Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| LVS Advisory LLC CRD: 300488 | — | 0 | 1 | A | Unknown |
| LVW Advisors, LLC CRD: 159403 | — | 0 | 2 | A | Unknown |
| LVZ, Inc. CRD: 124228 | — | 0 | 19 | A | Unknown |
| LW Advisors, L.L.C. CRD: 177512 | — | 0 | 1 | A | Unknown |
| LW Alliance LLC CRD: 305651 | — | 0 | 0 | A | Unknown |
| LWI Financial Inc. CRD: 111861 | — | 0 | 0 | A | Unknown |
| LWM Advisory Services, LLC CRD: 172009 | — | 0 | 2 | A | Unknown |
| LWO LLC CRD: 282281 | — | 0 | 1 | A | Unknown |
| LX2 Trading LLC CRD: 156755 | — | 0 | 0 | A | INACTIVE |
| Lycon Capital Corporation CRD: 17668 | — | 0 | 0 | A | INACTIVE |
| Lyden, Dolan, Nick & Co., LLC CRD: 33236 | — | 0 | 0 | A | INACTIVE |
| Lyfe U.S LLC CRD: 306495 | — | 0 | 1 | A | Unknown |
| Lyfevest, Inc. CRD: 300526 | — | 0 | 0 | A | Unknown |
| LYGH Capital PTE. Ltd. CRD: 321637 | — | 0 | 0 | A | Unknown |
| Lykas CRD: 314672 | — | 0 | 0 | A | Unknown |
| Lyke Financial CRD: 154199 | — | 0 | 1 | A | Unknown |
| Lylog Intl. Energy Corp. CRD: 14740 | — | 0 | 0 | A | INACTIVE |
| LYLY Financial, LLC CRD: 289172 | — | 0 | 0 | A | Unknown |
| Lyman Financial CRD: 327230 | — | 0 | 2 | A | Unknown |
| Lymanwealth LLC CRD: 315973 | — | 0 | 2 | A | Unknown |
| LYN S. Pring, Inc. CRD: 113147 | — | 0 | 0 | A | Unknown |
| LYNCH & Mayer Securities Corp. CRD: 14659 | — | 0 | 0 | A | INACTIVE |
| LYNCH David P. CRD: 121617 | — | 0 | 0 | A | INACTIVE |
| LYNCH Financial Group CRD: 105821 | — | 0 | 1 | A | Unknown |
| LYNCH Financial Group CRD: 326983 | — | 0 | 2 | A | Unknown |
| LYNCH, James W CRD: 33313 | — | 0 | 0 | A | INACTIVE |
| LYNCH, Jones & Ryan LLC CRD: 3198 | — | 3 | 0 | C | INACTIVE |
| Lyndale Financial CRD: 285780 | — | 0 | 0 | A | Unknown |
| Lynnleigh & Company, LLC CRD: 285044 | — | 0 | 2 | A | Unknown |
| Lynrock Lake LP CRD: 292931 | — | 0 | 1 | A | Unknown |
| LYNX Advisory Partners CRD: 326594 | — | 0 | 1 | A | Unknown |
| LYNX Asset Management AB CRD: 285234 | — | 0 | 0 | A | Unknown |
| LYNX Capital, LLC CRD: 137178 | CA | 0 | 2 | A | Active |
| LYNX Capital, LLC CRD: 306282 | — | 0 | 1 | A | Unknown |
| LYNX Investment Advisory, LLC CRD: 111814 | — | 0 | 7 | A | Unknown |
| Lyon Bern, LLC CRD: 301277 | — | 0 | 1 | A | Unknown |
| Lyon Wealth Advisory LLC CRD: 335837 | — | 0 | 1 | A | Unknown |
| Lyons Asset Management CRD: 128509 | — | 0 | 3 | A | Unknown |
| Lyons Capital Group CRD: 335733 | — | 0 | 1 | A | Unknown |
| Lyons DEN Capital CRD: 139577 | — | 0 | 1 | A | Unknown |
| Lyptus Capital, LLC CRD: 327271 | — | 0 | 1 | A | Unknown |
| Lyrical Partners, L.P. CRD: 158131 | — | 0 | 0 | A | Unknown |
| Lyter Financial, LLC CRD: 283611 | — | 0 | 0 | A | Unknown |
| Lytical Ventures, LLC CRD: 318148 | — | 0 | 1 | A | Unknown |
| Lytle Investments CRD: 108109 | — | 0 | 0 | A | Unknown |
| Lytle Investments CRD: 297591 | — | 0 | 1 | A | Unknown |
| Lyxor Asset Management CRD: 160258 | — | 0 | 0 | A | Unknown |
| LZ1, LLC CRD: 340158 | — | 0 | 1 | A | Unknown |
| L|2 Advisors, LLC CRD: 164263 | — | 0 | 0 | A | Unknown |
| M & a Investments, Inc. CRD: 15273 | — | 0 | 0 | A | INACTIVE |