Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| ANTHONY J. MANCINI, I.A. CRD: 133537 | — | 0 | 0 | A | Unknown |
| ANTHONY J. ORLANDO INC. CRD: 122026 | — | 0 | 0 | A | Unknown |
| ANTHONY P. CARNEVALE C.P.A. CRD: 135182 | — | 0 | 0 | A | Unknown |
| ANTHONY SMITH ADVISORS, INC. CRD: 125730 | — | 0 | 0 | A | Unknown |
| ANTHOS CAPITAL CRD: 165980 | — | 0 | 0 | A | Unknown |
| ANTHROFI WEALTH GROUP CRD: 316596 | — | 0 | 0 | A | Unknown |
| ANTI FUND INVESTMENT FUND, LLC CRD: 321936 | — | 0 | 0 | A | Unknown |
| ANTIPODEAN ADVISORS LLC CRD: 155091 | — | 0 | 0 | A | Unknown |
| ANTLER INNOVATION US LLC CRD: 315775 | — | 0 | 0 | A | Unknown |
| ANTONIO ANDRADE, CFP CRD: 136312 | — | 0 | 0 | A | Unknown |
| ANTONIO STOKES ADVISORS CRD: 313572 | — | 0 | 0 | A | Unknown |
| ANV MANAGEMENT, LLC CRD: 329682 | — | 0 | 0 | A | Unknown |
| ANVIK ADVISERS LLC CRD: 143807 | — | 0 | 0 | A | Unknown |
| ANVIL INVESTMENTS, INC. CRD: 326513 | — | 0 | 0 | A | Unknown |
| ANVIL PARTNERS INC. CRD: 166779 | — | 0 | 0 | A | Unknown |
| ANVIL SECURITIES CORP. CRD: 21819 | — | 0 | 0 | A | INACTIVE |
| ANVIL TRADING L.L.C. CRD: 128183 | — | 0 | 0 | A | INACTIVE |
| ANZ SECURITIES (USA) INC. CRD: 18620 | — | 0 | 0 | A | INACTIVE |
| ANZ SECURITIES (USA) INC. CRD: 21325 | — | 0 | 0 | A | INACTIVE |
| ANZ SECURITIES, INC. CRD: 36654 | NY | 3 | 1 | F | Active |
| ANZU PARTNERS, LLC CRD: 288985 | — | 0 | 0 | A | Unknown |
| AO ASSET MANAGEMENT, LP CRD: 170249 | — | 0 | 0 | A | Unknown |
| AO WEALTH ADVISORY CRD: 288301 | — | 0 | 0 | A | Unknown |
| AOF MANAGEMENT LLC CRD: 170193 | — | 0 | 0 | A | Unknown |
| AOG WEALTH MANAGEMENT CRD: 159026 | — | 0 | 0 | A | Unknown |
| AOM CAPITAL MANAGEMENT CRD: 282927 | — | 0 | 0 | A | Unknown |
| AON ADVANTAGE FUNDS LLC CRD: 310335 | — | 0 | 0 | A | Unknown |
| AON INVESTMENTS USA INC. CRD: 105596 | — | 0 | 0 | A | Unknown |
| AON SECURITIES LLC CRD: 4138 | IL | 3 | 1 | F | Active |
| AOP CAPITAL CRD: 309674 | — | 0 | 0 | A | Unknown |
| AOT USA, LLC CRD: 43823 | — | 0 | 0 | A | INACTIVE |
| AP ASSET MANAGEMENT INC. CRD: 162731 | — | 0 | 0 | A | Unknown |
| AP CAPITAL CORP. CRD: 37582 | — | 0 | 0 | A | INACTIVE |
| AP VENTURES LLP CRD: 332479 | — | 0 | 0 | A | Unknown |
| AP WEALTH MANAGEMENT CRD: 310556 | — | 0 | 0 | A | Unknown |
| AP WEALTH MANAGEMENT CRD: 156417 | — | 0 | 0 | A | Unknown |
| AP24 CAPITAL CRD: 324864 | — | 0 | 0 | A | Unknown |
| APA GROUP LLC CRD: 337516 | — | 0 | 0 | A | Unknown |
| APA SECURITIES, LLC CRD: 133615 | NJ | 0 | 1 | A | Active |
| APAI CORPORATION CRD: 26618 | — | 0 | 0 | A | INACTIVE |
| APARTI ASSET MANAGEMENT CRD: 316110 | — | 0 | 0 | A | Unknown |
| APAX PARTNERS LLP CRD: 157111 | — | 0 | 0 | A | Unknown |
| APAX PARTNERS US, LLC CRD: 157110 | — | 0 | 0 | A | Unknown |
| APC ASSET DEVELOPMENT I, LP CRD: 328513 | — | 0 | 0 | A | Unknown |
| APD FINANCIAL CRD: 114452 | — | 0 | 0 | A | Unknown |
| APEIRON CRD: 289273 | — | 0 | 0 | A | Unknown |
| APELLA WEALTH CRD: 171106 | — | 0 | 0 | A | Unknown |
| APEPA ADVISORS LLC CRD: 338944 | — | 0 | 0 | A | Unknown |
| APERIO GROUP, LLC CRD: 111616 | — | 0 | 0 | A | Unknown |
| APERTURE ADVISORS LLC CRD: 327627 | — | 0 | 0 | A | Unknown |