Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Cemi Securities Corporation CRD: 28306 | - | 0 | 0 | A | INACTIVE |
| Cemp Securities Corporation CRD: 170936 | - | 0 | 0 | A | INACTIVE |
| Cenacle Capital Management, LLC CRD: 130804 | - | 0 | 3 | - | Unknown |
| Cenacle Partners CRD: 152228 | - | 0 | 1 | - | Unknown |
| Cenatar Advisory Group, L.L.C. CRD: 112040 | - | 0 | 0 | A | INACTIVE |
| Cendana Capital CRD: 165555 | - | 0 | 1 | - | Unknown |
| Cenpac Securities Corp. CRD: 16089 | - | 0 | 0 | A | INACTIVE |
| Censible CRD: 283036 | - | 0 | 0 | - | Unknown |
| Censifi CRD: 326544 | - | 0 | 0 | - | Unknown |
| Census Asset Management Group, Inc. CRD: 282201 | - | 0 | 0 | - | Unknown |
| Cent Capital, LLC CRD: 311440 | - | 0 | 0 | - | Unknown |
| Cent Wealth Management CRD: 112207 | - | 0 | 0 | - | Unknown |
| Centana Management, LLC CRD: 282257 | - | 0 | 1 | - | Unknown |
| Centaur Capital Partners, L.P. CRD: 132117 | - | 0 | 0 | - | Unknown |
| Centaur Investments, Inc. CRD: 10790 | - | 0 | 0 | A | INACTIVE |
| Centauri Advisory Group, Inc. CRD: 158999 | - | 0 | 1 | - | Unknown |
| Centauri Capital Advisors, LLC CRD: 317870 | - | 0 | 1 | - | Unknown |
| Centaurus Financial, Inc. CRD: 30833 | CA | 26 | 376 | B | Active |
| Centenium Advisors, LLC CRD: 135778 | - | 0 | 0 | A | INACTIVE |
| Centennial Asset Management Corporation CRD: 7862 | - | 0 | 0 | A | INACTIVE |
| Centennial Capital Corporation CRD: 24728 | - | 0 | 0 | A | INACTIVE |
| Centennial Capital Management, Inc. CRD: 38988 | - | 0 | 0 | A | INACTIVE |
| Centennial Lakes Capital, LLC CRD: 43253 | - | 0 | 0 | A | INACTIVE |
| Centennial Management CRD: 113252 | - | 0 | 1 | - | Unknown |
| Centennial Planning CRD: 140827 | - | 0 | 0 | - | Unknown |
| Centennial Securities Company, Inc. CRD: 7763 | MI | 2 | 9 | B | Active |
| Centennial State Securities, Inc. CRD: 8698 | - | 0 | 0 | A | INACTIVE |
| Centennial Ventures CRD: 162098 | - | 0 | 0 | - | Unknown |
| Centennial Ventures, Ltd. CRD: 36718 | - | 0 | 0 | A | INACTIVE |
| Centenus Global Management, LP CRD: 289139 | - | 0 | 0 | - | Unknown |
| Centeq Equities, Inc. CRD: 14778 | - | 0 | 0 | A | INACTIVE |
| Center Capital Partners LLC CRD: 315464 | - | 0 | 1 | - | Unknown |
| Center Coast Capital Advisors, LP CRD: 144128 | - | 0 | 0 | - | Unknown |
| Center Electric, LLC CRD: 173577 | - | 0 | 1 | - | Unknown |
| Center for Asset Management, LLC CRD: 147981 | - | 0 | 1 | - | Unknown |
| Center for Financial Design, Inc. CRD: 166598 | - | 0 | 0 | - | Unknown |
| Center for Financial Planning Inc CRD: 109599 | - | 0 | 10 | - | Unknown |
| Center Hill Wealth, LLC CRD: 323647 | - | 0 | 1 | - | Unknown |
| Center Lake Capital Management, LLC CRD: 174311 | - | 0 | 1 | - | Unknown |
| Center Peak Financial CRD: 335440 | - | 0 | 1 | - | Unknown |
| Center Pond Management, L.P. CRD: 175332 | - | 0 | 0 | - | Unknown |
| Center Rock Capital Partners, LP CRD: 291521 | - | 0 | 1 | - | Unknown |
| Center Securities Corporation CRD: 11593 | - | 0 | 0 | A | INACTIVE |
| Center Stage Planning LLC CRD: 330460 | - | 0 | 1 | - | Unknown |
| Center Street Advisors, Inc. CRD: 169329 | - | 0 | 0 | - | Unknown |
| Center Street Securities, Inc. CRD: 26898 | - | 15 | 0 | D | INACTIVE |
| Center15 Capital LLC CRD: 338877 | - | 0 | 1 | - | Unknown |
| Centerbook Partners LP CRD: 312387 | - | 0 | 1 | - | Unknown |
| Centerbridge Partners, L.P. CRD: 157359 | - | 0 | 1 | - | Unknown |
| Centered Financial CRD: 304535 | - | 0 | 3 | - | Unknown |