Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Adams Street Partners, LLC CRD: 109358 | - | 0 | 1 | - | Unknown |
| Adams Wealth Advisors CRD: 286087 | - | 0 | 3 | - | Unknown |
| Adams Wealth Management CRD: 285180 | - | 0 | 1 | - | Unknown |
| Adams, Block & COE Securities, Inc. CRD: 19439 | - | 0 | 0 | A | INACTIVE |
| Adams, Hess, Moore & Co. CRD: 7322 | - | 7 | 0 | D | INACTIVE |
| Adams, James, Abarr & Company, Inc. CRD: 7517 | - | 0 | 0 | A | INACTIVE |
| Adams, Scott CRD: 32733 | - | 0 | 0 | A | INACTIVE |
| Adams, Thomas Cook CRD: 322616 | - | 0 | 0 | - | Unknown |
| Adams-Hansen & Associates CRD: 156719 | - | 0 | 2 | - | Unknown |
| Adamson Brothers Inc. CRD: 46684 | - | 0 | 0 | A | INACTIVE |
| Adap TAX Financial, Inc. CRD: 293211 | - | 0 | 1 | - | Unknown |
| Adapt Wealth Advisors, LLC CRD: 329448 | - | 0 | 3 | - | Unknown |
| Adapt3R Advisors CRD: 329982 | - | 0 | 0 | - | Unknown |
| Adaptation Financial Advisors Inc. CRD: 309192 | - | 0 | 3 | - | Unknown |
| Adaptation Ventures LLC CRD: 341422 | - | 0 | 1 | - | Unknown |
| Adaptfirst Investments LLC CRD: 289096 | - | 0 | 9 | - | Unknown |
| Adaptive Advice, LLC CRD: 310529 | - | 0 | 1 | - | Unknown |
| Adaptive Advisers, LLC CRD: 318716 | - | 0 | 1 | - | Unknown |
| Adaptive Advisory, LLC CRD: 175232 | - | 0 | 1 | - | Unknown |
| Adaptive Asset Management CRD: 158406 | - | 0 | 1 | - | Unknown |
| Adaptive Financial Design LLC CRD: 326822 | - | 0 | 1 | - | Unknown |
| Adaptive Investments CRD: 281201 | - | 0 | 1 | - | Unknown |
| Adaptive Wealth Engineering CRD: 111243 | - | 0 | 3 | - | Unknown |
| Adaptive Wealth, LLC CRD: 171045 | - | 0 | 1 | - | Unknown |
| Adare Asset Management, LLC CRD: 152471 | - | 0 | 1 | - | Unknown |
| Adasina Social Capital CRD: 151411 | - | 0 | 3 | - | Unknown |
| ADC Wealth Management, LLC CRD: 159083 | - | 0 | 1 | - | Unknown |
| Adcap Growth Partners CRD: 326844 | - | 0 | 0 | - | Unknown |
| ADD Ventures Capital, LLC CRD: 325247 | - | 0 | 0 | - | Unknown |
| Adda Financial LLC CRD: 316857 | - | 0 | 0 | - | Unknown |
| Addax Bridge Financial CRD: 335247 | - | 0 | 1 | - | Unknown |
| Addend Capital Management CRD: 205515 | - | 0 | 0 | - | Unknown |
| Addenda Capital CRD: 137034 | - | 0 | 0 | - | Unknown |
| Addicus Advisory, LLC CRD: 282244 | - | 0 | 5 | - | Unknown |
| Addie Capital CRD: 282144 | - | 0 | 2 | - | Unknown |
| Addigence Corporation CRD: 323504 | - | 0 | 3 | - | Unknown |
| Addington Financial Group LLC CRD: 114584 | - | 0 | 3 | - | Unknown |
| Addis & Hill, Incorporated CRD: 117495 | - | 0 | 3 | - | Unknown |
| Addison & Associates, Inc. CRD: 21626 | - | 0 | 0 | A | INACTIVE |
| Addison Asset Management, LLC CRD: 153485 | - | 0 | 1 | - | Unknown |
| Addison Capital CRD: 144853 | - | 0 | 1 | - | Unknown |
| Addison Clark Management, L.L.C. CRD: 137941 | - | 0 | 0 | - | Unknown |
| Addison Partners, LLC CRD: 171646 | - | 0 | 0 | - | Unknown |
| Addisonmanagement, Inc. CRD: 324234 | - | 0 | 0 | - | Unknown |
| Addition Wealth CRD: 318018 | - | 0 | 2 | - | Unknown |
| Addition, L.P. CRD: 309075 | - | 0 | 1 | - | Unknown |
| Additive Advisory PBC CRD: 283979 | - | 0 | 1 | - | Unknown |
| Addup Capital, LLC CRD: 299684 | - | 0 | 0 | - | Unknown |
| Addwealth Advisors, LLC CRD: 306554 | - | 0 | 0 | - | Unknown |
| ADE Financial Services, Inc. CRD: 15344 | - | 0 | 0 | A | INACTIVE |