Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Mack Trading LLC CRD: 37402 | — | 0 | 0 | A | INACTIVE |
| Mackay Shields UK LLP CRD: 167939 | — | 0 | 0 | A | Unknown |
| Mackellar, James H. CRD: 111792 | — | 0 | 0 | A | Unknown |
| Mackenzie Investments CRD: 165899 | — | 0 | 1 | A | Unknown |
| Mackenzie Investments CRD: 110338 | — | 0 | 0 | A | Unknown |
| Mackimm (JR), Thomas James CRD: 34149 | — | 1 | 0 | B | INACTIVE |
| Mackimm, David GUY CRD: 123612 | — | 0 | 0 | A | INACTIVE |
| Maclura Investments CRD: 306621 | — | 0 | 1 | A | Unknown |
| Macmunn Financial Management CRD: 166215 | — | 0 | 0 | A | Unknown |
| Macnab Investments, LLC CRD: 153868 | — | 0 | 0 | A | Unknown |
| Macneil Capital Management CRD: 130246 | — | 0 | 2 | A | Unknown |
| Macquarie Capital (USA) Inc. CRD: 36368 | NY | 5 | 18 | B | Active |
| Macquarie Capital Markets North America Ltd. CRD: 38108 | — | 7 | 0 | D | INACTIVE |
| Macro SKY CRD: 314705 | — | 0 | 0 | A | Unknown |
| Macro Trend, LLC CRD: 164417 | — | 0 | 1 | A | Unknown |
| Macro Ventures LLC CRD: 307271 | — | 0 | 0 | A | Unknown |
| Macro Wealth Management, Inc. CRD: 143382 | — | 0 | 3 | A | Unknown |
| Macros Investments, Inc. CRD: 23778 | — | 0 | 0 | A | INACTIVE |
| MAD Trading LLC CRD: 103751 | — | 0 | 0 | A | INACTIVE |
| Maday, James Thomas CRD: 33924 | — | 1 | 0 | B | INACTIVE |
| Madden Asset Management LLC CRD: 147574 | — | 0 | 0 | A | Unknown |
| Madden Funds Management CRD: 110309 | — | 0 | 3 | A | Unknown |
| Maddog Ventures CRD: 290662 | — | 0 | 1 | A | Unknown |
| Madi Manages Money LLC CRD: 327336 | — | 0 | 2 | A | Unknown |
| Madison Advisory Group, Inc. CRD: 163872 | — | 0 | 1 | A | Unknown |
| Madison Asset Advisors, LLC CRD: 159841 | — | 0 | 1 | A | Unknown |
| Madison Asset Management CRD: 130874 | — | 0 | 1 | A | Unknown |
| Madison Capital Corp. CRD: 10950 | — | 0 | 0 | A | INACTIVE |
| Madison Capital Markets LLC CRD: 332196 | CA | 0 | 2 | A | Active |
| Madison Money Management, Inc. CRD: 126394 | — | 0 | 1 | A | Unknown |
| Madison Park Group LLC CRD: 125475 | — | 1 | 0 | B | INACTIVE |
| Madison Partners CRD: 305824 | — | 0 | 29 | A | Unknown |
| Madison Wealth Management CRD: 111728 | — | 0 | 0 | A | Unknown |
| Madrid Wealth Management CRD: 333331 | — | 0 | 3 | A | Unknown |
| Madrona Wealth Management LLC CRD: 171261 | — | 0 | 1 | A | Unknown |
| Madrone Investment Advisory, LLC CRD: 149549 | — | 0 | 1 | A | Unknown |
| Madryn Asset Management, LP CRD: 286065 | — | 0 | 1 | A | Unknown |
| Maeris LP CRD: 168358 | — | 0 | 0 | A | Unknown |
| MAG CAP CRD: 298398 | — | 0 | 7 | A | Unknown |
| MAG Financial, Inc. CRD: 36327 | — | 0 | 0 | A | INACTIVE |
| MAG Mile Securities Ltd. CRD: 10664 | — | 0 | 0 | A | INACTIVE |
| Magann Captial Corp. CRD: 162713 | — | 0 | 0 | A | Unknown |
| Magen Wealth Management, LLC CRD: 175157 | — | 0 | 1 | A | Unknown |
| Magis Group, Inc. CRD: 140625 | — | 0 | 0 | A | Unknown |
| Magis Management, LLC CRD: 169249 | — | 0 | 1 | A | Unknown |
| Magister Wealth CRD: 170829 | — | 0 | 1 | A | Unknown |
| Magna CRD: 30935 | — | 4 | 0 | C | INACTIVE |
| Magna Investments CRD: 16511 | — | 2 | 0 | B | INACTIVE |
| Magna VIS Capital CRD: 328173 | — | 0 | 1 | A | Unknown |
| Magnasci GP, L.L.C. CRD: 285097 | — | 0 | 0 | A | Unknown |