Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| LMJ Capital LP CRD: 284932 | — | 0 | 0 | A | Unknown |
| LMM Investments, Inc. CRD: 36657 | — | 0 | 0 | A | INACTIVE |
| LMNT Management, LLC CRD: 325782 | — | 0 | 1 | A | Unknown |
| LMNT Ventures GP, LLC CRD: 341691 | — | 0 | 1 | A | Unknown |
| LMR Partners AG CRD: 316468 | — | 0 | 0 | A | Unknown |
| LMR Partners Limited CRD: 282637 | — | 0 | 0 | A | Unknown |
| LMR Partners LLC CRD: 292183 | — | 0 | 1 | A | Unknown |
| LMR Partners LLP CRD: 159639 | — | 0 | 0 | A | Unknown |
| LMS Securities L.L.C. CRD: 135771 | — | 0 | 0 | A | INACTIVE |
| LMV Capital Corp. CRD: 148745 | NY | 0 | 2 | A | Active |
| LN Securities, Inc. CRD: 2554 | — | 1 | 0 | B | INACTIVE |
| LNB Financial LLC CRD: 338173 | — | 0 | 1 | A | Unknown |
| LNC Partners CRD: 319581 | — | 0 | 1 | A | Unknown |
| LNG Capital LLP CRD: 166165 | — | 0 | 0 | A | Unknown |
| LNK Partners, LLC CRD: 157725 | — | 0 | 1 | A | Unknown |
| LNW CRD: 113400 | — | 0 | 0 | A | Unknown |
| LNW CRD: 107341 | — | 0 | 26 | A | Unknown |
| LNW Investments, Inc. CRD: 14075 | — | 0 | 0 | A | INACTIVE |
| LNZ Capital LP CRD: 281475 | — | 0 | 0 | A | Unknown |
| LO, Ming CRD: 152743 | — | 0 | 0 | A | Unknown |
| Loam Advisory CRD: 335731 | — | 0 | 1 | A | Unknown |
| Loancore Capital, LLC CRD: 163171 | — | 0 | 0 | A | Unknown |
| Loanz Advisors, LLC CRD: 173640 | — | 0 | 0 | A | Unknown |
| Lobby Capital and August Capital CRD: 160586 | — | 0 | 1 | A | Unknown |
| Lobo Securities, Inc. CRD: 28242 | — | 1 | 0 | B | INACTIVE |
| Lobster Capital, LLC CRD: 325744 | — | 0 | 0 | A | Unknown |
| Local Globe VII GP Limited CRD: 286685 | — | 0 | 0 | A | Unknown |
| Localglobe X GP Limited CRD: 300880 | — | 0 | 0 | A | Unknown |
| Lochrane Trading L.L.C. CRD: 125322 | — | 0 | 0 | A | INACTIVE |
| Loci Capital Group, LLC CRD: 318484 | — | 0 | 1 | A | Unknown |
| Lock 8 Partners CRD: 319731 | — | 0 | 1 | A | Unknown |
| Lockbox Capital, LLC CRD: 166634 | — | 0 | 0 | A | Unknown |
| Lockhart Capital LLC CRD: 281104 | — | 0 | 0 | A | Unknown |
| Lockyer Investments CRD: 335643 | — | 0 | 2 | A | Unknown |
| Locus Capital CRD: 287630 | — | 0 | 0 | A | Unknown |
| Locust Lane Partners, LP CRD: 297237 | — | 0 | 0 | A | Unknown |
| Lodas Securities, LLC CRD: 313056 | KS | 1 | 4 | B | Active |
| Lodbrok Capital LLP CRD: 286525 | — | 0 | 0 | A | Unknown |
| Lodestar Advisory Group, LLC CRD: 127591 | — | 0 | 2 | A | Unknown |
| Lodestar Capital LLC CRD: 170665 | — | 0 | 0 | A | Unknown |
| Lodestar Partners, L.P. CRD: 24204 | — | 0 | 0 | A | INACTIVE |
| Lodestar Securities Corp. CRD: 159532 | — | 0 | 0 | A | INACTIVE |
| Lodestar Wealth, LLC CRD: 308028 | — | 0 | 1 | A | Unknown |
| Loeb Partners CRD: 7534 | — | 0 | 0 | A | INACTIVE |
| Loeb Partners Corporation CRD: 10929 | — | 3 | 0 | C | INACTIVE |
| Loebmann, Bert N CRD: 33107 | — | 0 | 0 | A | INACTIVE |
| Loew's Securities Corp. CRD: 5838 | — | 0 | 0 | A | INACTIVE |
| Lofoten Capital LLC CRD: 317384 | — | 0 | 0 | A | Unknown |
| Loft Growth Partners CRD: 294069 | — | 0 | 1 | A | Unknown |
| Logan Circle Partners, L.P. CRD: 143633 | — | 0 | 0 | A | Unknown |