CRD #25427 · FINRA BrokerCheck + SEC IAPD

CFD Investments, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, CFD Investments, Inc. ranks #838 of 20,055 by disclosure count (most disclosures first). Among firms registered in IN, it ranks #1 of 16 on the same disclosure sort used on the state browse page. CFD Investments, Inc. carries 8 BrokerCheck disclosures across 104 branch offices - light load for a large firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
104
branch offices
8
disclosures
#838 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 25427 CFD Investments, Inc.

CFD Investments, Inc. · Grade B · 8 disc · 0.08/office · Large firm

  • CRD 25427
  • GRADE B
  • DISC 8
  • REG 8
  • ARB 0
  • CIV 0
  • BRANCH 104
  • PER-OFF 0.08
  • RANK #838 of 20,055
  • BOOK Large firm

Intensity peers

Nearest same-size peer: Prospera Financial Services, Inc. (0.08 disc/office)

Prospera Financial Serv…0.08Centaurus Financial, Inc.0.07Transamerica Financial …0.06CFD Investments, Inc. (this)0.08
Disclosures per office among large firm peers (lower is cleaner)

CFD Investments, Inc. ranks #838 of 20,055 by disclosure count among graded broker-dealers; light load at 0.08 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

104 offices

FINRA: Medium firm

Total disclosures

8 events

On FINRA BrokerCheck

Regulatory events

8 actions

100% of all disclosures

Disclosures per office

0.08 per office

8 ÷ 104 offices

CFD Investments, Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 89% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 8
Arbitrations 0
Civil Events 0
Total 8

Counts for CFD Investments, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 8 Arbitration 0 Civil 0

Firm Details

Firm Size
Medium
Scope
ACTIVE
Location
Kokomo, IN, 46902
Formed
12/10/1986
State of Formation
Indiana
CRD Number
25427
SEC Number
41727

Regulator-heavy mix

CFD Investments, Inc. in the heavier-disclosure third

CFD Investments, Inc. carries 8 BrokerCheck disclosures across 104 branch offices - a heavier-third raw book among graded firms (#838 of 20,055). Regulator-initiated events are 100% of the book (8 regulatory / 0 arbitration / 0 civil).

100% of CFD Investments, Inc.'s 8 disclosures are regulator-initiated (8 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of CFD Investments, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Indiana cohort · 4.92× state average

CFD Investments, Inc. sits above the Indiana disclosure average

CFD Investments, Inc. reports 8 BrokerCheck disclosures, 4.92× the Indiana average of 1.6 across 16 graded firms with a principal-office state on file.

In Indiana, 7 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Indiana state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does CFD Investments, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, CFD Investments, Inc. ranks #838 of 20,055 by disclosure count (most disclosures first). Among firms registered in IN, it ranks #1 of 16 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for CFD Investments, Inc.?
A grade of B reflects CFD Investments, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (large firm). It carries 8 total disclosures across 104 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does CFD Investments, Inc. have?
CFD Investments, Inc. has 8 total FINRA disclosures, including 8 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is CFD Investments, Inc.?
CFD Investments, Inc. operates 104 branch offices and is classified by FINRA as a medium firm, registered in IN (Large firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify CFD Investments, Inc.'s disciplinary record?
You can verify CFD Investments, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 25427. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). CFD Investments, Inc.'s 8 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid CFD Investments, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. CFD Investments, Inc. carries 8 disclosures across 104 branch offices (about 0.08 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for CFD Investments, Inc., both outside IN so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.