Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Magnet Ventures CRD: 335197 | — | 0 | 1 | A | Unknown |
| Magnifi CRD: 309397 | — | 0 | 2 | A | Unknown |
| Magnolia Capital Management CRD: 119597 | — | 0 | 1 | A | Unknown |
| Magnolia Wealth CRD: 330124 | — | 0 | 1 | A | Unknown |
| Magnum Financial CRD: 152081 | — | 0 | 1 | A | Unknown |
| Magnum Opus Fund CRD: 338195 | — | 0 | 1 | A | Unknown |
| Magnum Securities of NEW York Inc. CRD: 39267 | — | 5 | 0 | C | INACTIVE |
| Maguire Asset Management, LLC CRD: 132407 | — | 0 | 1 | A | Unknown |
| Maguire Investments, Inc. CRD: 18 | — | 0 | 0 | A | INACTIVE |
| Magv Securities, Inc. CRD: 142082 | NJ | 0 | 2 | A | Active |
| MAH Investment Management CRD: 155092 | — | 0 | 0 | A | Unknown |
| Mahak Inc CRD: 135749 | — | 0 | 0 | A | Unknown |
| Mahalo Advisory Services, LLC CRD: 144793 | — | 0 | 2 | A | Unknown |
| Maher Capital Management, Inc. CRD: 145212 | — | 0 | 0 | A | Unknown |
| Mahway Management, LLC CRD: 337248 | — | 0 | 0 | A | Unknown |
| MAI Capital Management, LLC CRD: 109807 | — | 0 | 266 | A | Unknown |
| Maia Securities, Inc. CRD: 111394 | — | 1 | 0 | B | INACTIVE |
| Maia Wealth CRD: 292817 | — | 0 | 26 | A | Unknown |
| Maiden Cove Capital CRD: 312478 | — | 0 | 3 | A | Unknown |
| Maierhofer Wealth CRD: 331501 | — | 0 | 1 | A | Unknown |
| Maimon Wealth Management Ltd. CRD: 298566 | — | 0 | 0 | A | Unknown |
| Main Advisory, Inc. CRD: 328040 | — | 0 | 2 | A | Unknown |
| Main Line Investors, Inc. CRD: 128289 | — | 0 | 0 | A | Unknown |
| Main Management, LLC CRD: 120361 | — | 0 | 8 | A | Unknown |
| Main Post Partners CRD: 172703 | — | 0 | 1 | A | Unknown |
| Main Quad Capital Management, LLC CRD: 326533 | — | 0 | 1 | A | Unknown |
| Main Street Asset Managment CRD: 149610 | — | 0 | 2 | A | Unknown |
| Main Street Financial Life Advisors, LLC CRD: 118544 | — | 0 | 2 | A | Unknown |
| Main Street Securities LLC CRD: 324347 | — | 0 | 0 | A | INACTIVE |
| Main Street Securities, Inc. CRD: 8522 | — | 0 | 0 | A | INACTIVE |
| Main Street Securities, LLC CRD: 47127 | — | 3 | 0 | C | INACTIVE |
| Maine Advisory Associates CRD: 311679 | — | 0 | 4 | A | Unknown |
| Mainfirst Securities US Inc. CRD: 150982 | — | 0 | 0 | A | INACTIVE |
| Mainland Financial CRD: 119667 | — | 0 | 2 | A | Unknown |
| Mainland Securities Corp. CRD: 16119 | — | 0 | 0 | A | INACTIVE |
| Mainline Investment Advisers, LLC CRD: 159045 | — | 0 | 1 | A | Unknown |
| Mainsail Group LLC CRD: 123030 | — | 0 | 0 | A | INACTIVE |
| Mainsail Partners CRD: 157775 | — | 0 | 1 | A | Unknown |
| Majestic Securities CRD: 15760 | — | 0 | 0 | A | INACTIVE |
| Majsterek, Teresa Maria CRD: 33227 | — | 0 | 0 | A | INACTIVE |
| MAK Capital CRD: 158132 | — | 0 | 1 | A | Unknown |
| Makaira Partners, LLC CRD: 153729 | — | 0 | 1 | A | Unknown |
| Makara CRD: 312664 | — | 0 | 0 | A | Unknown |
| Makarios Investments Inc CRD: 338356 | — | 0 | 1 | A | Unknown |
| Makarora CRD: 329275 | — | 0 | 1 | A | Unknown |
| Make a Money Mindshift, LLC CRD: 312896 | — | 0 | 0 | A | Unknown |
| Make WAY Wealth Management CRD: 301995 | — | 0 | 2 | A | Unknown |
| Makers Investment Advisor II US Inc. CRD: 313324 | — | 0 | 1 | A | Unknown |
| Makes Cents 2 ME, Inc. CRD: 286318 | — | 0 | 0 | A | Unknown |
| Mako Capital Management, LLC CRD: 284494 | — | 0 | 0 | A | Unknown |