Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| M & H Securities, Inc. CRD: 10411 | — | 0 | 0 | A | INACTIVE |
| M & J Kaplan Company, Inc. CRD: 2393 | — | 0 | 0 | A | INACTIVE |
| M & J Securities, Inc. CRD: 33273 | — | 0 | 0 | A | INACTIVE |
| M & J Wilkow CRD: 291202 | — | 0 | 1 | A | Unknown |
| M & L Management Consultants, Inc. CRD: 15956 | — | 0 | 0 | A | INACTIVE |
| M & W Financial Inc. CRD: 131743 | — | 2 | 0 | B | INACTIVE |
| M 2, Inc. CRD: 168518 | — | 0 | 0 | A | Unknown |
| M B Vick & Company CRD: 6985 | — | 0 | 0 | A | INACTIVE |
| M Barc Investment Group, Inc. CRD: 41082 | — | 0 | 0 | A | INACTIVE |
| M E Sawyer Company CRD: 111823 | — | 0 | 0 | A | Unknown |
| M G Securities Group, Inc. CRD: 42991 | — | 3 | 0 | C | INACTIVE |
| M Group CRD: 160128 | — | 0 | 2 | A | Unknown |
| M J Whitman & Co., Inc CRD: 6762 | — | 0 | 0 | A | INACTIVE |
| M Management Advisors LLC CRD: 318248 | — | 0 | 0 | A | Unknown |
| M Premier Partners CRD: 289044 | — | 0 | 3 | A | Unknown |
| M Science LLC CRD: 284263 | — | 0 | 0 | A | Unknown |
| M Squared, LLC CRD: 147321 | — | 0 | 0 | A | Unknown |
| M Stevens Securities, LLC CRD: 296750 | NV | 0 | 2 | A | Active |
| M V Securities, Inc. Inc. CRD: 7201 | — | 0 | 0 | A | INACTIVE |
| M Ventures CRD: 296621 | — | 0 | 1 | A | Unknown |
| M Wealth Management, LLC CRD: 281532 | — | 0 | 1 | A | Unknown |
| M&A Capital Advisers, LLC CRD: 129498 | — | 0 | 0 | A | INACTIVE |
| M&A Wealth CRD: 299284 | — | 0 | 5 | A | Unknown |
| M&B Trading L.L.C. CRD: 104405 | — | 0 | 0 | A | INACTIVE |
| M&CO. Securities LLC CRD: 332390 | PA | 0 | 2 | A | Active |
| M&G Investment Management Ltd. CRD: 114527 | — | 0 | 0 | A | Unknown |
| M&G Investments (USA) Inc. CRD: 305254 | — | 0 | 1 | A | Unknown |
| M&I Financial Advisors, Inc CRD: 16517 | — | 6 | 0 | D | INACTIVE |
| M&M Wealth Management, LLC CRD: 170859 | — | 0 | 2 | A | Unknown |
| M&R Capital Management Inc CRD: 110472 | — | 0 | 0 | A | Unknown |
| M&S Investment Services LLC CRD: 294324 | — | 0 | 0 | A | Unknown |
| M&T Securities, Inc. CRD: 17358 | MD | 7 | 9 | B | Active |
| M-ONE Capital CRD: 158782 | — | 0 | 1 | A | Unknown |
| M. a. Berman Co. CRD: 8558 | — | 4 | 0 | C | INACTIVE |
| M. Amarico, Inc. CRD: 7745 | — | 2 | 0 | B | INACTIVE |
| M. Burtnick & Co. CRD: 31473 | — | 5 | 0 | C | INACTIVE |
| M. C. Harrison & Company CRD: 17556 | — | 0 | 0 | A | INACTIVE |
| M. Cornfeld, Inc. CRD: 16916 | — | 0 | 0 | A | INACTIVE |
| M. D. Falk & Company, Inc. CRD: 318489 | — | 0 | 1 | A | Unknown |
| M. D. Hudson & Co., Inc. CRD: 17675 | — | 0 | 0 | A | INACTIVE |
| M. E. Allison & Co., Inc. CRD: 1047 | TX | 3 | 4 | B | Active |
| M. E. Metzler Organization, Inc. CRD: 7418 | — | 0 | 0 | A | INACTIVE |
| M. G. Lewis & Co., Inc. CRD: 7478 | — | 0 | 0 | A | INACTIVE |
| M. H. Novick & Co., Inc. CRD: 6293 | — | 0 | 0 | A | INACTIVE |
| M. J. Dwyer Securities CRD: 15024 | — | 0 | 0 | A | INACTIVE |
| M. J. Mortin & Co. CRD: 2367 | — | 0 | 0 | A | INACTIVE |
| M. J. Smith and Associates CRD: 110919 | — | 0 | 0 | A | Unknown |
| M. J. Whitman, Inc. CRD: 27870 | — | 6 | 0 | C | INACTIVE |
| M. Kraus & Company CRD: 106749 | — | 0 | 4 | A | Unknown |
| M. Nilssen, CPA, PC CRD: 170034 | — | 0 | 0 | A | Unknown |