Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| CGO Consulting LLC CRD: 166104 | - | 0 | 0 | - | Unknown |
| CGO Wealth Management, LLC CRD: 155559 | - | 0 | 0 | - | Unknown |
| CGR Financial CRD: 299833 | - | 0 | 1 | - | Unknown |
| CGS Financial Inc. CRD: 43125 | - | 2 | 0 | B | INACTIVE |
| CGS International Securities USA, Inc. CRD: 141892 | NY | 0 | 2 | A | Active |
| CGS Management AG CRD: 166379 | - | 0 | 0 | - | Unknown |
| CH Capital Management CRD: 154748 | - | 0 | 1 | - | Unknown |
| CH Douglas & Gray Wealth Management CRD: 142352 | - | 0 | 0 | - | Unknown |
| CH Global Capital Management, LLC CRD: 283431 | - | 0 | 1 | - | Unknown |
| CH Investment Partners, LLC CRD: 301481 | - | 0 | 0 | - | Unknown |
| CHA Financial Advisors CRD: 46726 | CO | 0 | 2 | A | Active |
| CHA Partners LLC CRD: 173535 | - | 0 | 0 | - | Unknown |
| CHA Securities, Inc. CRD: 32236 | - | 0 | 0 | A | INACTIVE |
| Chaac Advisors LLC CRD: 299337 | - | 0 | 1 | - | Unknown |
| Chacko-Hertz Financial Solutions LLC CRD: 119482 | - | 0 | 0 | - | Unknown |
| Chacon Diaz & DI Virgilio Wealth Management, LLC CRD: 154242 | - | 0 | 1 | - | Unknown |
| Chaconia Financial Services, Inc. CRD: 31102 | - | 2 | 0 | B | INACTIVE |
| Chad Capital Management LLC CRD: 322462 | - | 0 | 0 | - | Unknown |
| Chad Capital Partners Limited CRD: 321154 | - | 0 | 0 | - | Unknown |
| Chadsel LLC CRD: 296857 | - | 0 | 1 | - | Unknown |
| Chadwick & D'amato, LLC CRD: 116197 | - | 0 | 0 | - | Unknown |
| Chadwick Financial CRD: 337228 | - | 0 | 1 | - | Unknown |
| Chadwick Financial Group, Inc. CRD: 15368 | - | 0 | 0 | A | INACTIVE |
| Chadwick Securities Corporation CRD: 18643 | - | 0 | 0 | A | INACTIVE |
| Chadwick's Financial Services, Inc. CRD: 18827 | - | 0 | 0 | A | INACTIVE |
| Chadwick, Chambers & Associates, Inc. CRD: 29330 | - | 0 | 0 | A | INACTIVE |
| Chaffe Securities, Inc. CRD: 17402 | - | 0 | 0 | A | INACTIVE |
| Chaffe Securities, Inc. CRD: 152172 | LA | 0 | 2 | A | Active |
| Chagrin Valley Legacy Advisors, LLC CRD: 340652 | - | 0 | 2 | - | Unknown |
| Chai Wealth Management LLC CRD: 326683 | - | 0 | 0 | - | Unknown |
| Chaikin Capital Management Inc. CRD: 128842 | - | 0 | 2 | - | Unknown |
| Chaim Investment Advisors LLC CRD: 171145 | - | 0 | 1 | - | Unknown |
| Chain Bridge Securities, Inc. CRD: 17739 | - | 1 | 0 | B | INACTIVE |
| Chain Reaction Group LLC CRD: 322990 | - | 0 | 1 | - | Unknown |
| Chain Realty Syndicators, Inc. CRD: 18300 | - | 0 | 0 | A | INACTIVE |
| Chain Realty, Inc. CRD: 17899 | - | 0 | 0 | A | INACTIVE |
| Chainbreeze Tech Ltd. CRD: 335135 | - | 0 | 1 | - | Unknown |
| Chaince Securities, LLC CRD: 10590 | NY | 0 | 1 | A | Active |
| Chainframe Capital LLC CRD: 290622 | - | 0 | 0 | - | Unknown |
| Chaingate Capital LLC CRD: 312927 | - | 0 | 1 | - | Unknown |
| Chainstreet Capital LLC CRD: 154205 | - | 0 | 0 | - | Unknown |
| Chainview Capital CRD: 298478 | - | 0 | 0 | - | Unknown |
| Chair SIX Financial Planning, PLLC CRD: 282052 | - | 0 | 1 | - | Unknown |
| Chairlift Capital LLC CRD: 286694 | - | 0 | 0 | - | Unknown |
| Chakkal Group CRD: 284196 | - | 0 | 3 | - | Unknown |
| Chakra Capital Partners LP CRD: 289947 | - | 0 | 0 | - | Unknown |
| Chakra Growth Capital LLC CRD: 331598 | - | 0 | 1 | - | Unknown |
| Chakraborty Capital LLC CRD: 340746 | - | 0 | 1 | - | Unknown |
| Chaldon Associates LLC CRD: 289197 | - | 0 | 0 | - | Unknown |
| Chalem, Todd a CRD: 104184 | - | 0 | 0 | A | INACTIVE |