Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Charterhouse North America Securities, Inc. CRD: 22019 | - | 0 | 0 | A | INACTIVE |
| Chartline Capital Partners CRD: 286520 | - | 0 | 1 | - | Unknown |
| Chartmark Investments, Inc. CRD: 114812 | - | 0 | 6 | - | Unknown |
| Chartwell Benefits Consulting, LLC CRD: 115644 | - | 0 | 0 | - | Unknown |
| Chartwell Brokers, LLC CRD: 139725 | - | 0 | 0 | A | INACTIVE |
| Chartwell Capital, Ltd. CRD: 28315 | - | 0 | 0 | A | INACTIVE |
| Chartwell Consulting USA LLC CRD: 106500 | - | 0 | 0 | - | Unknown |
| Chartwell Family Office, LLC CRD: 337312 | - | 0 | 1 | - | Unknown |
| Chartwell Financial Management, Inc. CRD: 124993 | - | 0 | 0 | - | Unknown |
| Chartwell Investments CRD: 160554 | - | 0 | 1 | - | Unknown |
| Chartwell TSC Securities Corp. CRD: 172196 | - | 1 | 0 | B | INACTIVE |
| Chartworth Capital LLC CRD: 130925 | - | 0 | 0 | A | INACTIVE |
| Charybdis Investments International CRD: 284971 | - | 0 | 1 | - | Unknown |
| Chasan Capital Management CRD: 141021 | - | 0 | 1 | - | Unknown |
| Chase Adam, LLC CRD: 318733 | - | 0 | 1 | - | Unknown |
| Chase Allen Wealth CRD: 339656 | - | 0 | 1 | - | Unknown |
| Chase Commercial Mortgage Funding Corporation CRD: 20595 | - | 0 | 0 | A | INACTIVE |
| Chase Franklin Corporation CRD: 27052 | - | 1 | 0 | B | INACTIVE |
| Chase Franklin Corporation CRD: 6865 | - | 0 | 0 | A | INACTIVE |
| Chase Futures & Options, Inc. CRD: 18472 | - | 12 | 0 | D | INACTIVE |
| Chase Global Securities, Inc CRD: 31994 | - | 0 | 0 | A | INACTIVE |
| Chase Investment Counsel Corporation CRD: 104648 | - | 0 | 2 | - | Unknown |
| Chase Investment Services Corp. CRD: 25574 | - | 81 | 0 | F | INACTIVE |
| Chase Securities (P.R.), Inc. CRD: 15888 | - | 0 | 0 | A | INACTIVE |
| Chase Securities, Inc. CRD: 10793 | - | 0 | 0 | A | INACTIVE |
| Chase Securities, Inc. CRD: 15727 | - | 0 | 0 | A | INACTIVE |
| Chase Wealth Management CRD: 340808 | - | 0 | 1 | - | Unknown |
| Chasefield Capital Inc. CRD: 173912 | - | 0 | 0 | - | Unknown |
| Chasing Rainbows Ventures, LLC CRD: 317850 | - | 0 | 0 | - | Unknown |
| Chasing Value Asset Management, Inc. CRD: 157336 | - | 0 | 0 | - | Unknown |
| Chaslyn Financial Group, Inc. CRD: 146124 | - | 0 | 0 | - | Unknown |
| Chasm Capital Advisors CRD: 171757 | - | 0 | 0 | - | Unknown |
| Chasm Capital Management LLC CRD: 168749 | - | 0 | 1 | - | Unknown |
| Chasm Venture Partners, LLC CRD: 282258 | - | 0 | 0 | - | Unknown |
| Chasse Financial Inc. CRD: 30151 | - | 0 | 0 | A | INACTIVE |
| Chastain Wealth Management CRD: 285551 | - | 0 | 2 | - | Unknown |
| Chatfield Dean & Co., Inc. CRD: 14714 | - | 0 | 0 | A | INACTIVE |
| Chatham Capital CRD: 160961 | - | 0 | 1 | - | Unknown |
| Chatham Capital Group Inc CRD: 106174 | - | 0 | 1 | - | Unknown |
| Chatham Financial Securities LLC CRD: 118818 | NY | 0 | 2 | A | Active |
| Chatham Investment Counsel, LLC CRD: 150874 | - | 0 | 0 | - | Unknown |
| Chatham Securities Corporation CRD: 14448 | - | 0 | 0 | A | INACTIVE |
| Chatham Street Management Corp. CRD: 143374 | - | 0 | 0 | - | Unknown |
| Chatham Wealth Management CRD: 111987 | - | 0 | 3 | - | Unknown |
| Chatham Wealth Management. LLC CRD: 331397 | - | 0 | 1 | - | Unknown |
| Chatmon Capital Group, Inc. CRD: 29552 | - | 0 | 0 | A | INACTIVE |
| Chattahoochee Wealth CRD: 336778 | - | 0 | 1 | - | Unknown |
| Chattelpaper BD, Inc. CRD: 107181 | - | 0 | 0 | A | INACTIVE |
| Chatterton & Associates CRD: 132295 | - | 0 | 1 | - | Unknown |
| Chauche & Associates LLC CRD: 128239 | - | 0 | 1 | - | Unknown |