Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| ANDVARI ASSOCIATES LLC CRD: 167315 | — | 0 | 0 | A | Unknown |
| ANDY MILLARD ADVISORY, LLC CRD: 312180 | — | 0 | 0 | A | Unknown |
| ANE, INC. CRD: 33325 | — | 0 | 0 | A | INACTIVE |
| ANEE PARTNERS, L.P. CRD: 33863 | — | 0 | 0 | A | INACTIVE |
| ANEW ADVISORS, LLC CRD: 316462 | — | 0 | 0 | A | Unknown |
| ANFIELD ADVISORS, LLC CRD: 167638 | — | 0 | 0 | A | Unknown |
| ANFS, INC. CRD: 6534 | — | 0 | 0 | A | INACTIVE |
| ANGEL INVESTMENTS LLC CRD: 43863 | — | 1 | 0 | F | INACTIVE |
| ANGEL LEGACY ADVISORS, LLC CRD: 337395 | — | 0 | 0 | A | Unknown |
| ANGEL WEALTH ADVISORS CRD: 339005 | — | 0 | 0 | A | Unknown |
| ANGELENO GROUP, LLC CRD: 159677 | — | 0 | 0 | A | Unknown |
| ANGELES FAMILY OFFICE CRD: 338266 | — | 0 | 0 | A | Unknown |
| ANGELES PARTNERS LLC CRD: 159464 | — | 0 | 0 | A | Unknown |
| ANGELES SECURITIES CORPORATION CRD: 8083 | — | 0 | 0 | A | INACTIVE |
| ANGELMD ADVISORS LLC CRD: 284226 | — | 0 | 0 | A | Unknown |
| ANGELUS PARTNERS, LLC. CRD: 141300 | — | 0 | 0 | A | Unknown |
| ANGELUS WEALTH, LLC CRD: 328571 | — | 0 | 0 | A | Unknown |
| ANGLIA ADVISORS CRD: 282832 | — | 0 | 0 | A | Unknown |
| ANGULAR VENTURES CRD: 308361 | — | 0 | 0 | A | Unknown |
| ANIMAL CAPITAL CRD: 313278 | — | 0 | 0 | A | Unknown |
| ANJUNA PARTNERS, LLC CRD: 170893 | — | 0 | 0 | A | Unknown |
| ANKONA MANAGEMENT, LLC CRD: 305665 | — | 0 | 0 | A | Unknown |
| ANLO FINANCIAL, INC. CRD: 11552 | — | 0 | 0 | A | INACTIVE |
| ANNADEL CAPITAL CRD: 132175 | — | 0 | 0 | A | Unknown |
| ANNASCAUL ADVISORS LLC CRD: 124349 | — | 2 | 0 | F | INACTIVE |
| ANNE CORNELIUS, CPA, P.C. CRD: 333469 | — | 0 | 0 | A | Unknown |
| ANNECY LLC CRD: 169464 | — | 0 | 0 | A | Unknown |
| ANNOVA LLC CRD: 309737 | — | 0 | 0 | A | Unknown |
| ANODOS ADVISORS, LLC CRD: 140825 | — | 0 | 0 | A | Unknown |
| ANOMALY ADVISORS CRD: 284934 | — | 0 | 0 | A | Unknown |
| ANOMALY GP I, LLC CRD: 330546 | — | 0 | 0 | A | Unknown |
| ANORA WEALTH CRD: 337437 | — | 0 | 0 | A | Unknown |
| ANOROC ADVISORS LLC CRD: 316473 | — | 0 | 0 | A | Unknown |
| ANOVA MANAGEMENT CRD: 317812 | — | 0 | 0 | A | Unknown |
| ANQ SECURITIES, INC. CRD: 13896 | — | 0 | 0 | A | INACTIVE |
| ANQUA MANAGEMENT LLC CRD: 309413 | — | 0 | 0 | A | Unknown |
| ANRIA CRD: 155158 | — | 0 | 0 | A | Unknown |
| ANSID CAPITAL CRD: 325192 | — | 0 | 0 | A | Unknown |
| ANSON ADVISORS INC. CRD: 167637 | — | 0 | 0 | A | Unknown |
| ANSON ANALYTICS CRD: 131416 | — | 0 | 0 | A | Unknown |
| ANT MONEY ADVISORS CRD: 308481 | — | 0 | 0 | A | Unknown |
| ANTA CAPITAL CRD: 333374 | VA | 0 | 1 | A | Active |
| ANTALYA INVESTMENT LLC CRD: 325324 | — | 0 | 0 | A | Unknown |
| ANTALYA MANAGEMENT LLC CRD: 329312 | — | 0 | 0 | A | Unknown |
| ANTARCTICA ADVISORS, LLC CRD: 168101 | FL | 0 | 1 | A | Active |
| ANTARES WEALTH CRD: 305732 | — | 0 | 0 | A | Unknown |
| ANTHEM ADVISORS, LLC CRD: 298454 | — | 0 | 0 | A | Unknown |
| ANTHEM ASSET MANAGEMENT CRD: 136271 | — | 0 | 0 | A | Unknown |
| ANTHEM PARTNERS, L.P. CRD: 29846 | — | 0 | 0 | A | INACTIVE |
| ANTHONY INVESTMENT CO. CRD: 7329 | — | 0 | 0 | A | INACTIVE |