Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Cash Flow Management, Inc. CRD: 14145 | - | 0 | 0 | A | INACTIVE |
| Cash Flow Technologies CRD: 331403 | - | 0 | 1 | - | Unknown |
| Cashco Capital Corporation CRD: 10049 | - | 1 | 0 | B | INACTIVE |
| Cashen Advisory Services, LLC CRD: 159415 | - | 0 | 0 | - | Unknown |
| Cashen Investment Advisors Inc CRD: 106978 | - | 0 | 0 | - | Unknown |
| Cashew Capital Management LLC CRD: 329685 | - | 0 | 1 | - | Unknown |
| Cashew Financial, LLC CRD: 308077 | - | 0 | 1 | - | Unknown |
| Cashmere CRD: 332280 | - | 0 | 1 | - | Unknown |
| CASHTRADE.COM, Inc. CRD: 47870 | - | 0 | 0 | A | INACTIVE |
| Casi Institutional Consulting, Inc. CRD: 281608 | - | 0 | 0 | - | Unknown |
| Casi Investments CRD: 116063 | - | 0 | 2 | - | Unknown |
| Casimir Capital L.P. CRD: 105061 | - | 7 | 0 | D | INACTIVE |
| Casita Financial Planning CRD: 334718 | - | 0 | 1 | - | Unknown |
| Caskwise Capital Inc CRD: 338889 | - | 0 | 1 | - | Unknown |
| Casmilner Consulting LLC CRD: 329570 | - | 0 | 1 | - | Unknown |
| Cason Capital Management Ltd. CRD: 130556 | - | 0 | 0 | - | Unknown |
| Casoro Capital, LLC CRD: 192516 | - | 0 | 1 | - | Unknown |
| Casper J. Meijer, Financial Planning CRD: 145215 | - | 0 | 0 | - | Unknown |
| Casper, Kenneth Michael CRD: 33258 | - | 0 | 0 | A | INACTIVE |
| Caspian Capital, LP CRD: 155751 | - | 0 | 1 | - | Unknown |
| Cassaday & Co Inc CRD: 106566 | - | 0 | 0 | - | Unknown |
| Cassaday & Company, Inc. CRD: 317672 | - | 0 | 1 | - | Unknown |
| Cassady Wealth & Retirement Planning L.L.C. CRD: 309710 | - | 0 | 7 | - | Unknown |
| Cassandra Trading Group, LLC CRD: 117818 | - | 7 | 0 | D | INACTIVE |
| Cassava Capital CRD: 283345 | - | 0 | 0 | - | Unknown |
| Cassedy Financial Group, Inc. CRD: 111446 | - | 0 | 2 | - | Unknown |
| Cassel Salpeter & Co., LLC CRD: 153522 | FL | 0 | 2 | A | Active |
| Casselman Financial Strategies CRD: 157792 | - | 0 | 0 | - | Unknown |
| Cassia Capital Partners LLC CRD: 159911 | - | 0 | 2 | - | Unknown |
| Cassidy & Co., Inc. CRD: 30070 | - | 0 | 0 | A | INACTIVE |
| Cassidy Securities Company, Inc. CRD: 10587 | - | 0 | 0 | A | INACTIVE |
| Cassidy, Jones & Co., Inc. CRD: 35494 | - | 0 | 0 | A | INACTIVE |
| Cassidy, Kenneth Ross CRD: 113857 | - | 0 | 0 | - | Unknown |
| Cassilly & Appel, Inc. CRD: 173958 | - | 0 | 2 | - | Unknown |
| Cassilly Financial CRD: 300672 | - | 0 | 1 | - | Unknown |
| Cassini Capital Management, LLC CRD: 287861 | - | 0 | 2 | - | Unknown |
| Cassisi, Antonio Paulino CRD: 132688 | - | 0 | 0 | A | INACTIVE |
| Cassius Management Company, LLC CRD: 340215 | - | 0 | 1 | - | Unknown |
| Cast Financial CRD: 289302 | - | 0 | 0 | - | Unknown |
| Cast Member Financial LLC CRD: 329857 | - | 0 | 1 | - | Unknown |
| Castagna, Paul a. CRD: 323068 | - | 0 | 0 | - | Unknown |
| Castalian Partners, LLC CRD: 283552 | - | 0 | 0 | - | Unknown |
| Castanea Partners Inc. CRD: 160229 | - | 0 | 1 | - | Unknown |
| Casteen Associates CRD: 135686 | - | 0 | 0 | - | Unknown |
| Castel Management, LLC CRD: 325243 | - | 0 | 0 | - | Unknown |
| Castellan CRD: 299363 | - | 0 | 1 | - | Unknown |
| Castellano & Associates CRD: 117369 | - | 0 | 3 | - | Unknown |
| Castellano Wealth Planning CRD: 338457 | - | 0 | 1 | - | Unknown |
| Castellum Capital Management LLC CRD: 315891 | - | 0 | 1 | - | Unknown |
| Caster and Company, Inc. CRD: 148931 | - | 0 | 1 | - | Unknown |