Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| LSB Wealth Management CRD: 310466 | — | 0 | 5 | A | Unknown |
| Lsco Securities Inc. CRD: 2515 | — | 0 | 0 | A | INACTIVE |
| LSCP Advisors, LLC CRD: 286018 | — | 0 | 1 | A | Unknown |
| LSF Capital LLC CRD: 323870 | — | 0 | 4 | A | Unknown |
| LSI, Inc. CRD: 10584 | — | 0 | 0 | A | INACTIVE |
| Lsia CRD: 146829 | — | 0 | 7 | A | Unknown |
| Lsma Capital,LLC CRD: 164716 | — | 0 | 0 | A | Unknown |
| Lsof Manager LLC CRD: 334172 | — | 0 | 1 | A | Unknown |
| LSP Advisory BV CRD: 281956 | — | 0 | 0 | A | Unknown |
| LSP Advisory BV CRD: 320718 | — | 0 | 0 | A | Unknown |
| LSP Advisory LLC CRD: 305539 | — | 0 | 3 | A | Unknown |
| LSP Lisbon LLC CRD: 337249 | — | 0 | 1 | A | Unknown |
| LSV Asset Management CRD: 109918 | — | 0 | 1 | A | Unknown |
| LSY Financial Group CRD: 148187 | — | 0 | 0 | A | Unknown |
| LT Advisors LLC CRD: 318920 | — | 0 | 1 | A | Unknown |
| LT Lawrence & Co., Inc. CRD: 31956 | — | 0 | 0 | A | INACTIVE |
| LT1 Capital LLC CRD: 338254 | — | 0 | 1 | A | Unknown |
| LTA Advisors LLC CRD: 332584 | — | 0 | 1 | A | Unknown |
| LTA Trading L.L.C. CRD: 123927 | — | 0 | 0 | A | INACTIVE |
| LTG Capital LLC CRD: 128216 | — | 0 | 1 | A | Unknown |
| LTNG Capital, LLC CRD: 333008 | — | 0 | 1 | A | Unknown |
| LTNG MGMT, LLC CRD: 316531 | — | 0 | 1 | A | Unknown |
| LTP Partners LLC CRD: 138674 | — | 0 | 0 | A | Unknown |
| LTS Financial Group CRD: 313215 | — | 0 | 2 | A | Unknown |
| LTS Wealth Management CRD: 338992 | — | 0 | 1 | A | Unknown |
| Luby Advisory Services, LLC CRD: 114478 | — | 0 | 0 | A | Unknown |
| Lucas & Rogers, Inc. CRD: 29550 | — | 0 | 0 | A | INACTIVE |
| Lucas Capital Management, L.L.C. CRD: 112050 | — | 0 | 0 | A | Unknown |
| Lucashill, LLC CRD: 321069 | — | 0 | 1 | A | Unknown |
| Lucey Advisory Group CRD: 287515 | — | 0 | 0 | A | Unknown |
| Lucia Capital Group CRD: 152396 | — | 0 | 0 | A | Unknown |
| Lucia Securities, LLC CRD: 37179 | — | 2 | 0 | B | INACTIVE |
| Lucidamp Financial CRD: 136687 | — | 0 | 0 | A | Unknown |
| Lucky MAN, LLC CRD: 175195 | — | 0 | 1 | A | Unknown |
| Lucre Advisory LLC CRD: 326012 | — | 0 | 1 | A | Unknown |
| Lucrum Capital, LLC CRD: 128407 | — | 0 | 0 | A | Unknown |
| Lucus Advisors LLC CRD: 165114 | — | 0 | 0 | A | Unknown |
| Lucy G. Kryuchkova, LLC CRD: 297855 | — | 0 | 0 | A | Unknown |
| Lucy Labs, Inc. CRD: 315392 | — | 0 | 0 | A | Unknown |
| Ludlow Advisors, LLC CRD: 325526 | — | 0 | 0 | A | Unknown |
| Ludus Capital, LLC CRD: 331753 | — | 0 | 2 | A | Unknown |
| Lufkin Advisors, LLC CRD: 163918 | — | 0 | 0 | A | Unknown |
| Lukas Total Wealth CRD: 281513 | — | 0 | 1 | A | Unknown |
| Luke Capital CRD: 289208 | — | 0 | 1 | A | Unknown |
| Luke Capital CRD: 306879 | — | 0 | 2 | A | Unknown |
| Lula Financial CRD: 293538 | — | 0 | 2 | A | Unknown |
| Lulina Trading L.L.C. CRD: 132200 | — | 0 | 0 | A | INACTIVE |
| Luma Capital CRD: 119576 | — | 0 | 1 | A | Unknown |
| Luma Financial CRD: 315033 | — | 0 | 1 | A | Unknown |
| Luma Group CRD: 328200 | — | 0 | 1 | A | Unknown |