Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Manikay Partners CRD: 157272 | — | 0 | 1 | A | Unknown |
| Manito Asset Management CRD: 286270 | — | 0 | 0 | A | Unknown |
| Maniv CRD: 287696 | — | 0 | 0 | A | Unknown |
| Manley, Bennett, Mcdonald & Co CRD: 551 | — | 0 | 0 | A | INACTIVE |
| Mann Advisory Services, LLC CRD: 283029 | — | 0 | 2 | A | Unknown |
| Mann Capital Management LLC CRD: 139402 | — | 0 | 0 | A | Unknown |
| Mann Financial Group CRD: 297878 | — | 0 | 1 | A | Unknown |
| Mann Wealth Management, LLC CRD: 292172 | — | 0 | 0 | A | Unknown |
| Mann, Urfer Inc. CRD: 13043 | — | 0 | 0 | A | INACTIVE |
| Manna Capital Management CRD: 552 | — | 5 | 0 | C | INACTIVE |
| Manna Wealth Management CRD: 332313 | — | 0 | 1 | A | Unknown |
| Manne, Jerry CRD: 34411 | — | 0 | 0 | A | INACTIVE |
| Manning Wealth Management, Inc. CRD: 134129 | — | 0 | 0 | A | Unknown |
| Manning, SAM B. CRD: 285729 | — | 0 | 1 | A | Unknown |
| Mannion Money Advisory CRD: 331419 | — | 0 | 1 | A | Unknown |
| Mannix Wealth Management CRD: 281422 | — | 0 | 0 | A | Unknown |
| Manns Co. CRD: 5822 | — | 0 | 0 | A | INACTIVE |
| Manrke Wealth CRD: 333697 | — | 0 | 0 | A | Unknown |
| Mansa Capital Management, LLC CRD: 165239 | — | 0 | 0 | A | Unknown |
| Manske Wealth Management, LLC CRD: 164401 | — | 0 | 1 | A | Unknown |
| Mansoor, Yasmin CRD: 130575 | — | 0 | 0 | A | Unknown |
| Manta Fund Management LLC CRD: 322963 | — | 0 | 0 | A | Unknown |
| Mantarax, LLC CRD: 150450 | — | 0 | 0 | A | INACTIVE |
| Manthano Management, LLC CRD: 323901 | — | 0 | 1 | A | Unknown |
| Mantis Wealth Management, LLC CRD: 294463 | — | 0 | 0 | A | Unknown |
| Mantle Ridge LP CRD: 284653 | — | 0 | 1 | A | Unknown |
| Mantra Asset Management, LLC CRD: 141933 | — | 0 | 0 | A | Unknown |
| Mantz, Michele M CRD: 152759 | — | 0 | 0 | A | Unknown |
| Manuka Financial CRD: 313528 | — | 0 | 1 | A | Unknown |
| Manveen Asset Management, LLC CRD: 314759 | — | 0 | 0 | A | Unknown |
| Manwaring Wealth Management CRD: 328581 | — | 0 | 0 | A | Unknown |
| Manya D. Otis DBA Financial Services & Seminars CRD: 120026 | — | 0 | 0 | A | Unknown |
| MAP Energy, LLC CRD: 301882 | — | 0 | 0 | A | Unknown |
| MAP Funds Management, LLC CRD: 165979 | — | 0 | 0 | A | Unknown |
| MAP Royalty, Inc. CRD: 160912 | — | 0 | 0 | A | Unknown |
| MAP Securities, Inc. CRD: 38069 | — | 1 | 0 | B | INACTIVE |
| MAP to Your Wealth LLC CRD: 300713 | — | 0 | 1 | A | Unknown |
| MAP Wealth Management LLC CRD: 306952 | — | 0 | 0 | A | Unknown |
| Mapa & Co. CRD: 31428 | — | 0 | 0 | A | INACTIVE |
| Mapa Investments, LLC CRD: 167566 | — | 0 | 0 | A | Unknown |
| Maple 2 VC LLC CRD: 309061 | — | 0 | 0 | A | Unknown |
| Maple 3 VC, LLC CRD: 326352 | — | 0 | 0 | A | Unknown |
| Maple Capital Management Ltd. CRD: 336857 | — | 0 | 0 | A | Unknown |
| Maple Capital Management, Inc. CRD: 130209 | — | 0 | 5 | A | Unknown |
| Maple Securities U.S.A. Inc. CRD: 33947 | — | 6 | 0 | D | INACTIVE |
| Maple VC LLC CRD: 300274 | — | 0 | 0 | A | Unknown |
| Maple VC Management LLC CRD: 334787 | — | 0 | 1 | A | Unknown |
| Maplecap Partners AG CRD: 339319 | — | 0 | 0 | A | Unknown |
| Maplewood Wealth CRD: 328353 | — | 0 | 1 | A | Unknown |
| MAR Financial CRD: 338746 | — | 0 | 1 | A | Unknown |