Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Central Wealth, LLC
CRD: 283266
 - 0 0 - Unknown
Centralis Capital LLC
CRD: 305897
 - 0 1 - Unknown
Centre for Financial and Retirement Planning Inc.
CRD: 119869
 - 0 0 - Unknown
Centre Street Cambridge Corporation
CRD: 128110
 - 0 2 - Unknown
Centre/Four Securities, Inc.
CRD: 14625
 - 0 0 A INACTIVE
Centreinvest, Inc.
CRD: 44438
 - 3 0 C INACTIVE
Centric
CRD: 283368
 - 0 0 - Unknown
Centric Advisors, LLC
CRD: 282477
 - 0 3 - Unknown
Centric Capital Advisors, LLC
CRD: 289312
 - 0 0 - Unknown
Centric Investment Group Inc
CRD: 114066
 - 0 0 - Unknown
Centrica Wealth Management
CRD: 335042
 - 0 1 - Unknown
Centricity Financial LLC
CRD: 145561
 - 0 1 - Unknown
Centricus Asset Management Limited
CRD: 282986
 - 0 0 - Unknown
Centricus Financial Investments 8 GP Limited
CRD: 338477
 - 0 0 - Unknown
Centricus Financial Investments 9 GP Limited
CRD: 340729
 - 0 0 - Unknown
Centricus Investment Advisors (US) LLC
CRD: 341654
 - 0 1 - Unknown
Centriplan, LLC
CRD: 165583
 - 0 1 - Unknown
Centrum Equities, Inc.
CRD: 19227
 - 0 0 A INACTIVE
Centrum Securities LLC
CRD: 148474
 - 0 0 A INACTIVE
Centura Capital Resources Inc.
CRD: 14676
 - 0 0 A INACTIVE
Centura Securities Corporation
CRD: 6442
 - 0 0 A INACTIVE
Centura Wealth Advisory
CRD: 296985
 - 0 8 - Unknown
Centuria Capital Partners LLC
CRD: 339596
 - 0 1 - Unknown
Centurion Advisory Group, Inc
CRD: 140605
 - 0 1 - Unknown
Centurion Capital Group, L.P.
CRD: 29411
 - 1 0 B INACTIVE
Centurion Capital Management, Inc.
CRD: 298337
 - 0 0 - Unknown
Centurion Counsel Inc
CRD: 110083
 - 0 2 - Unknown
Centurion Institutional Services, Inc.
CRD: 33531
 - 0 0 A INACTIVE
Centurion Securities Corporation
CRD: 40405
 - 0 0 A INACTIVE
Centurion Securities L.L.C.
CRD: 120419
 - 2 0 B INACTIVE
Centurion Wealth Management
CRD: 317929
 - 0 3 - Unknown
Centurium Capital
CRD: 298409
 - 0 0 - Unknown
Century 21 Securities Corporation
CRD: 13090
 - 0 0 A INACTIVE
Century Advisory Group, LLC
CRD: 282808
 - 0 1 - Unknown
Century Bridge Partners Management, LLC
CRD: 165417
 - 0 0 - Unknown
Century Business & Financial Services
CRD: 328164
 - 0 2 - Unknown
Century Capital Corp. of South Carolina
CRD: 15780
 - 5 0 C INACTIVE
Century Capital Group, Inc.
CRD: 44694
 - 0 0 A INACTIVE
Century Capital Management, LLC
CRD: 130282
 - 0 0 - Unknown
Century City Wealth Management LLC
CRD: 285375
 - 0 0 - Unknown
Century Equity Partners LLC
CRD: 281939
 - 0 1 - Unknown
Century Financial Group, Inc.
CRD: 44521
 - 4 0 C INACTIVE
Century Financial Group, LLC.
CRD: 116529
 - 0 0 - Unknown
Century Frontier Capital Limited
CRD: 339831
 - 0 0 - Unknown
Century Hill Investments, Inc.
CRD: 7628
 - 0 0 A INACTIVE
Century Investment Group Incorporated
CRD: 36254
 - 0 0 A INACTIVE
Century Investments
CRD: 305829
 - 0 1 - Unknown
Century Investors of America, Inc.
CRD: 5322
 - 0 0 A INACTIVE
Century Management Financial Advisors
CRD: 112308
 - 0 10 - Unknown
Century Merchant Bankers LLC
CRD: 42047
 - 0 0 A INACTIVE
Page 288 of 1601 (80,028 total)
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