Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| AMD SECURITIES, INC. CRD: 14069 | — | 0 | 0 | A | INACTIVE |
| AMDG FINANCIAL CRD: 119569 | — | 0 | 0 | A | Unknown |
| AMEGY INVESTMENTS, INC. CRD: 120145 | — | 0 | 0 | A | INACTIVE |
| AMELIA ADVISORS CRD: 157884 | — | 0 | 0 | A | Unknown |
| AMENT, NOAH ROBERT CRD: 103713 | — | 1 | 0 | F | INACTIVE |
| AMENT, NOAH ROBERT CRD: 125246 | — | 1 | 0 | F | INACTIVE |
| AMERANT INVESTMENTS, INC. CRD: 117284 | FL | 1 | 1 | F | Active |
| AMERIBANC CORPORATION CRD: 124207 | — | 0 | 0 | A | Unknown |
| AMERICA INVEST ONLINE, INC. CRD: 21166 | — | 0 | 0 | A | INACTIVE |
| AMERICAN ADVISORS LLC CRD: 284250 | — | 0 | 0 | A | Unknown |
| AMERICAN ARISTOCRAT CRD: 331254 | — | 0 | 0 | A | Unknown |
| AMERICAN ASSET ADVISORY, LLC CRD: 168444 | — | 0 | 0 | A | Unknown |
| AMERICAN ASSETS CAPITAL ADVISERS, LLC CRD: 168805 | — | 0 | 0 | A | Unknown |
| AMERICAN CLASSIC SECURITIES, INC. CRD: 25399 | — | 1 | 0 | F | INACTIVE |
| AMERICAN DIVERSIFIED DISTRIBUTORS CORP. CRD: 10245 | — | 0 | 0 | A | INACTIVE |
| AMERICAN DREAM CRD: 282816 | — | 0 | 0 | A | Unknown |
| AMERICAN ELITE ADVISORY CRD: 212513 | — | 0 | 0 | A | Unknown |
| AMERICAN EXPATS IN EUROPE LTD. CRD: 319225 | — | 0 | 0 | A | Unknown |
| AMERICAN INCOME PROPERTIES, INC. CRD: 10600 | — | 0 | 0 | A | INACTIVE |
| AMERICAN INVESTMENT GROUP OF NEW YORK, L.P. CRD: 34438 | — | 0 | 0 | A | INACTIVE |
| AMERICAN INVESTORS COMPANY CRD: 38 | CA | 5 | 1 | F | Active |
| AMERICAN LEDGER ATS LLC CRD: 283362 | — | 0 | 0 | A | INACTIVE |
| AMERICAN LIFE AGENCY INC CRD: 283685 | — | 0 | 0 | A | Unknown |
| AMERICAN PARTNERS, L.P. CRD: 15057 | — | 0 | 0 | A | INACTIVE |
| AMERICAN PORTFOLIOS ADVISORS, INC CRD: 112697 | — | 0 | 0 | A | Unknown |
| AMERICAN REALTY ADVISORS CRD: 107965 | — | 0 | 0 | A | Unknown |
| AMERICAN SECURITIES LLC CRD: 160648 | — | 0 | 0 | A | Unknown |
| AMERICUS INVESTMENT CORP. CRD: 38636 | — | 1 | 0 | F | INACTIVE |
| AMERIFIRST CAPITAL CORP. CRD: 124431 | — | 0 | 0 | A | INACTIVE |
| AMERIMUTUAL CORPORATION CRD: 15573 | — | 0 | 0 | A | INACTIVE |
| AMERIPROP, INC. CRD: 24305 | — | 4 | 0 | F | INACTIVE |
| AMERITECH ADVISORS CRD: 151597 | — | 0 | 0 | A | INACTIVE |
| AMERIVEST, INC. CRD: 16460 | — | 0 | 0 | A | INACTIVE |
| AMERIWEALTH ADVISORS CORP. CRD: 172710 | — | 0 | 0 | A | Unknown |
| AMERSTOCK CORPORATION CRD: 29205 | — | 0 | 0 | A | INACTIVE |
| AMET PARTNERS GP, LLC CRD: 325840 | — | 0 | 0 | A | Unknown |
| AMETRINE WEALTH CRD: 327672 | — | 0 | 0 | A | Unknown |
| AMF CAPITAL MANAGEMENT CRD: 331864 | — | 0 | 0 | A | Unknown |
| AMFA LLC CRD: 298994 | — | 0 | 0 | A | Unknown |
| AMFILEON AG CRD: 324407 | — | 0 | 0 | A | Unknown |
| AMG EQUITIES CORP. CRD: 14446 | — | 0 | 0 | A | INACTIVE |
| AMG FUNDS LLC CRD: 153456 | — | 0 | 0 | A | Unknown |
| AMH EQUITY LTD CRD: 160452 | — | 0 | 0 | A | Unknown |
| AMHEARST INVESTMENTS CRD: 287574 | — | 0 | 0 | A | Unknown |
| AMI ASSET MANAGEMENT CORP CRD: 110291 | — | 0 | 0 | A | Unknown |
| AMI SECURITIES, INC. CRD: 13412 | — | 0 | 0 | A | INACTIVE |
| AMIC CRD: 121642 | — | 0 | 0 | A | Unknown |
| AMICIS MANAGEMENT, LLC CRD: 333530 | — | 0 | 0 | A | Unknown |
| AMICUS 2, LLC CRD: 162593 | — | 0 | 0 | A | Unknown |
| AMICUS AI ADVISORS, LLC CRD: 315026 | — | 0 | 0 | A | Unknown |