Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Longwave Advisor, LLC CRD: 282599 | — | 0 | 0 | A | Unknown |
| Lookahead Wealth LLC CRD: 285724 | — | 0 | 1 | A | Unknown |
| Loon Lake Capital Management LP CRD: 339830 | — | 0 | 1 | A | Unknown |
| Lopez & Lopez, P.A. CRD: 150398 | — | 0 | 0 | A | Unknown |
| Lorado Capital LLC CRD: 175484 | — | 0 | 1 | A | Unknown |
| Lord, Abbett & Co. LLC CRD: 110391 | — | 0 | 26 | A | Unknown |
| Lords Wealth CRD: 302002 | — | 0 | 1 | A | Unknown |
| Lorenz Financial CRD: 284421 | — | 0 | 1 | A | Unknown |
| Lota Advisors LLC. CRD: 269885 | — | 0 | 1 | A | Unknown |
| Lotus CRD: 335468 | — | 0 | 1 | A | Unknown |
| Lotus Investments, Corp. CRD: 19975 | — | 0 | 0 | A | INACTIVE |
| Lotux Ventures, LLC CRD: 324162 | — | 0 | 0 | A | Unknown |
| Lotzer & Co.,Inc. CRD: 113087 | — | 0 | 2 | A | Unknown |
| Love CRD: 338177 | — | 0 | 0 | A | Unknown |
| Love Financial & Advisory Services, L.L.C CRD: 312455 | — | 0 | 0 | A | Unknown |
| Love Securities, Inc. CRD: 15040 | — | 0 | 0 | A | INACTIVE |
| Lovett Advisors LLC CRD: 283929 | — | 0 | 0 | A | Unknown |
| Lovuty LLC CRD: 298832 | — | 0 | 0 | A | Unknown |
| Lovuty LLC CRD: 335916 | — | 0 | 1 | A | Unknown |
| Lowery Thomas, LLC CRD: 110058 | — | 0 | 4 | A | Unknown |
| Lowin, Leeam CRD: 161984 | — | 0 | 0 | A | Unknown |
| Loyal Advisors LLC CRD: 159136 | — | 0 | 0 | A | Unknown |
| LPA Taurus LLC CRD: 281854 | — | 0 | 0 | A | Unknown |
| LPC Evolution GP, LLC CRD: 162507 | — | 0 | 0 | A | Unknown |
| LPC Harvest GP, LLC CRD: 286133 | — | 0 | 0 | A | Unknown |
| LPC London GP, LLC CRD: 164523 | — | 0 | 0 | A | Unknown |
| LPC Westfield GP, LLC CRD: 162501 | — | 0 | 0 | A | Unknown |
| LPE Securities, LLC CRD: 117851 | — | 6 | 0 | D | INACTIVE |
| LPF Advisors, LLC CRD: 298068 | — | 0 | 0 | A | Unknown |
| LPG Capital Management CRD: 297003 | — | 0 | 1 | A | Unknown |
| LPL Enterprise, LLC CRD: 8733 | SC | 3 | 1,487 | B | Active |
| LPL Financial LLC CRD: 6413 | SC | 289 | 32,976 | B | Active |
| LPM Advisors, LLC CRD: 156192 | — | 0 | 3 | A | Unknown |
| LPM Capital Management CRD: 175200 | — | 0 | 0 | A | Unknown |
| LPM Financial LLC CRD: 306910 | — | 0 | 0 | A | Unknown |
| LPR Capital, Inc. CRD: 111580 | — | 0 | 1 | A | Unknown |
| LPS Capital LLC CRD: 155246 | NY | 1 | 5 | B | Active |
| LPS Securities, Inc. CRD: 14219 | — | 0 | 0 | A | INACTIVE |
| LQA Funds SAS CRD: 290014 | — | 0 | 0 | A | Unknown |
| LRB Public Finance Advisors, Inc. CRD: 39119 | UT | 1 | 2 | B | Active |
| LRI Investments CRD: 323556 | — | 0 | 23 | A | Unknown |
| LRN Associates Ltd. CRD: 121231 | — | 0 | 0 | A | Unknown |
| LRZ Capital LLC CRD: 333746 | — | 0 | 2 | A | Unknown |
| LS BDC Adviser, LLC CRD: 313799 | — | 0 | 1 | A | Unknown |
| LS Capital Company CRD: 34541 | — | 0 | 0 | A | INACTIVE |
| LS Capital, Inc. CRD: 269995 | — | 0 | 1 | A | Unknown |
| LS Securities, LLC CRD: 296764 | NJ | 0 | 2 | A | Active |
| LSA Capital Corporation CRD: 10648 | — | 0 | 0 | A | INACTIVE |
| LSA TPM, LLC CRD: 150059 | — | 0 | 1 | A | Unknown |
| Lsaf Management, LLC CRD: 284238 | — | 0 | 0 | A | Unknown |