Corp CRD: 300967 | — | 0 | 0 | A | Unknown |
| Lifemark Securities Corp. CRD: 16204 | NY | 5 | 158 | B | Active |
| Lifepath Financial CRD: 147657 | — | 0 | 0 | A | Unknown |
| Lifeplan Group CRD: 144157 | — | 0 | 1 | A | Unknown |
| Liferoc, LLC CRD: 301178 | — | 0 | 0 | A | Unknown |
| Lifestyle Wealth CRD: 321129 | — | 0 | 0 | A | Unknown |
| Lifetime Financial CRD: 142283 | — | 0 | 1 | A | Unknown |
| Lifetime Financial CRD: 312171 | — | 0 | 1 | A | Unknown |
| Lifetime Investment Management, L.L.C. CRD: 121970 | — | 0 | 0 | A | Unknown |
| Lifetime Legacy Services, LLC CRD: 140476 | — | 0 | 0 | A | Unknown |
| Lift Asset Management CRD: 332481 | — | 0 | 1 | A | Unknown |
| Liftout Capital CRD: 327583 | — | 0 | 1 | A | Unknown |
| Lifvest Inc. CRD: 281288 | — | 0 | 0 | A | Unknown |
| Ligature Quarterly Fund LLC CRD: 315657 | — | 0 | 1 | A | Unknown |
| Light AI, L.L.C. CRD: 296068 | — | 0 | 1 | A | Unknown |
| Light Capital LLC CRD: 323373 | — | 0 | 1 | A | Unknown |
| Light Lane Management CRD: 329647 | — | 0 | 0 | A | Unknown |
| Light Securities CRD: 23660 | — | 2 | 0 | B | INACTIVE |
| Light SKY Macro LP CRD: 286571 | — | 0 | 0 | A | Unknown |
| Lighter Capital CRD: 175117 | — | 0 | 1 | A | Unknown |
| Lighthouse Investment Partners, LLC CRD: 136591 | — | 0 | 4 | A | Unknown |
| Lightning Asset Management, L.L.C. CRD: 300567 | — | 0 | 0 | A | Unknown |
| Lightrock LLP CRD: 323745 | — | 0 | 0 | A | Unknown |
| Lihtc Securities, LLC CRD: 13178 | — | 2 | 0 | B | INACTIVE |
| Lilac Wealth, LLC CRD: 338463 | — | 0 | 2 | A | Unknown |
| Lilium Group CRD: 317404 | — | 0 | 1 | A | Unknown |
| Lillehei Investments, Inc. CRD: 127579 | — | 0 | 0 | A | Unknown |
| Lilly Ventures CRD: 165640 | — | 0 | 1 | A | Unknown |
| LIM Advisors Limited CRD: 159888 | — | 0 | 0 | A | Unknown |
| LIM, Inc CRD: 39885 | — | 0 | 0 | A | INACTIVE |
| Limber Capital LLC CRD: 299315 | — | 0 | 1 | A | Unknown |
| Lime Advisory Corp. CRD: 299280 | — | 0 | 0 | A | Unknown |
| Lime Rock CRD: 157127 | — | 0 | 1 | A | Unknown |
| Lime Trading Corp CRD: 11826 | NY | 4 | 2 | B | Active |
| LIN & Company, LLC CRD: 164887 | — | 0 | 2 | A | Unknown |
| Linch Financial, LLC CRD: 168464 | — | 0 | 3 | A | Unknown |
| Lincoln Capital, LLC CRD: 168307 | — | 0 | 2 | A | Unknown |
| Lincoln Investment CRD: 519 | PA | 7 | 594 | B | Active |
| Lincoln Management CRD: 111403 | — | 0 | 3 | A | Unknown |
| Lincoln Road CRD: 328969 | — | 0 | 1 | A | Unknown |
| Lincoln Trading, L.L.C. CRD: 45203 | — | 0 | 0 | A | INACTIVE |
| Linda L. Graff, C.P.A., P.C. CRD: 132515 | — | 0 | 0 | A | Unknown |
| Linda Rader CRD: 115829 | — | 0 | 0 | A | Unknown |