Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Mara Investments LLC CRD: 165820 | — | 0 | 1 | A | Unknown |
| Maran Capital Management, LLC CRD: 268788 | — | 0 | 0 | A | Unknown |
| Maranatha MGT Corp CRD: 151261 | — | 0 | 0 | A | Unknown |
| Marathon Asset Management, L.P. CRD: 124613 | — | 0 | 1 | A | Unknown |
| Marathon Capital Management CRD: 119416 | — | 0 | 1 | A | Unknown |
| Marathon Capital Markets, LLC CRD: 103767 | IL | 0 | 6 | A | Active |
| Marathon Micro Partners, LLC CRD: 175069 | — | 0 | 1 | A | Unknown |
| Marathon Mission, Inc. CRD: 288654 | — | 0 | 1 | A | Unknown |
| Maravi Capital Management CRD: 337908 | — | 0 | 1 | A | Unknown |
| Marbell Investments, Inc. CRD: 152598 | — | 0 | 0 | A | Unknown |
| Marble Capital CRD: 137345 | — | 0 | 0 | A | Unknown |
| Marble Partners, LLC CRD: 293505 | — | 0 | 1 | A | Unknown |
| Marble Wealth, LLC CRD: 335291 | — | 0 | 1 | A | Unknown |
| Marc E. Anderson, Inc. CRD: 112339 | — | 0 | 0 | A | Unknown |
| Marc J. Lane & Company CRD: 16188 | IL | 1 | 2 | B | Active |
| Marc L. Baker, Inc. CRD: 18715 | — | 0 | 0 | A | INACTIVE |
| Marcado Asset Management LLC CRD: 289136 | — | 0 | 2 | A | Unknown |
| Marcantel Wealth Management CRD: 319216 | — | 0 | 1 | A | Unknown |
| Marcato Capital Management LP CRD: 154730 | — | 0 | 0 | A | Unknown |
| Marcello Wealth Advisory LLC CRD: 284499 | — | 0 | 0 | A | Unknown |
| March Capital CRD: 174123 | — | 0 | 1 | A | Unknown |
| March Capital Corp. CRD: 24142 | IL | 0 | 7 | A | Active |
| March ONE Capital CRD: 167560 | — | 0 | 0 | A | Unknown |
| March Partners LLC CRD: 307923 | — | 0 | 1 | A | Unknown |
| Marchant CRD: 335094 | — | 0 | 0 | A | Unknown |
| Marchi Investments LLC CRD: 339767 | — | 0 | 1 | A | Unknown |
| Marcho Partners LLP CRD: 310726 | — | 0 | 0 | A | Unknown |
| Marco Investments L.L.C. CRD: 39605 | — | 0 | 0 | A | INACTIVE |
| Marcum Wealth Management, LLC CRD: 145450 | — | 0 | 0 | A | Unknown |
| Marcum Wealth, LLC CRD: 134628 | — | 0 | 0 | A | Unknown |
| Marcus Management, LLC CRD: 164847 | — | 0 | 0 | A | Unknown |
| Marcus Partners, LLC CRD: 161326 | — | 0 | 1 | A | Unknown |
| Marcus Planning Corp. CRD: 554 | — | 0 | 0 | A | INACTIVE |
| Marea Wealth Management LLC CRD: 335530 | — | 0 | 0 | A | Unknown |
| Marek Capital Management LP CRD: 333745 | — | 0 | 1 | A | Unknown |
| Maren Capital CRD: 319626 | — | 0 | 2 | A | Unknown |
| Marex Capital Markets Inc. CRD: 161014 | NY | 42 | 11 | D | Active |
| Margate Capital Management, LP CRD: 283791 | — | 0 | 0 | A | Unknown |
| Margel Wealth Management CRD: 107430 | — | 0 | 0 | A | Unknown |
| Margie Smith, Sage Settlement Consulting CRD: 288805 | — | 0 | 0 | A | Unknown |
| Margin CRD: 290094 | — | 0 | 1 | A | Unknown |
| Margna Peak Advisors AG CRD: 128649 | — | 0 | 0 | A | Unknown |
| Margo Financial CRD: 323290 | — | 0 | 1 | A | Unknown |
| Mari Legacy Group, LLC CRD: 325087 | — | 0 | 1 | A | Unknown |
| Maria M. Naye & Associates, Ltd CRD: 123512 | — | 0 | 0 | A | Unknown |
| Marianas Fund Management LLC CRD: 171710 | — | 0 | 0 | A | Unknown |
| Mariano, Pablo Corpuz CRD: 47021 | — | 0 | 0 | A | INACTIVE |
| Maridea Wealth Management CRD: 325523 | — | 0 | 25 | A | Unknown |
| Marie Gassee Fund I GP, LLC CRD: 317232 | — | 0 | 1 | A | Unknown |
| Marin Financial Group CRD: 288327 | — | 0 | 1 | A | Unknown |