Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Marine Capital Management CRD: 307261 | — | 0 | 0 | A | Unknown |
| Marine Layer Wealth CRD: 332643 | — | 0 | 0 | A | Unknown |
| Marine Midland Capital Markets Corp. CRD: 22336 | — | 0 | 0 | A | INACTIVE |
| Mariner CRD: 151664 | — | 0 | 8 | A | Unknown |
| Mariner Advisor Network CRD: 283824 | — | 0 | 176 | A | Unknown |
| Mariner Independent CRD: 305418 | — | 0 | 124 | A | Unknown |
| Mariner Wealth CRD: 140195 | — | 0 | 964 | A | Unknown |
| Mariner Wealth CRD: 289886 | — | 0 | 40 | A | Unknown |
| Marion Jacob, LLC CRD: 127230 | — | 0 | 0 | A | Unknown |
| Marion Master Fund, LLC CRD: 129730 | — | 0 | 0 | A | INACTIVE |
| Marion Wealth Management CRD: 315730 | — | 0 | 1 | A | Unknown |
| Maris Wealth Management LLC CRD: 322487 | — | 0 | 1 | A | Unknown |
| Marius Wealth Management, LLC CRD: 169502 | — | 0 | 0 | A | Unknown |
| Mariva Capital Markets, LLC CRD: 156171 | FL | 1 | 2 | B | Active |
| Mark a. Goldman CRD: 117534 | — | 0 | 0 | A | Unknown |
| Mark Asset Management LP CRD: 105691 | — | 0 | 1 | A | Unknown |
| Mark C. Huffman, CPA/RIA CRD: 135753 | — | 0 | 1 | A | Unknown |
| Mark Capital Management Inc CRD: 110075 | — | 0 | 0 | A | Unknown |
| Mark Capital Management LP CRD: 326227 | — | 0 | 0 | A | Unknown |
| Mark D. Saferstein Securities CRD: 16898 | — | 0 | 0 | A | INACTIVE |
| Mark E. Reich, CPA, CFP CRD: 129854 | — | 0 | 1 | A | Unknown |
| Mark I Asset Management, Ltd CRD: 104563 | — | 0 | 0 | A | Unknown |
| Mark I Capital Management LP CRD: 288281 | — | 0 | 0 | A | Unknown |
| Mark M. Mayers & Co.,Inc. CRD: 14313 | — | 0 | 0 | A | INACTIVE |
| Mark Monreal & Associates CRD: 134346 | — | 0 | 1 | A | Unknown |
| Mark Muecke Capital Management, LLC CRD: 289109 | — | 0 | 2 | A | Unknown |
| Mark Ross & Co., Inc. CRD: 22337 | — | 1 | 0 | B | INACTIVE |
| Mark Securities, Inc. CRD: 555 | — | 2 | 0 | B | INACTIVE |
| Mark Thomas, LLC CRD: 170609 | — | 0 | 0 | A | Unknown |
| Mark VC MGMT Secondary LLC CRD: 328809 | — | 0 | 1 | A | Unknown |
| Mark VC MGMT, LLC CRD: 328899 | — | 0 | 1 | A | Unknown |
| Markd VC LLC CRD: 321666 | — | 0 | 1 | A | Unknown |
| Markel Newton CRD: 131662 | — | 2 | 0 | B | INACTIVE |
| Market Hedge Group, LLC CRD: 289718 | — | 0 | 0 | A | Unknown |
| Market Innovations Inc. CRD: 128978 | — | 0 | 0 | A | Unknown |
| Market Street Securities, Inc. CRD: 31464 | — | 2 | 0 | B | INACTIVE |
| Market Street Securities, Inc. CRD: 32519 | — | 0 | 0 | A | INACTIVE |
| Market Styles Advisory, LLC CRD: 134525 | — | 0 | 0 | A | Unknown |
| Market Trends and Timing CRD: 10719 | — | 0 | 0 | A | INACTIVE |
| Marketaxess Corporation CRD: 44542 | NY | 1 | 2 | C | Active |
| Marketocracy Masters Capital Management LLC CRD: 314667 | — | 0 | 4 | A | Unknown |
| Marketwise Asset Management CRD: 164747 | — | 0 | 0 | A | Unknown |
| Marketx Securities, LLC CRD: 284476 | — | 0 | 0 | A | Unknown |
| Marketxt, Inc. CRD: 43478 | — | 3 | 0 | C | INACTIVE |
| Markey Wealth Management CRD: 172554 | — | 0 | 0 | A | Unknown |
| Markham Investments, Inc. CRD: 12993 | — | 0 | 0 | A | INACTIVE |
| Markham RAE (Malta) Management Company Limited CRD: 285565 | — | 0 | 0 | A | Unknown |
| Markham RAE LLP CRD: 285581 | — | 0 | 0 | A | Unknown |
| Markin Asset Management, LLC CRD: 306585 | — | 0 | 0 | A | Unknown |
| Markin Asset Management, LP CRD: 311719 | — | 0 | 1 | A | Unknown |