Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Martin Wealth Management, LLC CRD: 147225 | — | 0 | 2 | A | Unknown |
| Martin, Javan VON CRD: 335035 | — | 0 | 1 | A | Unknown |
| Martin, Marcus CRD: 324581 | — | 0 | 1 | A | Unknown |
| Martingale Asset Management CRD: 108526 | — | 0 | 1 | A | Unknown |
| Martino & Co., Inc. CRD: 41078 | — | 0 | 0 | A | INACTIVE |
| Martinsen Wealth Management CRD: 332433 | — | 0 | 1 | A | Unknown |
| Martinwright Advisory, LLC CRD: 338634 | — | 0 | 1 | A | Unknown |
| Martlet Asset Management CRD: 298966 | — | 0 | 0 | A | Unknown |
| Martorello Money Management, Inc. CRD: 130587 | — | 0 | 0 | A | Unknown |
| Martos Wealth Management CRD: 333128 | — | 0 | 1 | A | Unknown |
| Marvin Capital CRD: 313749 | — | 0 | 1 | A | Unknown |
| Marvin M. Slater & Associates CRD: 132459 | — | 0 | 0 | A | Unknown |
| Marvize Asset Management, LLC CRD: 159813 | — | 0 | 0 | A | Unknown |
| Marwit Capital CRD: 160528 | — | 0 | 0 | A | Unknown |
| Marwood Group CRD: 117015 | — | 0 | 0 | A | INACTIVE |
| Mary & PIP CRD: 338656 | — | 0 | 2 | A | Unknown |
| Mary J. Spitler, MS, LLC CRD: 113145 | — | 0 | 1 | A | Unknown |
| Mary LOU Hogan CRD: 7137 | — | 0 | 0 | A | INACTIVE |
| MAS Securities Inc. CRD: 13017 | — | 0 | 0 | A | INACTIVE |
| Masani Wealth Management, LLC CRD: 169666 | — | 0 | 1 | A | Unknown |
| Mascap Management LLC CRD: 326612 | — | 0 | 1 | A | Unknown |
| Mascera & Co., Inc. CRD: 21391 | — | 0 | 0 | A | INACTIVE |
| Mascoma Wealth Management CRD: 174907 | — | 0 | 7 | A | Unknown |
| Maslar Financial CRD: 293840 | — | 0 | 1 | A | Unknown |
| Mason Brothers CRD: 559 | — | 0 | 0 | A | INACTIVE |
| Mason Capital Management LLC CRD: 158797 | — | 0 | 1 | A | Unknown |
| Mason Hill & Co., Inc. CRD: 38308 | — | 5 | 0 | C | INACTIVE |
| Mason Morgan Investments, LLC CRD: 163968 | — | 0 | 0 | A | Unknown |
| Mason Street Advisors, LLC CRD: 114085 | — | 0 | 1 | A | Unknown |
| Mason Street Securities, Inc. CRD: 10074 | — | 0 | 0 | A | INACTIVE |
| Mason Wealth Group LLC CRD: 315651 | — | 0 | 0 | A | Unknown |
| Mason Wells, Inc. CRD: 173069 | — | 0 | 1 | A | Unknown |
| Mason, Hunt & Co., Inc. CRD: 13680 | — | 0 | 0 | A | INACTIVE |
| Mason, L. Hardy CRD: 125803 | — | 0 | 0 | A | Unknown |
| Mass Arnold M. CRD: 35983 | — | 1 | 0 | B | INACTIVE |
| Mass Securities, Inc. CRD: 132911 | — | 0 | 0 | A | INACTIVE |
| Massarelli, John Joseph CRD: 45447 | — | 0 | 0 | A | INACTIVE |
| Massey Financial CRD: 174650 | — | 0 | 1 | A | Unknown |
| Massey Morgan Wealth Management, LLC CRD: 160821 | — | 0 | 1 | A | Unknown |
| Massey Wealth Management, LLC CRD: 313314 | — | 0 | 0 | A | Unknown |
| Massey, Joshua CRD: 132336 | — | 0 | 1 | A | Unknown |
| Massey, Valeta J. CRD: 312740 | — | 0 | 0 | A | Unknown |
| Mast Capital Management LLC CRD: 125669 | — | 0 | 0 | A | Unknown |
| Mast Hill Management, LLC CRD: 316496 | — | 0 | 1 | A | Unknown |
| Masten Capital Management, LLC CRD: 145287 | — | 0 | 0 | A | Unknown |
| Master Equity Corporation CRD: 15949 | — | 0 | 0 | A | INACTIVE |
| Master Fund Management, LLC CRD: 313287 | — | 0 | 1 | A | Unknown |
| Master Plan Advisory, Inc. CRD: 124782 | — | 0 | 0 | A | Unknown |
| Masters Financial CRD: 326754 | — | 0 | 0 | A | Unknown |
| Mastodon Advisory Group CRD: 283494 | — | 0 | 1 | A | Unknown |