Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Chancellor Wealth Management, Inc. CRD: 112918 | - | 0 | 1 | - | Unknown |
| Chanceway Fund Manager, LLC CRD: 310638 | - | 0 | 0 | - | Unknown |
| Chandler Asset Management Inc CRD: 107287 | - | 0 | 10 | - | Unknown |
| Chandler Distribution Services, LLC CRD: 331780 | CA | 0 | 3 | A | Active |
| Chandler-Roberts, Inc. CRD: 13683 | - | 0 | 0 | A | INACTIVE |
| Chaney Capital Management Inc. CRD: 116511 | - | 0 | 3 | - | Unknown |
| Change Capital Partners LLP CRD: 160872 | - | 0 | 0 | - | Unknown |
| Change Finance CRD: 287807 | - | 0 | 0 | - | Unknown |
| Change Forces CRD: 333400 | - | 0 | 1 | - | Unknown |
| Change Global Investment, LLC CRD: 167844 | - | 0 | 1 | - | Unknown |
| Change Wealth Advisors CRD: 330182 | - | 0 | 2 | - | Unknown |
| Changebridge Capital, LLC CRD: 308119 | - | 0 | 0 | - | Unknown |
| Changes, LLC CRD: 46811 | - | 0 | 0 | A | INACTIVE |
| Changing Parameters, LLC CRD: 132551 | - | 0 | 2 | - | Unknown |
| Chanin Capital LLC CRD: 42026 | - | 1 | 0 | B | INACTIVE |
| Chanin Capital Partners, Inc. CRD: 26612 | - | 0 | 0 | A | INACTIVE |
| Channel Capital Group LLC CRD: 118697 | - | 0 | 0 | A | INACTIVE |
| Channel Capital Management LLC CRD: 167300 | - | 0 | 0 | - | Unknown |
| Channel Equity Partners Management, LP CRD: 331905 | - | 0 | 1 | - | Unknown |
| Channel Family Assets CRD: 158598 | - | 0 | 0 | - | Unknown |
| Channel Islands Funding, Inc. CRD: 15701 | - | 0 | 0 | A | INACTIVE |
| Channel Islands Group CRD: 168868 | - | 0 | 0 | - | Unknown |
| Channel Point Partners CRD: 120283 | - | 1 | 0 | B | INACTIVE |
| Channel Securities Corporation CRD: 14485 | - | 0 | 0 | A | INACTIVE |
| Channel Securities, Inc. CRD: 24156 | - | 0 | 0 | A | INACTIVE |
| Channel Wealth, LLC CRD: 323461 | - | 0 | 2 | - | Unknown |
| Channer Financial Corporation CRD: 6972 | - | 0 | 0 | A | INACTIVE |
| Channing Capital Management, LLC CRD: 128450 | - | 0 | 1 | - | Unknown |
| Channing Global Advisors, LLC CRD: 290893 | - | 0 | 1 | - | Unknown |
| Chanos & Company L.P. CRD: 137563 | - | 0 | 0 | - | Unknown |
| Chansons Financial Group, Inc. CRD: 166312 | - | 0 | 0 | - | Unknown |
| Chantico Advisors, LLC CRD: 167702 | - | 0 | 0 | - | Unknown |
| Chaos Solved, Inc. CRD: 152570 | - | 0 | 3 | - | Unknown |
| Chapdelaine & Co. Government Securities, Inc. CRD: 19729 | - | 0 | 0 | A | INACTIVE |
| Chapdelaine Brokerage LLC CRD: 125429 | - | 2 | 0 | B | INACTIVE |
| Chapdelaine Corporate Securities & Co CRD: 23741 | - | 5 | 0 | C | INACTIVE |
| Chapdelaine Securities, Inc. CRD: 13526 | - | 0 | 0 | A | INACTIVE |
| Chapdelaine Tullett Prebon, LLC CRD: 7017 | - | 5 | 0 | C | INACTIVE |
| Chapel & Collins, LLC CRD: 109117 | - | 0 | 0 | - | Unknown |
| Chapel Bridge Wealth Advisors CRD: 313295 | - | 0 | 5 | - | Unknown |
| Chapel Hill Investment Analysts Inc CRD: 109511 | - | 0 | 2 | - | Unknown |
| Chapel Hill Securities Corp CRD: 33351 | - | 0 | 0 | A | INACTIVE |
| Chapford Capital Group CRD: 169003 | - | 0 | 0 | - | Unknown |
| Chapin, Davis CRD: 28116 | MD | 13 | 18 | B | Active |
| Chapman & Chapman Advisors LLC CRD: 122655 | - | 0 | 3 | - | Unknown |
| Chapman on-Line, Inc CRD: 18446 | - | 2 | 0 | B | INACTIVE |
| Chapman Securities, Inc. CRD: 25688 | - | 11 | 0 | D | INACTIVE |
| Chappell Financial Group CRD: 137962 | - | 0 | 1 | - | Unknown |
| Chappell, Marcus CRD: 281766 | - | 0 | 0 | - | Unknown |
| Chappo & Co. CRD: 28077 | - | 0 | 0 | A | INACTIVE |