Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Certified Capital Corporation CRD: 14917 | - | 0 | 0 | A | INACTIVE |
| Certified Consulting Services CRD: 123060 | - | 0 | 0 | - | Unknown |
| Certified Equities Incorporated CRD: 15257 | - | 0 | 0 | A | INACTIVE |
| Certified Financial Strategies Corporation CRD: 114361 | - | 0 | 1 | - | Unknown |
| Certified Investments Corporation CRD: 19452 | - | 0 | 0 | A | INACTIVE |
| Certified Planners, Inc. CRD: 105364 | - | 0 | 1 | - | Unknown |
| Certigroup, Inc CRD: 14196 | - | 0 | 0 | A | INACTIVE |
| Certior Financial Group, LLC CRD: 285502 | - | 0 | 4 | - | Unknown |
| Certis Capital Management, Inc. CRD: 144290 | - | 0 | 3 | - | Unknown |
| Certitude Advisors, LLC CRD: 171228 | - | 0 | 1 | - | Unknown |
| Certuity, LLC CRD: 129505 | - | 0 | 12 | - | Unknown |
| Certum Group CRD: 321759 | - | 0 | 1 | - | Unknown |
| Certus Income Funds Inc. CRD: 340085 | - | 0 | 1 | - | Unknown |
| Certus Wealth Management LLC CRD: 318830 | - | 0 | 0 | - | Unknown |
| Cerulean Ventures, LLC CRD: 322283 | - | 0 | 0 | - | Unknown |
| Cervin Ventures Management, LLC CRD: 283170 | - | 0 | 1 | - | Unknown |
| Cesarone, Jeffrey CRD: 103859 | - | 0 | 0 | A | INACTIVE |
| Cesta Capital CRD: 338246 | TX | 0 | 2 | A | Active |
| Cesta Fund Management LLC CRD: 341701 | - | 0 | 1 | - | Unknown |
| Cestrian Capital Research, Inc CRD: 291803 | - | 0 | 0 | - | Unknown |
| Cetera Advisors LLC CRD: 10299 | CO | 23 | 918 | B | Active |
| Cetera Investment Advisers LLC CRD: 105644 | - | 0 | 14,045 | - | Unknown |
| Cetera Investment Management LLC CRD: 165436 | - | 0 | 19 | - | Unknown |
| Cetera Wealth Services, LLC CRD: 13572 | CA | 37 | 4,114 | B | Active |
| Ceva Advisors CRD: 323561 | - | 0 | 2 | - | Unknown |
| Cevian Capital II GP Limited CRD: 140659 | - | 0 | 0 | - | Unknown |
| Cevidica Securities Group LLC CRD: 104422 | NY | 0 | 2 | A | Active |
| CEW Securities Corporation CRD: 22207 | - | 0 | 0 | A | INACTIVE |
| CF Advisors LLC CRD: 328940 | - | 0 | 3 | - | Unknown |
| CF Assets Management Inc. CRD: 41408 | - | 0 | 0 | A | INACTIVE |
| CF Financial CRD: 311964 | - | 0 | 1 | - | Unknown |
| CF Global Trading, LLC CRD: 104245 | - | 1 | 0 | B | INACTIVE |
| CF Private Equity, Inc. CRD: 110657 | - | 0 | 1 | - | Unknown |
| CF Products Incorporated CRD: 35875 | - | 0 | 0 | A | INACTIVE |
| CF Secured, LLC CRD: 285841 | NY | 1 | 7 | B | Active |
| CFA Financial LLC CRD: 151730 | - | 0 | 0 | A | INACTIVE |
| CFBD I, L.L.C. CRD: 43228 | - | 0 | 0 | A | INACTIVE |
| CFBDS, Inc. CRD: 15648 | - | 1 | 0 | B | INACTIVE |
| CFC Equities, LLC CRD: 3736 | - | 1 | 0 | B | INACTIVE |
| CFC Securities, Inc. CRD: 44748 | - | 0 | 0 | A | INACTIVE |
| Cfci CRD: 128257 | - | 0 | 9 | - | Unknown |
| CFD Investments, Inc. CRD: 25427 | IN | 8 | 104 | B | Active |
| CFE Financial CRD: 116117 | - | 0 | 0 | - | Unknown |
| CFF Capital LLC CRD: 144808 | - | 0 | 0 | - | Unknown |
| CFG Advisors LLC CRD: 153561 | - | 0 | 0 | - | Unknown |
| CFG Capital Markets, LLC CRD: 39468 | - | 0 | 0 | A | INACTIVE |
| CFG Financial Services Inc. CRD: 8475 | - | 0 | 0 | A | INACTIVE |
| CFG Funding Corporation CRD: 35268 | - | 0 | 0 | A | INACTIVE |
| CFG Retirement CRD: 179516 | - | 0 | 4 | - | Unknown |
| CFG Securities Corp. CRD: 10815 | - | 0 | 0 | A | INACTIVE |