Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Logan Rock CRD: 42691 | — | 2 | 0 | B | INACTIVE |
| Logiq Capital LLC CRD: 337680 | — | 0 | 1 | A | Unknown |
| Logix Investments LLC CRD: 288382 | — | 0 | 6 | A | Unknown |
| Logos Financial Group CRD: 321110 | — | 0 | 0 | A | Unknown |
| Logos Venture CRD: 311439 | — | 0 | 0 | A | Unknown |
| Lograno & Co., Inc. CRD: 46389 | — | 0 | 0 | A | INACTIVE |
| Lois Fife Financial, Inc. CRD: 19458 | — | 0 | 0 | A | INACTIVE |
| Lokoya Advisors LLC CRD: 128706 | — | 0 | 0 | A | INACTIVE |
| LOM Clearing Corp. CRD: 30615 | — | 0 | 0 | A | INACTIVE |
| Lomax Trading L.L.C. CRD: 120212 | — | 0 | 0 | A | INACTIVE |
| Lombard Securities Corp. CRD: 13914 | — | 0 | 0 | A | INACTIVE |
| Lombardi & Co., Inc. CRD: 44810 | — | 3 | 0 | C | INACTIVE |
| London Securities Corp. CRD: 15059 | — | 0 | 0 | A | INACTIVE |
| London Zurich Securities, Inc. CRD: 13542 | — | 0 | 0 | A | INACTIVE |
| Lone Cypress Capital Corporation CRD: 28290 | — | 0 | 0 | A | INACTIVE |
| Lone Pine Capital LLC CRD: 156602 | — | 0 | 1 | A | Unknown |
| Lone Star Securities, Inc. CRD: 20452 | — | 8 | 0 | D | INACTIVE |
| Lone View Capital CRD: 321209 | — | 0 | 1 | A | Unknown |
| Lone Wolf Trading LLC CRD: 297055 | — | 0 | 1 | A | Unknown |
| Lonemont, LLC CRD: 318306 | — | 0 | 1 | A | Unknown |
| Lonetree Capital, LLC CRD: 321784 | — | 0 | 1 | A | Unknown |
| Long Advisors LLC CRD: 322839 | — | 0 | 1 | A | Unknown |
| Long ARC Capital LP CRD: 290245 | — | 0 | 1 | A | Unknown |
| Long Castle, LP CRD: 300775 | — | 0 | 0 | A | Unknown |
| Long Chicago Opco LLC CRD: 339328 | — | 0 | 1 | A | Unknown |
| Long Family Office CRD: 110990 | — | 0 | 3 | A | Unknown |
| Long Hill Capital Venture Partners GP 1 Plus, L.P. CRD: 308064 | — | 0 | 0 | A | Unknown |
| Long Lake Capital Management, LLC CRD: 171644 | — | 0 | 1 | A | Unknown |
| Long Neck Services LLC CRD: 297317 | — | 0 | 0 | A | INACTIVE |
| Long Path Partners, LP CRD: 299053 | — | 0 | 1 | A | Unknown |
| Long Planning, LLC CRD: 323443 | — | 0 | 1 | A | Unknown |
| Long Pond Capital, LP CRD: 161168 | — | 0 | 1 | A | Unknown |
| Long View Equity CRD: 281666 | — | 0 | 1 | A | Unknown |
| Longbow Capital Partners, L.P. CRD: 137646 | — | 0 | 0 | A | Unknown |
| Longbow Research, LLC CRD: 125824 | — | 0 | 0 | A | Unknown |
| Longdean Capital LLP CRD: 300592 | — | 0 | 0 | A | Unknown |
| Longer Investments Inc CRD: 105526 | — | 0 | 0 | A | Unknown |
| Longest & Young, LLC CRD: 166016 | — | 0 | 2 | A | Unknown |
| Longevity Funds 2 LLC CRD: 292360 | — | 0 | 1 | A | Unknown |
| Longfin Capital, LLC CRD: 148735 | — | 0 | 0 | A | Unknown |
| Longhorn Capital Partners, L.P. CRD: 139921 | — | 0 | 0 | A | Unknown |
| Longhorn Capital Partners, L.P. CRD: 329221 | — | 0 | 1 | A | Unknown |
| Longhorn Freedom Fund MGR, LLC CRD: 319005 | — | 0 | 1 | A | Unknown |
| Longhorn Investments, Inc. CRD: 141828 | — | 0 | 0 | A | Unknown |
| Longley Capital CRD: 309160 | — | 0 | 0 | A | Unknown |
| Longrange Capital, L.P. CRD: 309379 | — | 0 | 1 | A | Unknown |
| Longtail Alpha, LLC CRD: 282615 | — | 0 | 1 | A | Unknown |
| Longtail Capital, LLC CRD: 287548 | — | 0 | 0 | A | Unknown |
| Longview Innovation Corp. CRD: 300077 | — | 0 | 0 | A | Unknown |
| Longview, Inc. CRD: 142050 | — | 0 | 1 | A | Unknown |