Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| AMIDA WEALTH ADVISORS, LLC CRD: 319227 | — | 0 | 0 | A | Unknown |
| AMIJAG ADVISORS LLC CRD: 172872 | — | 0 | 0 | A | Unknown |
| AMIN KHAKIANI CRD: 133940 | — | 0 | 0 | A | Unknown |
| AMINO CAPITAL MANAGEMENT COMPANY, LLC CRD: 209511 | — | 0 | 0 | A | Unknown |
| AMIP MANAGEMENT CRD: 284231 | — | 0 | 0 | A | Unknown |
| AMITY VENTURES CRD: 290313 | — | 0 | 0 | A | Unknown |
| AMIVEST CORPORATION CRD: 3953 | — | 2 | 0 | F | INACTIVE |
| AMLEON FINANCIAL CRD: 291685 | — | 0 | 0 | A | Unknown |
| AMLETH EQUITY GROUP CRD: 335384 | — | 0 | 0 | A | Unknown |
| AMLING INVESTMENTS LLC CRD: 149783 | — | 0 | 0 | A | Unknown |
| AMOON VENTURES Y.SH. LTD. CRD: 300546 | — | 0 | 0 | A | Unknown |
| AMOR FATI FINANCIAL SERVICES LLC CRD: 339487 | — | 0 | 0 | A | Unknown |
| AMORE AMBRO, LLC CRD: 291883 | — | 0 | 0 | A | Unknown |
| AMOVA ASSET MANAGEMENT ASIA LIMITED CRD: 161589 | — | 0 | 0 | A | Unknown |
| AMP WEALTH MANAGEMENT CRD: 108712 | — | 0 | 0 | A | Unknown |
| AMPFIELD MANAGEMENT CRD: 292722 | — | 0 | 0 | A | Unknown |
| AMPHORA ADVISORS CRD: 316135 | — | 0 | 0 | A | Unknown |
| AMPLIFIED ADVISORS CRD: 330280 | — | 0 | 0 | A | Unknown |
| AMPLIFIED ALPHA CRD: 316022 | — | 0 | 0 | A | Unknown |
| AMPLIFY MY WEALTH CRD: 314949 | — | 0 | 0 | A | Unknown |
| AMPLIFY PARTNERS CRD: 167059 | — | 0 | 0 | A | Unknown |
| AMPLIFY.LA MANAGEMENT, L.L.C. CRD: 310172 | — | 0 | 0 | A | Unknown |
| AMPLIFY.LA PARTNERS, L.L.C. CRD: 165859 | — | 0 | 0 | A | Unknown |
| AMPLIO PRIVATE EQUITY AB CRD: 301988 | — | 0 | 0 | A | Unknown |
| AMPLIO WEALTH CRD: 331415 | — | 0 | 0 | A | Unknown |
| AMPLIUS WEALTH ADVISORS CRD: 312463 | — | 0 | 0 | A | Unknown |
| AMPLO MANAGEMENT, L.L.C. CRD: 289855 | — | 0 | 0 | A | Unknown |
| AMR ACTION FUND GP GMBH CRD: 335963 | — | 0 | 0 | A | Unknown |
| AMR ACTION FUND GP, LLC CRD: 312684 | — | 0 | 0 | A | Unknown |
| AMR CAPITAL, LLC CRD: 290656 | — | 0 | 0 | A | Unknown |
| AMR SECURITIES, INC. CRD: 23368 | — | 0 | 0 | A | INACTIVE |
| AMREIN FINANCIAL CRD: 125263 | — | 0 | 0 | A | Unknown |
| AMS DERIVATIVES B.V. CRD: 286507 | — | 0 | 0 | A | INACTIVE |
| AMS MANAGEMENT CRD: 115640 | — | 0 | 0 | A | Unknown |
| AMS SECURITIES, INC. CRD: 26450 | — | 1 | 0 | F | INACTIVE |
| AMSTOCK & CO. INC. CRD: 38797 | — | 0 | 0 | A | INACTIVE |
| AMTAX MANAGEMENT CORP. CRD: 14053 | — | 0 | 0 | A | INACTIVE |
| AMTEX FINANCIAL, INC. CRD: 23756 | — | 0 | 0 | A | INACTIVE |
| AMULET CAPITAL PARTNERS, L.P. CRD: 172012 | — | 0 | 0 | A | Unknown |
| AMUNDI CRD: 334151 | — | 0 | 0 | A | Unknown |
| AMUNDI DISTRIBUTOR US, INC. CRD: 24497 | — | 1 | 0 | F | INACTIVE |
| AMUNDI DISTRIBUTORS USA, LLC CRD: 152399 | — | 0 | 0 | A | INACTIVE |
| AMUNDI JAPAN LTD. CRD: 110712 | — | 0 | 0 | A | Unknown |
| AMV MANAGEMENT, INC CRD: 161455 | — | 0 | 0 | A | Unknown |
| AMVARA CRD: 330198 | — | 0 | 0 | A | Unknown |
| AMVOY WEALTH CRD: 310167 | — | 0 | 0 | A | Unknown |
| AMVOY WEALTH CRD: 333518 | — | 0 | 0 | A | Unknown |
| AMWH ASSET MANAGEMENT LLC CRD: 331629 | — | 0 | 0 | A | Unknown |
| AMY JO MARTIN, LLC CRD: 330080 | — | 0 | 0 | A | Unknown |
| AN ELF COMPANY CRD: 154420 | — | 0 | 0 | A | Unknown |