Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Levinate, LLC CRD: 292897 | — | 0 | 0 | A | Unknown |
| Levine, David Alan CRD: 167584 | — | 0 | 0 | A | Unknown |
| Leviosa Capital CRD: 170699 | — | 0 | 0 | A | Unknown |
| Levo Adviser, LLC CRD: 314370 | — | 0 | 0 | A | Unknown |
| Levy Securities CRD: 13400 | — | 0 | 0 | A | INACTIVE |
| Levy Wealth Management CRD: 329910 | — | 0 | 0 | A | Unknown |
| Levy, Harkins & Co., Inc. CRD: 8041 | — | 1 | 0 | B | INACTIVE |
| Lewco Securities Corp. CRD: 6661 | — | 2 | 0 | B | INACTIVE |
| Lewis Advisory Group CRD: 151307 | — | 0 | 1 | A | Unknown |
| Lewis and Associates Capital Advisors, LLC CRD: 157971 | — | 0 | 1 | A | Unknown |
| Lewis David Jacobs CRD: 129197 | — | 0 | 0 | A | Unknown |
| Lewis Financial, LLC CRD: 170324 | — | 0 | 4 | A | Unknown |
| Lewis Investments, LLC CRD: 104175 | — | 0 | 0 | A | INACTIVE |
| Lewis J. Kaufman, Inc. CRD: 7108 | — | 0 | 0 | A | INACTIVE |
| Lewis J. Zardo, JR. CRD: 12994 | — | 0 | 0 | A | INACTIVE |
| Lewis Management CRD: 120190 | — | 0 | 0 | A | Unknown |
| Lewis Securities CRD: 10669 | — | 0 | 0 | A | INACTIVE |
| Lewis Weil Co. CRD: 332194 | — | 0 | 1 | A | Unknown |
| LEX CRD: 304601 | — | 0 | 0 | A | INACTIVE |
| LEX Ferenda Litigation Funding LLC CRD: 327188 | — | 0 | 1 | A | Unknown |
| LEX Hills Capital, LLC CRD: 308392 | — | 0 | 1 | A | Unknown |
| Lexi Ventures LLC CRD: 338060 | — | 0 | 1 | A | Unknown |
| Lexicon Partners (US) LLC CRD: 148495 | — | 0 | 0 | A | INACTIVE |
| Lexington Partners L.P. CRD: 147281 | — | 0 | 1 | A | Unknown |
| Lexit Capital, LLC CRD: 34048 | — | 1 | 0 | B | INACTIVE |
| Leyden Partners, LLC CRD: 315370 | — | 0 | 0 | A | Unknown |
| Leyenda Capital CRD: 322574 | — | 0 | 1 | A | Unknown |
| Leyland Cypress, LLC CRD: 322964 | — | 0 | 1 | A | Unknown |
| Lezham, L.L.C. CRD: 45538 | — | 0 | 0 | A | INACTIVE |
| LFA CRD: 114674 | — | 0 | 2 | A | Unknown |
| LFA CRD: 152864 | — | 0 | 0 | A | Unknown |
| LFC Securities, LLC CRD: 136952 | — | 1 | 0 | B | INACTIVE |
| LFE Capital, LLC CRD: 160288 | — | 0 | 1 | A | Unknown |
| LFG Advisory Services CRD: 142222 | — | 0 | 0 | A | Unknown |
| LFG Securities, Inc. CRD: 5374 | — | 0 | 0 | A | INACTIVE |
| LFG+Zest SA CRD: 329059 | — | 0 | 0 | A | Unknown |
| LFG, L.L.C. CRD: 37905 | — | 30 | 0 | F | INACTIVE |
| Lfis Capital CRD: 284469 | — | 0 | 0 | A | Unknown |
| LFL Advisers, LLC CRD: 163963 | — | 0 | 1 | A | Unknown |
| LFM Capital CRD: 173834 | — | 0 | 1 | A | Unknown |
| LFS RIA, LLC CRD: 153391 | — | 0 | 3 | A | Unknown |
| LFS Wealth Advisors CRD: 154223 | — | 0 | 0 | A | Unknown |
| LFT Securities, LLC CRD: 290210 | OH | 0 | 4 | A | Active |
| LG Advisory Group, LLC CRD: 284092 | — | 0 | 0 | A | Unknown |
| LGA CRD: 300571 | — | 0 | 1 | A | Unknown |
| LGA Capital CRD: 282415 | MD | 0 | 2 | A | Active |
| Lgbtqinvest, LLC CRD: 317159 | — | 0 | 0 | A | Unknown |
| LGFM, LLC CRD: 301031 | — | 0 | 1 | A | Unknown |
| LGG Financial CRD: 305002 | — | 0 | 1 | A | Unknown |
| LGK Advisors, LLC CRD: 154922 | — | 0 | 1 | A | Unknown |