Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| M. R. Beal & Company CRD: 22088 | — | 6 | 0 | D | INACTIVE |
| M. R. Mcclurg Securities, Inc. CRD: 10479 | — | 0 | 0 | A | INACTIVE |
| M. Rimson & Co., Inc. CRD: 5250 | — | 0 | 0 | A | INACTIVE |
| M. S. Howells & Co. CRD: 104100 | AZ | 0 | 42 | A | Active |
| M. S. Maliner & Co., Inc. CRD: 5641 | — | 0 | 0 | A | INACTIVE |
| M. Sear Securities, Inc. CRD: 14050 | — | 0 | 0 | A | INACTIVE |
| M. Thomas Capital Management CRD: 315452 | — | 0 | 1 | A | Unknown |
| M. W. Jenkins & Co. CRD: 7280 | — | 0 | 0 | A | INACTIVE |
| M. Zucker, Inc. CRD: 5467 | — | 4 | 0 | C | INACTIVE |
| M.B. Engdahl & Co. CRD: 126473 | — | 0 | 1 | A | Unknown |
| M.B.A. Investments, Inc. CRD: 14118 | — | 0 | 0 | A | INACTIVE |
| M.B.C. Capital Corporation CRD: 14460 | — | 0 | 0 | A | INACTIVE |
| M.C. BYRD Wealth Management, LLC CRD: 151070 | — | 0 | 1 | A | Unknown |
| M.C. Draper Capital Management CRD: 108202 | — | 0 | 0 | A | Unknown |
| M.C. Financial Corporation CRD: 26076 | — | 0 | 0 | A | INACTIVE |
| M.D. Advisors, Inc. CRD: 16479 | — | 0 | 0 | A | INACTIVE |
| M.D. Billy & Co., Inc. CRD: 19909 | — | 0 | 0 | A | INACTIVE |
| M.D. Sass Securities, L.L.C. CRD: 139760 | NY | 1 | 2 | B | Active |
| M.D. Sass, LLC CRD: 167331 | — | 0 | 0 | A | Unknown |
| M.D. Sass, LLC CRD: 110590 | — | 0 | 2 | A | Unknown |
| M.D.M. Investment Associates,Inc. CRD: 14488 | — | 0 | 0 | A | INACTIVE |
| M.E. Doll, LLC CRD: 146576 | — | 0 | 0 | A | Unknown |
| M.E.S.A. Securities, Inc. CRD: 136138 | — | 0 | 0 | A | INACTIVE |
| M.G. Morgan & Company CRD: 15721 | — | 0 | 0 | A | INACTIVE |
| M.G.S.I. Securities, Inc. CRD: 16723 | — | 0 | 0 | A | INACTIVE |
| M.H. Davidson & Co., L.L.C. CRD: 13708 | — | 1 | 0 | B | INACTIVE |
| M.J. Grossnickle, LLC CRD: 313071 | ME | 0 | 1 | A | Active |
| M.J. Held Securities Corp. CRD: 10338 | — | 0 | 0 | A | INACTIVE |
| M.J. Loeser & Co., Inc. CRD: 24336 | — | 0 | 0 | A | INACTIVE |
| M.J. Meehan & Co., LLC CRD: 34193 | — | 3 | 0 | C | INACTIVE |
| M.J. Wray Corp. CRD: 39423 | — | 0 | 0 | A | INACTIVE |
| M.J.P. Securities Corp. CRD: 33169 | — | 0 | 0 | A | INACTIVE |
| M.J.T. Securities, LLC CRD: 44387 | — | 0 | 0 | A | INACTIVE |
| M.K. Brown Wealth Advisory CRD: 121269 | — | 0 | 2 | A | Unknown |
| M.K. Byrne & Co. LLC CRD: 306382 | — | 0 | 1 | A | Unknown |
| M.L. Stern & Co., LLC. CRD: 8327 | — | 17 | 0 | D | INACTIVE |
| M.L.W. Mutual Funds Inc. CRD: 14921 | — | 0 | 0 | A | INACTIVE |
| M.M. Dillon & Co. LLC CRD: 19878 | CT | 2 | 1 | B | Active |
| M.N. Securities,Inc. CRD: 14450 | — | 0 | 0 | A | INACTIVE |
| M.P. Linn, Inc. CRD: 42874 | — | 0 | 0 | A | INACTIVE |
| M.S. Equities, Inc. CRD: 16772 | — | 0 | 0 | A | INACTIVE |
| M.S. Etheredge & Co., Inc. CRD: 7648 | — | 0 | 0 | A | INACTIVE |
| M.S. Kerns Investments, Inc. CRD: 17882 | — | 0 | 0 | A | INACTIVE |
| M.S. Lampe and Associates CRD: 123723 | — | 0 | 0 | A | Unknown |
| M.S.U., Inc. CRD: 17011 | — | 0 | 0 | A | INACTIVE |
| M.T. & Associates, L.P. CRD: 43902 | — | 0 | 0 | A | INACTIVE |
| M.W. Marshall Securities, L.L.C CRD: 42090 | — | 0 | 0 | A | INACTIVE |
| M.W. Securities Corporation CRD: 29164 | — | 0 | 0 | A | INACTIVE |
| M.Y. Safra Securities, Inc. CRD: 7583 | — | 2 | 0 | B | INACTIVE |
| M.Z. Kark & Associates, Inc CRD: 106627 | — | 0 | 1 | A | Unknown |