Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Cedar Valley Capital LLC CRD: 306303 | - | 0 | 1 | - | Unknown |
| Cedar Valley Wealth Advisors CRD: 115511 | - | 0 | 2 | - | Unknown |
| Cedar Waxwing, LLC CRD: 310220 | - | 0 | 0 | - | Unknown |
| Cedar Wealth Management CRD: 167149 | - | 0 | 4 | - | Unknown |
| Cedar Wealth Management, LLC CRD: 269939 | - | 0 | 0 | - | Unknown |
| Cedargold Consulting Inc. CRD: 286326 | - | 0 | 0 | - | Unknown |
| Cedarline Capital CRD: 324033 | - | 0 | 2 | - | Unknown |
| Cedarmill Financial CRD: 326357 | - | 0 | 2 | - | Unknown |
| Cedarstone Advisors CRD: 172653 | - | 0 | 1 | - | Unknown |
| Cedarview Capital Management, LP CRD: 136253 | - | 0 | 1 | - | Unknown |
| Cedarwood Wealth CRD: 334756 | - | 0 | 2 | - | Unknown |
| Cederberg Capital Asia Limited CRD: 328093 | - | 0 | 0 | - | Unknown |
| Cederberg Capital Limited CRD: 297836 | - | 0 | 0 | - | Unknown |
| Cedric Deon Bean Enterprises LLC CRD: 300216 | - | 0 | 2 | - | Unknown |
| Cedrus CRD: 111842 | - | 0 | 0 | - | Unknown |
| Cedrus CRD: 333033 | - | 0 | 0 | - | Unknown |
| Cedrus CRD: 312878 | - | 0 | 0 | - | Unknown |
| Cedrus Wealth Group CRD: 334995 | - | 0 | 1 | - | Unknown |
| Ceera Investments, LLC CRD: 135179 | - | 0 | 2 | - | Unknown |
| Ceeto Capital Group, LLC CRD: 286538 | - | 0 | 3 | - | Unknown |
| CEF Advisors CRD: 115562 | - | 0 | 2 | - | Unknown |
| Ceff GP LLC CRD: 319458 | - | 0 | 1 | - | Unknown |
| Cefi Capital, LLC CRD: 304204 | - | 0 | 1 | - | Unknown |
| CEG Wealth Partners, LLC CRD: 337782 | - | 0 | 1 | - | Unknown |
| CEI Financial Planning CRD: 126470 | - | 0 | 2 | - | Unknown |
| CEI Securities Corporation CRD: 13406 | - | 0 | 0 | A | INACTIVE |
| CEI Ventures, Inc. CRD: 316300 | - | 0 | 1 | - | Unknown |
| Ceiba Financial, LLC CRD: 298977 | CA | 0 | 12 | A | Active |
| Ceiba Management, LLC CRD: 319590 | - | 0 | 1 | - | Unknown |
| Cela Wealth Management CRD: 148040 | - | 0 | 1 | - | Unknown |
| Celadon Financial Group LLC CRD: 36538 | NJ | 10 | 20 | B | Active |
| Celadon Managed Wealth CRD: 165978 | - | 0 | 1 | - | Unknown |
| Celaya Wealth Management CRD: 172948 | - | 0 | 2 | - | Unknown |
| CELEBRITYSTARTUPS.COM Inc. CRD: 104371 | - | 0 | 0 | A | INACTIVE |
| Celenian Capital, LLC CRD: 139568 | - | 0 | 2 | - | Unknown |
| Celeratex Capital Limited CRD: 342330 | - | 0 | 0 | - | Unknown |
| Celeres Capital Advisors, LLC CRD: 304581 | - | 0 | 1 | - | Unknown |
| Celero Capital Fund Manager AB CRD: 342638 | - | 0 | 0 | - | Unknown |
| Celesta CRD: 310575 | - | 0 | 1 | - | Unknown |
| Celestial Capital Associates, Inc. CRD: 35958 | - | 0 | 0 | A | INACTIVE |
| Celestial Trading Partners, LLC CRD: 336455 | - | 0 | 1 | - | Unknown |
| Celestial Wealth Management CRD: 311089 | - | 0 | 1 | - | Unknown |
| Celf Advisors LLP CRD: 162303 | - | 0 | 0 | - | Unknown |
| Celfin Capital Securities, LLC CRD: 156173 | - | 0 | 0 | A | INACTIVE |
| Celia Mann Baehr, CFP CRD: 172152 | - | 0 | 1 | - | Unknown |
| Cello Capital Management, LP CRD: 160398 | - | 0 | 1 | - | Unknown |
| Celtic Capital Corporation CRD: 116707 | - | 0 | 2 | - | Unknown |
| Celtic Consulting Services, Inc. CRD: 143395 | - | 0 | 0 | - | Unknown |
| Celtic House Asia Partners Health, LLC CRD: 322299 | - | 0 | 1 | - | Unknown |
| Celvum Capital GP, LLC CRD: 282045 | - | 0 | 0 | - | Unknown |