Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| LEO Oppenheim & Co., Inc. CRD: 26219 | — | 0 | 0 | A | INACTIVE |
| LEO Oppenheim & Co., Inc. CRD: 6990 | — | 0 | 0 | A | INACTIVE |
| LEO Trading L.L.C CRD: 110159 | — | 1 | 0 | B | INACTIVE |
| LEO Wealth, LLC CRD: 283891 | — | 0 | 23 | A | Unknown |
| Leonard & Company CRD: 36527 | — | 15 | 0 | D | INACTIVE |
| Leonard Advisory Group LLC CRD: 321165 | — | 0 | 3 | A | Unknown |
| Leonard B. FAY CPA CRD: 322752 | — | 0 | 0 | A | Unknown |
| Leonard B. FAY CPA CRD: 316176 | — | 0 | 1 | A | Unknown |
| Leonard Green & Partners, L.P. CRD: 158164 | — | 0 | 1 | A | Unknown |
| Leonard JR., Gary a. CRD: 162016 | — | 0 | 1 | A | Unknown |
| Leopard Capital, L.P. CRD: 163709 | — | 0 | 0 | A | Unknown |
| LEP Management LLC CRD: 173481 | — | 0 | 1 | A | Unknown |
| LEP Management, LLC CRD: 319591 | — | 0 | 0 | A | Unknown |
| Lepercq Equity Corp. CRD: 15589 | — | 0 | 0 | A | INACTIVE |
| Lerner & Co. Inc. CRD: 2555 | — | 0 | 0 | A | INACTIVE |
| Leroy Advisers, LLC CRD: 324309 | — | 0 | 1 | A | Unknown |
| LES Bois Trading, LLC CRD: 141582 | — | 0 | 0 | A | INACTIVE |
| LES Bordes GP, Limited CRD: 317108 | — | 0 | 0 | A | Unknown |
| LES H. Kern CRD: 145909 | — | 0 | 0 | A | Unknown |
| Lesjak Planning, LLC CRD: 110090 | — | 0 | 4 | A | Unknown |
| Leste USA CRD: 301289 | — | 2 | 1 | B | INACTIVE |
| Lester P Hauschild CRD: 122851 | — | 0 | 0 | A | Unknown |
| LET BOB Advisory, LLC CRD: 321854 | — | 0 | 2 | A | Unknown |
| LET BOB Etfs, LLC CRD: 321972 | — | 0 | 0 | A | Unknown |
| Letco DPM L.P. CRD: 35781 | — | 6 | 0 | C | INACTIVE |
| Letco LMM, LLC CRD: 46251 | — | 2 | 0 | B | INACTIVE |
| Letco Specialist, L.P. CRD: 35751 | — | 3 | 0 | C | INACTIVE |
| Letco/Omega, LLC. CRD: 45374 | — | 1 | 0 | B | INACTIVE |
| Letter Advisors, LLC CRD: 310739 | — | 0 | 0 | A | Unknown |
| Leumas Advisors, LLC CRD: 121577 | — | 0 | 2 | A | Unknown |
| Levatus LLC CRD: 287811 | — | 0 | 1 | A | Unknown |
| Levco Capital LP CRD: 161117 | — | 0 | 1 | A | Unknown |
| Levco Securities Corp. CRD: 15483 | — | 0 | 0 | A | INACTIVE |
| Level 5 Financial, LLC CRD: 283018 | — | 0 | 0 | A | Unknown |
| Level Equity CRD: 160016 | — | 0 | 1 | A | Unknown |
| Level Four Financial, LLC CRD: 25700 | TX | 8 | 78 | B | Active |
| Level III Capital LLC CRD: 315900 | — | 0 | 1 | A | Unknown |
| Level Markets, LLC CRD: 171752 | MA | 0 | 2 | A | Active |
| Level ONE Fund CRD: 318696 | — | 0 | 0 | A | Unknown |
| Level ONE Fund CRD: 316294 | — | 0 | 1 | A | Unknown |
| Level ONE Global Fund I GP, LLC CRD: 306749 | — | 0 | 1 | A | Unknown |
| Level UP Wealth Management CRD: 339278 | — | 0 | 1 | A | Unknown |
| Leveled Wealth, LLC CRD: 332609 | — | 0 | 0 | A | Unknown |
| Levelx Advisers, LLC CRD: 307352 | — | 0 | 0 | A | Unknown |
| Levelx Capital LLC CRD: 117028 | — | 6 | 0 | D | INACTIVE |
| Levenson Wealth LLC CRD: 288726 | — | 0 | 2 | A | Unknown |
| Leverage Financial Advisory CRD: 299507 | — | 0 | 2 | A | Unknown |
| Levesque, Beaubien, Ltd CRD: 1747 | — | 0 | 0 | A | INACTIVE |
| Leviathan Global LP CRD: 298201 | — | 0 | 0 | A | Unknown |
| Levin & Levy, LLP CRD: 138254 | — | 0 | 1 | A | Unknown |