Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Chalfen Ventures LLP CRD: 315371 | - | 0 | 0 | - | Unknown |
| Chalimeda Elevation Capital GP LLC CRD: 299742 | - | 0 | 1 | - | Unknown |
| Chalk Creek Partners, LLC CRD: 305270 | - | 0 | 2 | - | Unknown |
| Chalk Hill Capital Partners CRD: 283115 | - | 0 | 1 | - | Unknown |
| Chalkstream Capital Group, L.P. CRD: 153734 | - | 0 | 1 | - | Unknown |
| Challberg Wealth Management CRD: 165733 | - | 0 | 0 | - | Unknown |
| Challenge Everything Financial LLC CRD: 324193 | - | 0 | 1 | - | Unknown |
| Challenger Capital Group, Ltd. CRD: 131992 | - | 0 | 0 | A | INACTIVE |
| Challenger Wealth Management CRD: 121498 | - | 0 | 1 | - | Unknown |
| Chamaeleon CRD: 317539 | - | 0 | 1 | - | Unknown |
| Chamberlain Consulting Group, LP CRD: 137272 | - | 0 | 0 | - | Unknown |
| Chamberlain Financial Group CRD: 24366 | - | 0 | 0 | A | INACTIVE |
| Chamberlain Financial Planning & Wealth Management CRD: 142879 | - | 0 | 0 | - | Unknown |
| Chamberlain Lane Capital, LLC CRD: 340063 | - | 0 | 1 | - | Unknown |
| Chambers & Chase, Inc. CRD: 7240 | - | 0 | 0 | A | INACTIVE |
| Chambers Asset Management, LLC CRD: 148706 | - | 0 | 0 | - | Unknown |
| Chambers BAY Financial, LLC CRD: 226542 | - | 0 | 0 | - | Unknown |
| Chambers Capital, LLC CRD: 282225 | - | 0 | 1 | - | Unknown |
| Chambers Energy Capital CRD: 155906 | - | 0 | 1 | - | Unknown |
| Chambers Financial Consulting CRD: 329781 | - | 0 | 1 | - | Unknown |
| Chambers Financial Group, LLC. CRD: 293191 | - | 0 | 1 | - | Unknown |
| Chambers Street Capital Management, LLC CRD: 172603 | - | 0 | 1 | - | Unknown |
| Chambers Wealth Advisory CRD: 298228 | - | 0 | 0 | - | Unknown |
| Chamonix Partners Capital Management LLC CRD: 170333 | - | 0 | 0 | - | Unknown |
| Chamonix Partners Capital Management LLC CRD: 318867 | - | 0 | 1 | - | Unknown |
| Champ Ventures CRD: 307800 | - | 0 | 0 | - | Unknown |
| Champaign Investment Company CRD: 44338 | - | 0 | 0 | A | INACTIVE |
| Champion Advisors LLC CRD: 149920 | - | 0 | 1 | - | Unknown |
| Champion Advisory Services, Inc CRD: 152754 | - | 0 | 0 | - | Unknown |
| Champion Asset Management Corporation CRD: 21161 | - | 0 | 0 | A | INACTIVE |
| Champion Capital Corporation CRD: 10125 | - | 0 | 0 | A | INACTIVE |
| Champion Capital Research, Inc. CRD: 134526 | - | 0 | 0 | - | Unknown |
| Champion Financial & TAX Services, LLC CRD: 148839 | - | 0 | 1 | - | Unknown |
| Champion Financial Inc. CRD: 159867 | - | 0 | 1 | - | Unknown |
| Champion Financial Planning LLC CRD: 311684 | - | 0 | 2 | - | Unknown |
| Champion Hill Labs, LLC CRD: 323636 | - | 0 | 0 | - | Unknown |
| Champion Realty, Inc. CRD: 42893 | - | 0 | 0 | A | INACTIVE |
| Champion Securities Company L.L.C. CRD: 25892 | - | 1 | 0 | B | INACTIVE |
| Champion, Jessica CRD: 339413 | - | 0 | 1 | - | Unknown |
| Championship Financial Advisors CRD: 118280 | - | 0 | 0 | - | Unknown |
| Champlain Advisors, LLC CRD: 129560 | VI | 0 | 2 | A | Active |
| Champlain Valley Financial Services, LLC CRD: 286292 | - | 0 | 0 | - | Unknown |
| Champouse LLC CRD: 281194 | - | 0 | 0 | - | Unknown |
| Chan, Arden CRD: 304599 | - | 0 | 1 | - | Unknown |
| Chanakya Business Ventures LLC CRD: 309886 | - | 0 | 2 | - | Unknown |
| Chanakya Capital Partners CRD: 170697 | - | 0 | 0 | - | Unknown |
| Chanakya Capital Partners Ifsc LLP CRD: 337457 | - | 0 | 0 | - | Unknown |
| Chancellor Capital Corporation CRD: 15233 | - | 0 | 0 | A | INACTIVE |
| Chancellor Dougall & Company, Inc. CRD: 5785 | - | 0 | 0 | A | INACTIVE |
| Chancellor Financial Group WB LP CRD: 159563 | - | 0 | 3 | - | Unknown |