Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| M/G Securities, Inc. CRD: 6880 | — | 0 | 0 | A | INACTIVE |
| M1 Capital Management LLC CRD: 158269 | — | 0 | 5 | A | Unknown |
| M1 Capital, LLC CRD: 318364 | — | 0 | 1 | A | Unknown |
| M1 Finance CRD: 249787 | — | 0 | 15 | A | Unknown |
| M12 Wealth Management LLC CRD: 315977 | — | 0 | 0 | A | Unknown |
| M13 Ventures Management, LLC CRD: 301245 | — | 0 | 1 | A | Unknown |
| M1720 Management CRD: 328363 | — | 0 | 0 | A | Unknown |
| M2 Advisors Inc. CRD: 305757 | — | 0 | 0 | A | Unknown |
| M2 Financial CRD: 284415 | — | 0 | 0 | A | Unknown |
| M2 Financial LLC CRD: 327044 | — | 0 | 1 | A | Unknown |
| M25 CRD: 304760 | — | 0 | 1 | A | Unknown |
| M26 Capital CRD: 327764 | — | 0 | 0 | A | Unknown |
| M28 Capital Management LP CRD: 307490 | — | 0 | 1 | A | Unknown |
| M2G Ventures LLC CRD: 322399 | — | 0 | 1 | A | Unknown |
| M3 Advisory Group, LLC CRD: 156208 | — | 0 | 2 | A | Unknown |
| M3 Asset Management, Inc. CRD: 169461 | — | 0 | 1 | A | Unknown |
| M3 Investment Group LLC CRD: 108888 | — | 0 | 0 | A | INACTIVE |
| M3 Wealth Management CRD: 335612 | — | 0 | 1 | A | Unknown |
| M31 Capital Management, LLC CRD: 321850 | — | 0 | 1 | A | Unknown |
| M31 Management Limited CRD: 307802 | — | 0 | 0 | A | Unknown |
| M33 Growth LLC CRD: 290447 | — | 0 | 1 | A | Unknown |
| M37 Management LP CRD: 332714 | — | 0 | 1 | A | Unknown |
| M3Alpha LLC CRD: 159576 | — | 0 | 0 | A | Unknown |
| M3F, Inc. CRD: 151191 | — | 0 | 2 | A | Unknown |
| M4 Wealth Management, PLLC CRD: 296971 | — | 0 | 0 | A | Unknown |
| M4a3 LLC CRD: 336172 | — | 0 | 1 | A | Unknown |
| M6:33 Capital CRD: 312733 | — | 0 | 0 | A | Unknown |
| M7 Real Estate Ltd CRD: 282250 | — | 0 | 0 | A | Unknown |
| M81 Capital, LLC CRD: 164068 | — | 0 | 0 | A | Unknown |
| MA Asset Management, LLC CRD: 283673 | — | 0 | 1 | A | Unknown |
| MA Wealth Management CRD: 151726 | — | 0 | 0 | A | Unknown |
| Maam GP PTY Ltd CRD: 328215 | — | 0 | 0 | A | Unknown |
| Maat Investment Group GMBH CRD: 332840 | — | 0 | 0 | A | Unknown |
| Mabon, Nugent & Co. CRD: 2617 | — | 0 | 0 | A | INACTIVE |
| Mabry Wealth Management, LLC CRD: 300368 | — | 0 | 1 | A | Unknown |
| MAC Investment Management CRD: 149788 | — | 0 | 2 | A | Unknown |
| MAC Wealth Management Inc. CRD: 143923 | — | 0 | 0 | A | Unknown |
| Macc IV Group CRD: 143285 | — | 0 | 1 | A | Unknown |
| Mace Capital Management, LLC CRD: 134605 | — | 0 | 1 | A | Unknown |
| Macelhenney Management, Inc. CRD: 124126 | — | 0 | 0 | A | Unknown |
| Macellum Management, LP CRD: 283838 | — | 0 | 0 | A | Unknown |
| Mach 6, LLC CRD: 328444 | — | 0 | 1 | A | Unknown |
| Mach Three LLC CRD: 310343 | — | 0 | 0 | A | Unknown |
| Machamer Investments, Inc. CRD: 151414 | — | 0 | 0 | A | Unknown |
| Machaon Capital Management LP CRD: 298624 | — | 0 | 0 | A | Unknown |
| Macian Wealth Management CRD: 160862 | — | 0 | 0 | A | Unknown |
| Maciel Wealth Management CRD: 297772 | — | 0 | 1 | A | Unknown |
| Mack & Co. Partners, LP CRD: 324218 | — | 0 | 4 | A | Unknown |
| Mack & Co., LLC CRD: 318590 | — | 0 | 0 | A | Unknown |
| Mack Special Capital Corp. CRD: 10162 | — | 0 | 0 | A | INACTIVE |