Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Adekore Capital Advisory Group, LLC CRD: 142484 | - | 0 | 0 | - | Unknown |
| Adelante Capital Management LLC CRD: 107382 | - | 0 | 1 | - | Unknown |
| Adele Brady Bolson CPA PS CRD: 116392 | - | 0 | 2 | - | Unknown |
| Adelio Partners Limited CRD: 340027 | - | 0 | 0 | - | Unknown |
| Adelis Advisory a/S CRD: 317934 | - | 0 | 0 | - | Unknown |
| Adelis Advisory AB II CRD: 289290 | - | 0 | 0 | - | Unknown |
| Adelis Advisory I AB CRD: 169534 | - | 0 | 0 | - | Unknown |
| Adelis Advisory III AB CRD: 317936 | - | 0 | 0 | - | Unknown |
| Adelis Advisory IV AB CRD: 333820 | - | 0 | 0 | - | Unknown |
| Adelis Ssid Advisory AB CRD: 322672 | - | 0 | 0 | - | Unknown |
| Adell Harriman & Carpenter CRD: 107488 | - | 0 | 3 | - | Unknown |
| Adelle Advisors, LLC CRD: 283108 | - | 0 | 0 | - | Unknown |
| Adelmann Financial, Inc. CRD: 114825 | - | 0 | 2 | - | Unknown |
| Adelphi Capital Advisory, LLC CRD: 298903 | - | 0 | 1 | - | Unknown |
| Adelphi Capital LLP CRD: 160895 | - | 0 | 0 | - | Unknown |
| Adelphi Stock Brokers CRD: 309048 | NY | 0 | 3 | A | Active |
| Adelphi Ventures Management, LLC CRD: 334434 | - | 0 | 1 | - | Unknown |
| Adelphia Capital, LLC CRD: 38244 | - | 0 | 0 | A | INACTIVE |
| Adenia Partners Ltd CRD: 332221 | - | 0 | 0 | - | Unknown |
| Adenry Wealth LLC CRD: 339945 | - | 0 | 2 | - | Unknown |
| Adept Benefits Solutions LLC CRD: 335210 | - | 0 | 1 | - | Unknown |
| Adero Partners, LLC CRD: 297808 | - | 0 | 0 | - | Unknown |
| Ades Investment Counsel, Inc. CRD: 136517 | - | 0 | 1 | - | Unknown |
| Ades Wealth Management Inc. CRD: 284950 | - | 0 | 1 | - | Unknown |
| ADF Financial Services LLC CRD: 181517 | - | 0 | 0 | - | Unknown |
| ADG Capital Management LLP ("Adgcm") CRD: 292393 | - | 0 | 0 | - | Unknown |
| ADG Wealth Management Group, LLC CRD: 132341 | - | 0 | 1 | - | Unknown |
| Adhesion Wealth Advisor Solutions CRD: 143593 | - | 0 | 4 | - | Unknown |
| Adhia Investment Advisors Inc. CRD: 111607 | - | 0 | 0 | - | Unknown |
| ADI Capital Management LLC CRD: 169998 | - | 0 | 0 | - | Unknown |
| ADI Dassler Family Office LLC CRD: 301044 | - | 0 | 0 | - | Unknown |
| ADI Dassler International Family Office USA Limite… CRD: 288134 | - | 0 | 0 | - | Unknown |
| ADI Nitai DAS, LLC CRD: 337479 | - | 0 | 1 | - | Unknown |
| Adirondack Asset Management, LLC CRD: 119680 | - | 0 | 0 | - | Unknown |
| Adirondack Capital Advisors, LLC CRD: 133305 | - | 0 | 1 | - | Unknown |
| Adirondack Capital Partners, Inc. CRD: 29884 | - | 0 | 0 | A | INACTIVE |
| Adirondack Electronic Markets LLC CRD: 104041 | - | 0 | 0 | A | INACTIVE |
| Adirondack Research & Management Inc. CRD: 130987 | - | 0 | 1 | - | Unknown |
| Adirondack Retirement Specialists CRD: 132345 | - | 0 | 0 | - | Unknown |
| Adirondack Retirement Strategies CRD: 312508 | - | 0 | 1 | - | Unknown |
| Adirondack Trading Group LLC CRD: 103910 | - | 3 | 0 | C | INACTIVE |
| Adit Ventures Management, LLC CRD: 283262 | - | 0 | 1 | - | Unknown |
| Aditum BIO Management Company, LLC CRD: 305442 | - | 0 | 1 | - | Unknown |
| Adjacent Ventures LLC CRD: 306888 | - | 0 | 1 | - | Unknown |
| Adjuvant Capital, LP CRD: 301716 | - | 0 | 0 | - | Unknown |
| ADK Wealth Advisory Group CRD: 175085 | - | 0 | 7 | - | Unknown |
| ADK Wealthcare Partners CRD: 305867 | - | 0 | 1 | - | Unknown |
| Adkins Asset Management LLC CRD: 313448 | - | 0 | 2 | - | Unknown |
| Adkins Securities, Inc. CRD: 13539 | - | 3 | 0 | C | INACTIVE |
| Adkisson Capital, LLC CRD: 167767 | - | 0 | 0 | - | Unknown |