Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| CFG Wealth Management, LLC CRD: 174040 | - | 0 | 1 | - | Unknown |
| CFG, Inc. CRD: 24964 | - | 0 | 0 | A | INACTIVE |
| CFI Partners CRD: 139531 | - | 0 | 1 | - | Unknown |
| Cfic (US) Inc CRD: 171519 | - | 0 | 0 | - | Unknown |
| CFL Trading, LLC CRD: 138862 | - | 0 | 0 | A | INACTIVE |
| Cfler Co., Ltd. CRD: 338017 | - | 0 | 1 | - | Unknown |
| CFM Advisors Inc CRD: 111581 | - | 0 | 5 | - | Unknown |
| CFM Trading, L.P. CRD: 142692 | - | 0 | 0 | A | INACTIVE |
| CFM Wealth Partners LLC CRD: 305135 | - | 0 | 1 | - | Unknown |
| CFO Capital Management, LLC CRD: 110950 | - | 0 | 0 | - | Unknown |
| CFO Solutions LLC CRD: 115898 | - | 0 | 0 | - | Unknown |
| CFO4Life CRD: 287600 | - | 0 | 8 | - | Unknown |
| CFO4Life, L.P. CRD: 146904 | - | 0 | 0 | - | Unknown |
| CFP II G.P. Limited CRD: 269914 | - | 0 | 0 | - | Unknown |
| CFP III G.P. CRD: 301902 | - | 0 | 0 | - | Unknown |
| CFR-Inc. CRD: 148109 | - | 0 | 0 | A | INACTIVE |
| CFS Cubic Financial Services, Inc. CRD: 126238 | - | 0 | 0 | - | Unknown |
| CFS Distributors, Inc. CRD: 113746 | - | 0 | 0 | A | INACTIVE |
| CFS Financial, LLC CRD: 173972 | - | 0 | 1 | - | Unknown |
| CFS Securities, Inc. CRD: 46201 | CT | 0 | 2 | A | Active |
| CFS Wealth Management CRD: 135579 | - | 0 | 4 | - | Unknown |
| CFS, LLC CRD: 118321 | - | 0 | 0 | - | Unknown |
| CFT Capital Management, LLC CRD: 319348 | - | 0 | 1 | - | Unknown |
| CFT Securities, LLC CRD: 46226 | - | 2 | 0 | B | INACTIVE |
| CFWP Securities, LLC CRD: 170228 | - | 0 | 0 | A | INACTIVE |
| CG Advisory Services CRD: 110929 | - | 0 | 66 | - | Unknown |
| CG Asset Management, LLC CRD: 169153 | - | 0 | 0 | - | Unknown |
| CG Brokerage L.L.C. CRD: 112033 | - | 0 | 0 | A | INACTIVE |
| CG Capital Management, LLC CRD: 283988 | - | 0 | 0 | - | Unknown |
| CG Capital Markets, LLC CRD: 35513 | - | 1 | 0 | B | INACTIVE |
| CG Compass (USA) LLC CRD: 129837 | NY | 1 | 3 | B | Active |
| CG Financial Consulting CRD: 134136 | - | 0 | 0 | - | Unknown |
| CG Financial Services CRD: 142354 | - | 0 | 0 | - | Unknown |
| CG Financial Services Incorporated CRD: 27164 | - | 0 | 0 | A | INACTIVE |
| CG Maton Advisory, Inc. CRD: 127277 | - | 0 | 3 | - | Unknown |
| CG Partners (GP) Inc. CRD: 332567 | - | 0 | 0 | - | Unknown |
| CGA Securities, LLC CRD: 32301 | MD | 0 | 2 | A | Active |
| Cgaa CRD: 331075 | - | 0 | 1 | - | Unknown |
| Cgam CRD: 322813 | - | 0 | 1 | - | Unknown |
| CGC Financial Services CRD: 155446 | - | 0 | 1 | - | Unknown |
| CGC Investments Corp. CRD: 15793 | - | 0 | 0 | A | INACTIVE |
| CGI Capital, Inc. CRD: 42133 | - | 3 | 0 | C | INACTIVE |
| CGI Merchant Capital, LLC CRD: 137681 | - | 0 | 0 | A | INACTIVE |
| CGI Plan Advisors, Inc. CRD: 311275 | - | 0 | 1 | - | Unknown |
| CGI Wealth Advisors, Inc. CRD: 311273 | - | 0 | 1 | - | Unknown |
| Cgis Advisors LLC CRD: 170161 | - | 0 | 0 | - | Unknown |
| Cgis Advisors LLC CRD: 305262 | - | 0 | 0 | - | Unknown |
| Cgis Securities LLC CRD: 155984 | FL | 0 | 5 | A | Active |
| CGN Advisors, LLC CRD: 159359 | - | 0 | 36 | - | Unknown |
| CGN Advisors, LLC CRD: 282552 | - | 0 | 0 | - | Unknown |