Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Century Pacific Placement Corporation CRD: 13282 | - | 0 | 0 | A | INACTIVE |
| Century Park Capital Partners CRD: 158129 | - | 0 | 0 | - | Unknown |
| Century Park Capital Partners CRD: 331368 | - | 0 | 1 | - | Unknown |
| Century Trace Investment Advisors LLC CRD: 314572 | - | 0 | 1 | - | Unknown |
| Century Wealth Management, LLC CRD: 113769 | - | 0 | 0 | - | Unknown |
| Centurylink Investment Management Company CRD: 107084 | - | 0 | 0 | - | Unknown |
| CEO Based Investing CRD: 283011 | - | 0 | 0 | - | Unknown |
| CEP Financial, LLC CRD: 136034 | - | 0 | 0 | - | Unknown |
| CEP Investment Advisory Group, Inc. CRD: 149026 | - | 0 | 0 | - | Unknown |
| CEP Investors in Stellar's Manager, LLC CRD: 288179 | - | 0 | 1 | - | Unknown |
| Cephas Capital Partners and Advisory LLC CRD: 152030 | - | 0 | 0 | - | Unknown |
| Cephei Capital CRD: 163621 | - | 0 | 0 | - | Unknown |
| Cephus Capital Management LLC CRD: 131886 | - | 0 | 0 | - | Unknown |
| Ceponis Financial Group CRD: 115390 | - | 0 | 0 | - | Unknown |
| Ceponis Financial Group CRD: 306717 | - | 0 | 0 | - | Unknown |
| Cerasus Advisors Inc CRD: 152113 | - | 0 | 2 | - | Unknown |
| Cerberus Capital Management, L.P. CRD: 152175 | - | 0 | 4 | - | Unknown |
| Cerberus SUB-Advisory I, LLC CRD: 168018 | - | 0 | 0 | - | Unknown |
| Cercano Management LLC CRD: 315897 | - | 0 | 1 | - | Unknown |
| Cerda Munoz Advisors, Inc CRD: 170784 | - | 0 | 2 | - | Unknown |
| Cerebellum Capital CRD: 152478 | - | 0 | 0 | - | Unknown |
| Ceredex Value Advisors LLC CRD: 146023 | - | 0 | 2 | - | Unknown |
| Cereli Inc. CRD: 141872 | - | 0 | 1 | - | Unknown |
| Ceres Capital Management, Inc CRD: 121896 | - | 0 | 2 | - | Unknown |
| Ceres Energy Partners, LLC CRD: 226556 | - | 0 | 1 | - | Unknown |
| Ceres Financial Group, Inc. CRD: 129086 | - | 0 | 4 | - | Unknown |
| Ceres Global Advisory CRD: 299865 | - | 0 | 0 | - | Unknown |
| Ceres Group Holdings CRD: 298778 | - | 0 | 0 | - | Unknown |
| Ceres Partners, LLC CRD: 290937 | - | 0 | 1 | - | Unknown |
| Ceres Research and Trading LLC CRD: 291931 | - | 0 | 0 | - | Unknown |
| Ceres Securities, LLC CRD: 269903 | IN | 1 | 2 | B | Active |
| Cerevia Ltd CRD: 342403 | - | 0 | 1 | - | Unknown |
| Ceridian Broker Dealer, Inc. CRD: 47901 | - | 0 | 0 | A | INACTIVE |
| Cerity Partners LLC CRD: 151559 | - | 0 | 575 | - | Unknown |
| Cerity Partners Ocio LLC CRD: 151916 | - | 0 | 3 | - | Unknown |
| Cerity Partners Retirement Plan Consultants CRD: 164198 | - | 0 | 84 | - | Unknown |
| Cerner Capital Management, LLC CRD: 125160 | - | 0 | 2 | - | Unknown |
| Cerracap Cares, Inc. CRD: 323299 | - | 0 | 0 | - | Unknown |
| Cerracap, LLC CRD: 317506 | - | 0 | 1 | - | Unknown |
| Cerralvo CRD: 324994 | - | 0 | 1 | - | Unknown |
| Cerrano Capital CRD: 289447 | - | 0 | 0 | - | Unknown |
| Cerro Lobos Management, LLC CRD: 335406 | - | 0 | 1 | - | Unknown |
| Cert Direct Securities Inc. CRD: 137113 | - | 0 | 0 | A | INACTIVE |
| Certa Capital, LLC CRD: 317682 | - | 0 | 1 | - | Unknown |
| Certain Capital Advisors, LLC CRD: 340049 | - | 0 | 1 | - | Unknown |
| Certare Investments, Inc. CRD: 14615 | - | 0 | 0 | A | INACTIVE |
| Certares Management LLC CRD: 296928 | - | 0 | 1 | - | Unknown |
| Certes Capital Securities, LLC CRD: 124392 | - | 1 | 0 | B | INACTIVE |
| Certeza Fund Advisors LLC CRD: 310848 | - | 0 | 0 | - | Unknown |
| Certified Advisory Corp CRD: 120990 | - | 0 | 15 | - | Unknown |