Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| ANACAPA ADVISORS, LLC CRD: 293999 | — | 0 | 0 | A | Unknown |
| ANACAPA, LLC CRD: 330099 | — | 0 | 0 | A | Unknown |
| ANAR MANAGEMENT LLC CRD: 290420 | — | 0 | 0 | A | Unknown |
| ANATO ADVISORY SERVICES, LLC CRD: 277048 | — | 0 | 0 | A | Unknown |
| ANAVON CAPITAL CRD: 297688 | — | 0 | 0 | A | Unknown |
| ANAX FINANCIAL GROUP CRD: 336354 | — | 0 | 0 | A | Unknown |
| ANB INVESTMENTS CRD: 319514 | — | 0 | 0 | A | Unknown |
| ANBEC ADVISORS, LLC CRD: 283021 | — | 0 | 0 | A | Unknown |
| ANCALA PARTNERS LLC CRD: 333844 | — | 0 | 0 | A | Unknown |
| ANCALA PARTNERS LLP CRD: 308380 | — | 0 | 0 | A | Unknown |
| ANCAP FINANCIAL CRD: 328249 | — | 0 | 0 | A | Unknown |
| ANCAP PARTNERS, LLC CRD: 169317 | — | 0 | 0 | A | Unknown |
| ANCHOR ADVISORY, LLC CRD: 297570 | — | 0 | 0 | A | Unknown |
| ANCHOR CAPITAL CRD: 123543 | — | 0 | 0 | A | Unknown |
| ANCHOR FINANCIAL CRD: 310081 | — | 0 | 0 | A | Unknown |
| ANCHOR INVESTMENTS,INC. CRD: 14481 | — | 0 | 0 | A | INACTIVE |
| ANCHOR SAGE ADVISORS, LLC CRD: 331437 | — | 0 | 0 | A | Unknown |
| ANCHOR WEALTH ADVISOR CRD: 335747 | — | 0 | 0 | A | Unknown |
| ANCHOR WEALTH ADVISORS, LLC CRD: 300980 | — | 0 | 0 | A | Unknown |
| ANCHORCOVE PARTNERS CRD: 324955 | — | 0 | 0 | A | Unknown |
| ANCHORED WEALTH CRD: 331693 | — | 0 | 0 | A | Unknown |
| ANCHORY, LLC CRD: 293701 | — | 0 | 0 | A | Unknown |
| ANCHYRA PARTNERS LLC CRD: 335467 | — | 0 | 0 | A | Unknown |
| ANCIENT CRD: 314839 | — | 0 | 0 | A | Unknown |
| ANCIENT ART, L.P. CRD: 141112 | — | 0 | 0 | A | Unknown |
| ANCIENT MANAGEMENT LP D/B/A ANCIENT CRD: 324806 | — | 0 | 0 | A | Unknown |
| ANCORA ADVISORS LLC CRD: 124674 | — | 0 | 0 | A | Unknown |
| ANCORA ALTERNATIVES LLC CRD: 311902 | — | 0 | 0 | A | Unknown |
| ANDANTE FINANCIAL CRD: 318656 | — | 0 | 0 | A | Unknown |
| ANDBANC ADVISORY LLC CRD: 150463 | — | 0 | 0 | A | Unknown |
| ANDERSON & ANDERSON ADVISORY, LLC CRD: 132989 | — | 0 | 0 | A | Unknown |
| ANDERSON ADVISORS, INC. CRD: 322833 | — | 0 | 0 | A | Unknown |
| ANDERSON FINANCIAL CRD: 323555 | — | 0 | 0 | A | Unknown |
| ANDO ARASHI CRD: 325829 | — | 0 | 0 | A | Unknown |
| ANDORRA CAPITAL CRD: 127045 | — | 0 | 0 | A | Unknown |
| ANDOVER ADVISORY GROUP CRD: 132062 | — | 0 | 0 | A | Unknown |
| ANDOVER EQUITY ASSOCIATES CRD: 106254 | — | 0 | 0 | A | Unknown |
| ANDOVER INVESTMENTS, INC. CRD: 14213 | — | 0 | 0 | A | INACTIVE |
| ANDOVER SECURITIES CORP CRD: 31321 | — | 0 | 0 | A | INACTIVE |
| ANDRESEN & ASSOCIATES INC CRD: 105733 | — | 0 | 0 | A | Unknown |
| ANDREW ALEN SECURITIES, INC. CRD: 13839 | — | 0 | 0 | A | INACTIVE |
| ANDREW C. ROTH CRD: 138414 | — | 0 | 0 | A | Unknown |
| ANDREW PECK ASSOCIATES INC. CRD: 7957 | — | 0 | 0 | A | INACTIVE |
| ANDREW R. NELSON CRD: 116043 | — | 0 | 0 | A | Unknown |
| ANDREWS ADVISORY ASSOCIATES, LLC CRD: 118957 | — | 0 | 0 | A | Unknown |
| ANDREWS SECURITY CORP. CRD: 15445 | — | 0 | 0 | A | INACTIVE |
| ANDREWS, BRUCE I CRD: 33440 | — | 0 | 0 | A | INACTIVE |
| ANDREWS, THOMAS CRD: 146458 | — | 0 | 0 | A | Unknown |
| ANDREY, DOUGLAS CRD: 312183 | — | 0 | 0 | A | Unknown |
| ANDRICK SECURITIES CORP. CRD: 20945 | — | 0 | 0 | A | INACTIVE |