Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Cavu Consumer Partners, LLC CRD: 281535 | - | 0 | 1 | - | Unknown |
| Cavu Securities LLC CRD: 6906 | NJ | 0 | 2 | A | Active |
| Cavu Securities, Inc. CRD: 31450 | - | 0 | 0 | A | INACTIVE |
| Cavu Wealth Advisors CRD: 151361 | - | 0 | 0 | - | Unknown |
| Cavu Wealth Advisors, LLC CRD: 340677 | - | 0 | 2 | - | Unknown |
| Cavu Wealth Management CRD: 299089 | - | 0 | 3 | - | Unknown |
| Caxton (Monaco) S.A.M. CRD: 313868 | - | 0 | 0 | - | Unknown |
| Caxton (Singapore) PTE Ltd. CRD: 333151 | - | 0 | 0 | - | Unknown |
| Caxton Asset Management (Difc) Limited CRD: 333152 | - | 0 | 0 | - | Unknown |
| Caxton Associates (USA) LLC CRD: 132823 | - | 0 | 1 | - | Unknown |
| Caxton Associates LLP CRD: 333153 | - | 0 | 0 | - | Unknown |
| Cayden Wealth Management CRD: 301535 | - | 0 | 2 | - | Unknown |
| Caye & Co., Securities Brokerage CRD: 21286 | - | 0 | 0 | A | INACTIVE |
| Cayena Capital Management, LLC CRD: 304752 | - | 0 | 1 | - | Unknown |
| Cayetano Development, LLC CRD: 290076 | - | 0 | 1 | - | Unknown |
| Caygan Capital PTE. Ltd. CRD: 171482 | - | 0 | 0 | - | Unknown |
| Cayman Capital Management, Inc. CRD: 299894 | - | 0 | 1 | - | Unknown |
| Caymus Capital Partners, L.P. CRD: 133110 | - | 0 | 0 | - | Unknown |
| Caymus Equity Management II, LLC CRD: 322996 | - | 0 | 0 | - | Unknown |
| Caymus Equity Partners, LLC CRD: 322999 | - | 0 | 1 | - | Unknown |
| Caymus Securities LLC CRD: 126183 | GA | 0 | 3 | A | Active |
| Cayside Partners CRD: 306090 | - | 0 | 1 | - | Unknown |
| CAZ GP Stakes Adviser LLC CRD: 338168 | - | 0 | 1 | - | Unknown |
| CAZ Investments L.P. CRD: 113931 | - | 0 | 6 | - | Unknown |
| CAZ Investments Registered Adviser LLC CRD: 327614 | - | 0 | 1 | - | Unknown |
| Cazenave and Co., Inc. CRD: 20721 | - | 0 | 0 | A | INACTIVE |
| CB Brokerage Service, Inc. CRD: 16796 | - | 0 | 0 | A | INACTIVE |
| CB Capital LLC CRD: 300200 | - | 0 | 2 | - | Unknown |
| CB Financial Group LLC CRD: 136701 | - | 0 | 0 | - | Unknown |
| CB International Bank LLC CRD: 307096 | - | 0 | 0 | - | Unknown |
| CB Investment Management CRD: 309389 | - | 0 | 0 | - | Unknown |
| CB Realty Sales, Inc. CRD: 7314 | - | 1 | 0 | B | INACTIVE |
| CB Securities Corp. CRD: 42280 | - | 0 | 0 | A | INACTIVE |
| CB&H Investor Services, LLC CRD: 104309 | - | 0 | 0 | A | INACTIVE |
| CB&T Discount Brokerage CRD: 17035 | - | 0 | 0 | A | INACTIVE |
| CB3 Financial Group, Inc. CRD: 159156 | - | 0 | 1 | - | Unknown |
| CBA Securities LLC CRD: 33149 | - | 0 | 0 | A | INACTIVE |
| Cbam Partners, LLC CRD: 284627 | - | 0 | 0 | - | Unknown |
| CBC Global Inc CRD: 309547 | - | 0 | 0 | - | Unknown |
| CBC Partners, LLC CRD: 171943 | - | 0 | 1 | - | Unknown |
| CBC Securities, Inc. CRD: 46153 | MA | 0 | 1 | A | Active |
| CBF Advisors, LLC CRD: 134079 | - | 0 | 1 | - | Unknown |
| CBG & Company, Inc. CRD: 149225 | - | 0 | 2 | - | Unknown |
| Cbis Financial Services, Inc. CRD: 20872 | - | 2 | 0 | B | INACTIVE |
| Cbiz Financial Solutions, Inc. CRD: 16678 | OH | 2 | 13 | B | Active |
| Cbiz Investment Advisory Services, LLC CRD: 286002 | - | 0 | 77 | - | Unknown |
| Cbiz Mergers & Acquisitions Group, Inc. CRD: 29294 | - | 0 | 0 | A | INACTIVE |
| CBK Financial Advisors LLC CRD: 291467 | - | 0 | 1 | - | Unknown |
| CBL Equities, Inc. CRD: 13999 | - | 0 | 0 | A | INACTIVE |
| CBL Wealth Management CRD: 289564 | - | 0 | 2 | - | Unknown |