Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Mako Financial Markets, LLC CRD: 117476 | — | 1 | 0 | B | INACTIVE |
| Mako USA LLP CRD: 148153 | — | 0 | 0 | A | INACTIVE |
| Makrana Capital Management CRD: 291547 | — | 0 | 0 | A | Unknown |
| Malaga Asset Management, LLC CRD: 219512 | — | 0 | 0 | A | Unknown |
| Malakoff Wealth CRD: 132290 | — | 0 | 3 | A | Unknown |
| Malaty Wealth Management CRD: 331632 | — | 0 | 0 | A | Unknown |
| Malde Capital Management, LLC CRD: 291869 | — | 0 | 0 | A | Unknown |
| Malkin Securities Corp. CRD: 14305 | — | 3 | 0 | C | INACTIVE |
| Mallery Financial CRD: 310425 | — | 0 | 1 | A | Unknown |
| Malloch Wealth Management CRD: 316430 | — | 0 | 0 | A | Unknown |
| Malloy Securiites Corp. CRD: 10284 | — | 0 | 0 | A | INACTIVE |
| Malnik Wealth Management, LLC CRD: 311814 | — | 0 | 2 | A | Unknown |
| Malone Capital Managment, Inc. CRD: 35228 | — | 0 | 0 | A | INACTIVE |
| Malone, John T. CRD: 33941 | — | 2 | 0 | B | INACTIVE |
| Malory Investments, LLC CRD: 110936 | — | 8 | 0 | D | INACTIVE |
| Malt Partners Management LLC CRD: 337855 | — | 0 | 1 | A | Unknown |
| Malter, Mark Steven CRD: 103440 | — | 0 | 0 | A | INACTIVE |
| Maltin Wealth Management, Inc. CRD: 164330 | — | 0 | 2 | A | Unknown |
| Maltman Investments, LP CRD: 37721 | — | 1 | 0 | B | INACTIVE |
| Malvern Capital Management CRD: 292396 | — | 0 | 1 | A | Unknown |
| MAM Securities, LLC CRD: 41140 | — | 0 | 0 | A | INACTIVE |
| MAM Securities, LLC CRD: 124620 | — | 3 | 0 | C | INACTIVE |
| Mammen Partners CRD: 337866 | — | 0 | 1 | A | Unknown |
| MAN Capital Management LLC CRD: 146110 | — | 0 | 1 | A | Unknown |
| MAN Investments Inc. CRD: 15770 | NY | 3 | 5 | B | Active |
| MAN Solutions (USA) LLC CRD: 299918 | — | 0 | 0 | A | Unknown |
| Mana Industries GP I LLC CRD: 322932 | — | 0 | 1 | A | Unknown |
| Mana Management, LLC CRD: 322880 | — | 0 | 1 | A | Unknown |
| Mana Securities LLC CRD: 283879 | — | 0 | 0 | A | INACTIVE |
| Mana Ventures CRD: 311231 | — | 0 | 1 | A | Unknown |
| Manage Your Financial Life CRD: 329796 | — | 0 | 1 | A | Unknown |
| Managed Investments, Inc. CRD: 2640 | — | 0 | 0 | A | INACTIVE |
| Managed Investments, Inc. CRD: 36863 | — | 0 | 0 | A | INACTIVE |
| Managed Money Concepts CRD: 115174 | — | 0 | 0 | A | Unknown |
| Manager Advisory Group Inc. CRD: 13229 | — | 0 | 0 | A | INACTIVE |
| Manaia Capital Management, Inc. CRD: 155333 | — | 0 | 0 | A | Unknown |
| Manchester Management PR, LLC CRD: 286047 | — | 0 | 1 | A | Unknown |
| Manchester Securities Corp. CRD: 14419 | — | 6 | 0 | D | INACTIVE |
| Mandarinfish Management, LLC CRD: 288139 | — | 0 | 1 | A | Unknown |
| Mandel Evan CRD: 32633 | — | 0 | 0 | A | INACTIVE |
| Mandl, Mary CRD: 140595 | — | 0 | 0 | A | Unknown |
| Manent Capital CRD: 306353 | — | 0 | 1 | A | Unknown |
| Maner Wealth CRD: 308146 | — | 0 | 1 | A | Unknown |
| Manetta Wealth CRD: 328836 | — | 0 | 2 | A | Unknown |
| Maney Wealth CRD: 340078 | — | 0 | 1 | A | Unknown |
| Mangan Wealth Management CRD: 143863 | — | 0 | 1 | A | Unknown |
| Mango Capital Management LLC CRD: 301221 | — | 0 | 1 | A | Unknown |
| Mangrove Partners CRD: 162296 | — | 0 | 1 | A | Unknown |
| Manick and Associates, Ltd. CRD: 13313 | — | 0 | 0 | A | INACTIVE |
| Manifest CRD: 307739 | — | 0 | 1 | A | Unknown |