Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| ACP Group, LLC CRD: 334525 | - | 0 | 1 | - | Unknown |
| ACP Investment Group, LLC CRD: 127443 | - | 0 | 0 | - | Unknown |
| ACP Securities, LLC CRD: 139049 | FL | 4 | 6 | B | Active |
| ACP Venture Capital Management Fund LLC CRD: 298029 | - | 0 | 0 | - | Unknown |
| Acpe Services S.A. CRD: 167069 | - | 0 | 0 | - | Unknown |
| Acpwa, LLC CRD: 316654 | - | 0 | 0 | - | Unknown |
| Acquest Securities LLC CRD: 29047 | - | 0 | 0 | A | INACTIVE |
| Acquest Securities, Inc. CRD: 23329 | - | 0 | 0 | A | INACTIVE |
| Acquiom Financial LLC CRD: 170074 | CO | 0 | 2 | A | Active |
| Acquira Capital CRD: 325373 | - | 0 | 1 | - | Unknown |
| Acquire Advisory LLC CRD: 172305 | - | 0 | 0 | - | Unknown |
| Acquire Consult LLC CRD: 309197 | - | 0 | 0 | - | Unknown |
| Acquirers Funds, LLC CRD: 298309 | - | 0 | 1 | - | Unknown |
| ACR Alpine Capital Research, LLC CRD: 110933 | - | 0 | 7 | - | Unknown |
| ACR Capital LLC CRD: 173777 | - | 0 | 1 | - | Unknown |
| Acre Manager, LLC CRD: 311363 | - | 0 | 1 | - | Unknown |
| Acre Venture Partners CRD: 283298 | - | 0 | 1 | - | Unknown |
| Acres CRD: 281190 | - | 0 | 1 | - | Unknown |
| Acretrader Financial, LLC CRD: 320820 | - | 0 | 0 | A | INACTIVE |
| Acrew Diversify Capital Management, L.P. CRD: 320986 | - | 0 | 1 | - | Unknown |
| Acrewood Holdings, LLC CRD: 163644 | - | 0 | 1 | - | Unknown |
| Acribus Capital LLC CRD: 283301 | - | 0 | 2 | - | Unknown |
| Acrisure Asset & Wealth Management, LLC CRD: 323207 | - | 0 | 0 | - | Unknown |
| Acrisure Capital Advisers, LLC CRD: 331539 | - | 0 | 0 | - | Unknown |
| Acrisure Investment Advisory Solutions, LLC CRD: 309811 | - | 0 | 0 | - | Unknown |
| Acrisure RE Corporate Advisory & Solutions, LLC CRD: 326494 | NY | 0 | 3 | A | Active |
| Acronym ETC. Management, LLC CRD: 330757 | - | 0 | 1 | - | Unknown |
| Acropolis Investment Management CRD: 121307 | - | 0 | 9 | - | Unknown |
| Acropolis Partners LLC CRD: 333082 | - | 0 | 1 | - | Unknown |
| Acropolis Partners, LLC CRD: 312129 | - | 0 | 1 | - | Unknown |
| Acrospire Investment Management LLC CRD: 168755 | - | 0 | 0 | - | Unknown |
| Acruence Capital, LLC CRD: 305482 | - | 0 | 1 | - | Unknown |
| Acruence Management LLC CRD: 306037 | - | 0 | 1 | - | Unknown |
| Acrux Wealth LLC CRD: 313732 | - | 0 | 0 | - | Unknown |
| Acrylic Financial, Inc. CRD: 288263 | - | 0 | 19 | - | Unknown |
| ACS Execution Services, LLC CRD: 17972 | NJ | 3 | 2 | B | Active |
| ACS Municipal Brokers, Inc. CRD: 26504 | - | 0 | 0 | A | INACTIVE |
| ACS Securities Corp. CRD: 16606 | - | 0 | 0 | A | INACTIVE |
| ACT 2 Planning CRD: 336663 | - | 0 | 1 | - | Unknown |
| ACT Advisors CRD: 173120 | - | 0 | 2 | - | Unknown |
| ACT Financial Planning CRD: 113530 | - | 0 | 0 | - | Unknown |
| ACT II Capital, L.L.C. CRD: 122747 | - | 0 | 0 | - | Unknown |
| ACT ONE Ventures Management, L.L.C. CRD: 283875 | - | 0 | 1 | - | Unknown |
| ACT Referral, LLC CRD: 299902 | - | 0 | 0 | - | Unknown |
| ACT Securities, LLC CRD: 297652 | - | 0 | 4 | - | Unknown |
| ACT TWO Financial Advisors, LLC CRD: 222513 | - | 0 | 0 | - | Unknown |
| ACT TWO Investors LLC CRD: 294046 | - | 0 | 2 | - | Unknown |
| ACT Wealth Management, LLC CRD: 155131 | - | 0 | 1 | - | Unknown |
| Actai Ventures CRD: 317296 | - | 0 | 1 | - | Unknown |
| Actavest CRD: 173367 | - | 0 | 0 | - | Unknown |