Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| CDP Financial Group, LLC CRD: 155725 | - | 0 | 1 | - | Unknown |
| CDPQ Global Infrastructure Inc. CRD: 338423 | - | 0 | 0 | - | Unknown |
| CDR Capital Ltd CRD: 305654 | - | 0 | 0 | - | Unknown |
| CDS Capital Management LLC CRD: 175095 | - | 0 | 0 | - | Unknown |
| CDS James Investments, LLC CRD: 299741 | - | 0 | 2 | - | Unknown |
| CDV Fund Management, LLC CRD: 299346 | - | 0 | 0 | - | Unknown |
| CDX Advisors CRD: 171500 | - | 0 | 0 | A | INACTIVE |
| CE Capital Advisors, Inc. CRD: 130959 | - | 0 | 0 | A | INACTIVE |
| CE Fintech Corporation CRD: 300963 | - | 0 | 1 | - | Unknown |
| CE Thomas Asset Management CRD: 139250 | - | 0 | 0 | - | Unknown |
| CEA Atlantic Advisors, LLC CRD: 127146 | FL | 0 | 2 | A | Active |
| CEA, Inc. CRD: 19808 | - | 0 | 0 | A | INACTIVE |
| Cebile Capital LLC CRD: 292240 | - | 0 | 0 | A | INACTIVE |
| Cecil Wealth CRD: 338245 | - | 0 | 1 | - | Unknown |
| Ceco Financial Securities Corp. CRD: 7196 | - | 0 | 0 | A | INACTIVE |
| Cecropia Capital LLC CRD: 169202 | - | 0 | 0 | - | Unknown |
| Cedar Brook Group CRD: 290670 | - | 0 | 0 | - | Unknown |
| Cedar Capital Group LP CRD: 325369 | - | 0 | 1 | - | Unknown |
| Cedar Capital, LLC CRD: 174020 | - | 0 | 1 | - | Unknown |
| Cedar Consultants III Limited CRD: 164614 | - | 0 | 0 | - | Unknown |
| Cedar Cove Capital, LLC CRD: 160989 | - | 0 | 0 | - | Unknown |
| Cedar Cove Wealth Partners CRD: 336245 | - | 0 | 4 | - | Unknown |
| Cedar Creek Capital Management, LLC CRD: 301511 | - | 0 | 1 | - | Unknown |
| Cedar Creek Securities, Inc. CRD: 118498 | - | 0 | 0 | A | INACTIVE |
| Cedar Grove Capital Management CRD: 339243 | - | 0 | 1 | - | Unknown |
| Cedar Hall Capital, LLC CRD: 304999 | - | 0 | 0 | - | Unknown |
| Cedar Hill Associates, LLC CRD: 147206 | - | 0 | 0 | - | Unknown |
| Cedar Hill Capital Partners, LLC CRD: 134068 | - | 0 | 0 | - | Unknown |
| Cedar Hill Financial Services, Inc. CRD: 15651 | - | 0 | 0 | A | INACTIVE |
| Cedar Investment Capital, LLC CRD: 124572 | - | 0 | 0 | - | Unknown |
| Cedar Lane Advisors, LLC CRD: 290582 | - | 0 | 1 | - | Unknown |
| Cedar Legacy LLC CRD: 306454 | - | 0 | 0 | - | Unknown |
| Cedar Park Capital Management, L.P. CRD: 317713 | - | 0 | 1 | - | Unknown |
| Cedar Partners, Ltd CRD: 145055 | - | 0 | 0 | - | Unknown |
| Cedar Peak Wealth Advisors CRD: 317246 | - | 0 | 1 | - | Unknown |
| Cedar Point Capital Partners, LLC CRD: 317532 | - | 0 | 1 | - | Unknown |
| Cedar Point Capital, LLC CRD: 145116 | MN | 1 | 2 | B | Active |
| Cedar Ridge GP LLC CRD: 328379 | - | 0 | 1 | - | Unknown |
| Cedar Ridge Investment Management LLC CRD: 326497 | - | 0 | 2 | - | Unknown |
| Cedar Ridge Partners, LLC CRD: 141395 | - | 0 | 0 | - | Unknown |
| Cedar River Accounting CRD: 298689 | - | 0 | 0 | - | Unknown |
| Cedar River Capital, LLC CRD: 288579 | - | 0 | 1 | - | Unknown |
| Cedar Road Capital LLC CRD: 314426 | - | 0 | 1 | - | Unknown |
| Cedar Rock Capital Limited CRD: 123170 | - | 0 | 0 | - | Unknown |
| Cedar Rock Investment Advisors CRD: 143327 | - | 0 | 1 | - | Unknown |
| Cedar Rowe Partners CRD: 108747 | - | 0 | 0 | - | Unknown |
| Cedar Securities, Inc. CRD: 16667 | - | 0 | 0 | A | INACTIVE |
| Cedar Spring Advisors, LLC CRD: 289329 | - | 0 | 2 | - | Unknown |
| Cedar Street Securities Corp. CRD: 26600 | - | 0 | 0 | A | INACTIVE |
| Cedar Trace Capital Management Limited CRD: 339885 | - | 0 | 0 | - | Unknown |