Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

14,984 (74.7%)

3,006 (15.0%)

1,078 (5.4%)

737 (3.7%)

250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States

Firm Name ↕	State	Disclosures ↕	Offices ↕	Grade	Status
Centerfield Capital Partners CRD: 161504	-	0	1	-	Unknown
Centerfin Capital CRD: 306461	-	0	1	-	Unknown
Centergate Capital CRD: 281685	-	0	1	-	Unknown
Centerharbor Canapi Ventures Investment Advisor LL… CRD: 298958	-	0	1	-	Unknown
Centerline Capital Partners CRD: 334327	PA	0	2	A	Active
Centerline Wealth Advisors, LLC CRD: 164485	-	0	1	-	Unknown
Centeroak Adviser, L.P. CRD: 175156	-	0	1	-	Unknown
Centerpiece Wealth Advisor CRD: 296956	-	0	1	-	Unknown
Centerpoint Advisory Group, LLC CRD: 324181	-	0	1	-	Unknown
Centerpoint Capital LLC CRD: 316757	-	0	1	-	Unknown
Centerpoint Financial, Inc. CRD: 171610	-	0	0	-	Unknown
Centerpoint M&A Advisors, Inc. CRD: 139611	CA	0	2	A	Active
Centerpoint Ventures CRD: 162099	-	0	0	-	Unknown
Centerre Capital LLC CRD: 148091	-	0	0	A	INACTIVE
Centersquare Investment Management Holdings, Inc. CRD: 106983	-	0	0	-	Unknown
Centersquare Investment Management, Inc. CRD: 107644	-	0	0	-	Unknown
Centerview Capital Management LLC CRD: 158328	-	0	0	-	Unknown
Centerview Capital Technology Management, L.P. CRD: 167775	-	0	0	-	Unknown
Centerview Partners LLC CRD: 133796	NY	0	4	A	Active
Centerview Wealth Advisors, LLC CRD: 173260	-	0	1	-	Unknown
Centex Securities, Incorporated CRD: 18493	-	31	0	F	INACTIVE
Centier Retirement Plan Services CRD: 291010	-	0	0	-	Unknown
Centimillionaire Advisors, LLC CRD: 299484	-	0	2	-	Unknown
Centiva Capital, LP CRD: 286299	-	0	1	-	Unknown
Centoic CRD: 330482	-	0	2	-	Unknown
Centorbi Financial Group, Inc. CRD: 292011	-	0	1	-	Unknown
Centrade Securities Corp. CRD: 131914	-	2	0	B	INACTIVE
Central Asset Investments and Management Holdings … CRD: 282479	-	0	0	-	Unknown
Central Atlantic Securities, Corp. CRD: 17069	-	0	0	A	INACTIVE
Central City Enterprises CRD: 116953	-	0	0	-	Unknown
Central Coast TAX & Financial Services CRD: 289814	-	0	1	-	Unknown
Central Discount Stockbrokers, Inc. CRD: 16786	-	0	0	A	INACTIVE
Central Family Advisors, LLC CRD: 283995	-	0	1	-	Unknown
Central Fixed Income Services, LLC CRD: 124701	-	0	0	A	INACTIVE
Central Highmark Financial CRD: 307672	-	0	0	-	Unknown
Central Pacific Securities CRD: 7872	-	0	0	A	INACTIVE
Central Park Financial Planning CRD: 292189	-	0	1	-	Unknown
Central Pine Capital, LLC CRD: 322281	-	0	1	-	Unknown
Central Provident CRD: 282682	-	0	0	-	Unknown
Central Securities, Inc. CRD: 17791	-	0	0	A	INACTIVE
Central Securities, LLC CRD: 135301	-	0	0	A	INACTIVE
Central Square Management LLC CRD: 160702	-	0	0	-	Unknown
Central States Capital Group Ltd CRD: 17959	-	0	0	A	INACTIVE
Central States Capital Markets, LLC CRD: 155291	KS	6	6	B	Active
Central States Development, Inc. CRD: 13679	-	0	0	A	INACTIVE
Central States Securities, Inc. CRD: 1427	-	1	0	B	INACTIVE
Central Texas Securities, Incorporated CRD: 20015	-	0	0	A	INACTIVE
Central Trade$Aver, Inc. CRD: 17480	-	0	0	A	INACTIVE
Central Trust Bank CRD: 149262	-	0	4	-	Unknown
Central Wealth Management LLC CRD: 293172	-	0	1	-	Unknown

Page 287 of 1601 (80,028 total)

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