Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Marking, LLC CRD: 304737 | — | 0 | 1 | A | Unknown |
| Markiz Wealth Management CRD: 127371 | — | 0 | 1 | A | Unknown |
| Markle Wealth Management CRD: 170513 | — | 0 | 1 | A | Unknown |
| Markley Capital Management LP CRD: 311945 | — | 0 | 1 | A | Unknown |
| Markowski Investments CRD: 141883 | — | 0 | 11 | A | Unknown |
| Marks Advisory Group, LLC CRD: 152887 | — | 0 | 0 | A | Unknown |
| Marks Wealth Management CRD: 310534 | — | 0 | 1 | A | Unknown |
| Markson Management, LLC CRD: 314828 | — | 0 | 1 | A | Unknown |
| Marleau Lemire (U.S.A.), Inc. CRD: 35910 | — | 0 | 0 | A | INACTIVE |
| Marlin Capital Corp. CRD: 135042 | — | 0 | 1 | A | Unknown |
| Marlin Financial CRD: 290370 | — | 0 | 0 | A | Unknown |
| Marlin Investments CRD: 312362 | — | 0 | 0 | A | Unknown |
| Marlin Manager, LLC CRD: 310768 | — | 0 | 1 | A | Unknown |
| Marlowe Partners LP CRD: 170091 | — | 0 | 1 | A | Unknown |
| Marnell Management LLC CRD: 284918 | — | 0 | 1 | A | Unknown |
| Marnie Mcgrath, LLC CRD: 282539 | — | 0 | 0 | A | Unknown |
| Maro Partners, L.P. CRD: 24672 | — | 0 | 0 | A | INACTIVE |
| Marosek, Yuka CRD: 333832 | — | 0 | 2 | A | Unknown |
| Marque Millennium Capital Management LLC CRD: 107668 | — | 0 | 0 | A | Unknown |
| Marque Ventures CRD: 329341 | — | 0 | 1 | A | Unknown |
| Marquette Wealth Management CRD: 282482 | — | 0 | 1 | A | Unknown |
| Marrick Wealth CRD: 164758 | — | 0 | 1 | A | Unknown |
| Marrone Wealth Management CRD: 317011 | — | 0 | 1 | A | Unknown |
| Marrs Wealth Management, LLC CRD: 152280 | — | 0 | 0 | A | Unknown |
| Mars Capital Management LLC CRD: 148729 | — | 0 | 1 | A | Unknown |
| Marsh & Co. CRD: 10633 | — | 0 | 0 | A | INACTIVE |
| Marsh Asset Management, LLC CRD: 151206 | — | 0 | 0 | A | Unknown |
| Marsh Financial Group CRD: 157134 | — | 0 | 2 | A | Unknown |
| Marsh Wealth Management, LLC CRD: 282111 | — | 0 | 1 | A | Unknown |
| Marshall Davis, Inc. CRD: 16278 | — | 0 | 0 | A | INACTIVE |
| Marshall Financial CRD: 333186 | — | 0 | 1 | A | Unknown |
| Marshall Wace Middle East CRD: 334846 | — | 0 | 0 | A | Unknown |
| Marshwinds Advisory Co CRD: 105518 | — | 0 | 0 | A | Unknown |
| Marstone LLC CRD: 164810 | — | 0 | 1 | A | Unknown |
| Martin & Browne CRD: 166630 | — | 0 | 0 | A | Unknown |
| Martin Advisory Services, Inc. CRD: 116086 | — | 0 | 0 | A | Unknown |
| Martin C. Smith Securities, Inc. CRD: 16997 | — | 0 | 0 | A | INACTIVE |
| Martin Capital Management CRD: 315155 | — | 0 | 1 | A | Unknown |
| Martin Capital Management, LLC CRD: 157339 | — | 0 | 0 | A | Unknown |
| Martin Claude, Matthew CRD: 318168 | — | 0 | 0 | A | Unknown |
| Martin E. Rosen, Inc. CRD: 10524 | — | 0 | 0 | A | INACTIVE |
| Martin Financial Management CRD: 123097 | — | 0 | 2 | A | Unknown |
| Martin Fund Management LLC CRD: 285632 | — | 0 | 0 | A | Unknown |
| Martin Group CRD: 172089 | — | 0 | 0 | A | Unknown |
| Martin Kaiden Company CRD: 7407 | — | 0 | 0 | A | INACTIVE |
| Martin M. Shenkman, P.C. CRD: 128655 | — | 0 | 0 | A | Unknown |
| Martin Manco Securities, Inc. CRD: 20144 | — | 0 | 0 | A | INACTIVE |
| Martin Nelson & Co., Inc. CRD: 2903 | WA | 4 | 3 | B | Active |
| Martin Smith Securities Corp. CRD: 15153 | — | 0 | 0 | A | INACTIVE |
| Martin W. Harowitz & Co. CRD: 5180 | — | 0 | 0 | A | INACTIVE |