Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| LGL Partners, LLC CRD: 289784 | — | 0 | 1 | A | Unknown |
| LGM Investments CRD: 107494 | — | 0 | 0 | A | Unknown |
| LGM Investments CRD: 107507 | — | 0 | 0 | A | Unknown |
| LGS Securities, Inc. CRD: 11186 | — | 0 | 0 | A | INACTIVE |
| LGT Capital Partners (USA) Inc. CRD: 160437 | — | 0 | 1 | A | Unknown |
| LGT ILS Partners Ltd CRD: 175363 | — | 0 | 0 | A | Unknown |
| LGVP Management, LLC CRD: 319586 | — | 0 | 1 | A | Unknown |
| LH Capital Partners CRD: 171607 | — | 0 | 0 | A | Unknown |
| LH Wealth Management CRD: 324384 | — | 0 | 0 | A | Unknown |
| LHA Capital Partners CRD: 290980 | — | 0 | 1 | A | Unknown |
| LHG Advisory, LLC CRD: 326848 | — | 0 | 2 | A | Unknown |
| LHM Trading CRD: 47074 | — | 0 | 0 | A | INACTIVE |
| LI Enterprises CRD: 322864 | — | 0 | 1 | A | Unknown |
| Liati Capital, LLC CRD: 103958 | — | 1 | 0 | B | INACTIVE |
| Liberate, Inc. CRD: 143772 | — | 0 | 0 | A | Unknown |
| Liberty Advisory Group, Inc. CRD: 334164 | — | 0 | 1 | A | Unknown |
| Liberty Brokers CRD: 32391 | — | 0 | 0 | A | INACTIVE |
| Liberty Capital I L.L.C. CRD: 46855 | — | 0 | 0 | A | INACTIVE |
| Liberty Cove LLC CRD: 304762 | — | 0 | 0 | A | Unknown |
| Liberty Group, LLC CRD: 106036 | — | 0 | 0 | A | INACTIVE |
| Liberty Life Distributors LLC CRD: 46074 | — | 0 | 0 | A | INACTIVE |
| Liberty Life Securities LLC CRD: 47737 | — | 0 | 0 | A | INACTIVE |
| Liberty Partners CRD: 156788 | — | 0 | 0 | A | Unknown |
| Liberty Partners CRD: 156787 | — | 0 | 0 | A | Unknown |
| Libra Advisors, LLC CRD: 157555 | — | 0 | 0 | A | Unknown |
| Libra Capital L.L.C CRD: 42776 | — | 0 | 0 | A | INACTIVE |
| Libra Investments LLC CRD: 314876 | — | 0 | 0 | A | Unknown |
| Libra Investments, Inc. CRD: 25519 | — | 0 | 0 | A | INACTIVE |
| Libra Securities, LLC CRD: 104161 | — | 0 | 0 | A | INACTIVE |
| Libra Wealth LLC CRD: 288098 | — | 0 | 4 | A | Unknown |
| Library US Advisors LLC CRD: 312107 | — | 0 | 0 | A | Unknown |
| Libremax Capital, LLC CRD: 155486 | — | 0 | 1 | A | Unknown |
| Libucki & Co., LLC CRD: 123066 | NJ | 1 | 2 | B | Active |
| Lichen Ventures, LLC CRD: 337768 | — | 0 | 1 | A | Unknown |
| Lichter, Eleanor, K CRD: 312078 | — | 0 | 0 | A | Unknown |
| Lido CRD: 269866 | — | 0 | 267 | A | Unknown |
| Lido Securities Corp. CRD: 38285 | — | 0 | 0 | A | INACTIVE |
| Lido Securities, LLC CRD: 331956 | TX | 0 | 3 | A | Active |
| Lieber & Weissman Securities, L.L.C CRD: 42595 | — | 1 | 0 | B | INACTIVE |
| Lieef LLC CRD: 329709 | — | 0 | 1 | A | Unknown |
| Lief, Werle & Co. CRD: 2573 | — | 0 | 0 | A | INACTIVE |
| Lien, Lester CRD: 132639 | — | 0 | 0 | A | Unknown |
| Life & Wealth LLC CRD: 167369 | — | 0 | 0 | A | Unknown |
| Life Lift Wealth Management LLC CRD: 287855 | — | 0 | 0 | A | Unknown |
| Life Line Wealth Management LLC CRD: 171051 | — | 0 | 5 | A | Unknown |
| Life Moves Wealth Management CRD: 321261 | — | 0 | 1 | A | Unknown |
| Life Planning Partners, Inc. CRD: 129338 | — | 0 | 2 | A | Unknown |
| Life Planning Solutions, LLC CRD: 157683 | — | 0 | 1 | A | Unknown |
| Life Science Group, Inc. CRD: 45197 | — | 0 | 0 | A | INACTIVE |
| Life Unlocked Partners LLC CRD: 318642 | — | 0 | 1 | A | Unknown |