Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Chauner Securities, Inc. CRD: 10075 | IL | 1 | 5 | B | Active |
| Chayka & Loeb Inc. CRD: 2571 | - | 0 | 0 | A | INACTIVE |
| Chayne Global Management CRD: 338603 | - | 0 | 1 | - | Unknown |
| Chayton Capital LLP CRD: 161158 | - | 0 | 0 | - | Unknown |
| Chazen Securities, Inc. CRD: 10327 | - | 0 | 0 | A | INACTIVE |
| CHB Capital Partners CRD: 161195 | - | 0 | 0 | - | Unknown |
| CHB Investment Group, LLC CRD: 313354 | - | 0 | 0 | - | Unknown |
| CHB Securities Corp. CRD: 41557 | - | 0 | 0 | A | INACTIVE |
| CHC Financial Solutions, LLC CRD: 339881 | - | 0 | 1 | - | Unknown |
| CHCC Global Services LLC CRD: 289762 | - | 0 | 1 | - | Unknown |
| CHD Investment Management, LLC CRD: 171067 | - | 0 | 0 | - | Unknown |
| Cheboski & Associates LLC CRD: 288653 | - | 0 | 0 | - | Unknown |
| Checchi Capital Advisers, LLC CRD: 143478 | - | 0 | 2 | - | Unknown |
| Checchi Capital Fund Advisers, LLC CRD: 165937 | - | 0 | 0 | - | Unknown |
| Check Capital Management Inc CRD: 107058 | - | 0 | 4 | - | Unknown |
| Checkpoint Capital L.P. CRD: 325763 | - | 0 | 1 | - | Unknown |
| Checks & Balances, Inc. CRD: 112145 | - | 0 | 1 | - | Unknown |
| Cheevers & Company, LLC CRD: 31312 | - | 5 | 0 | C | INACTIVE |
| Chela Technology Partners, LLC CRD: 21600 | - | 0 | 0 | A | INACTIVE |
| Cheldan Capital Management, L.L.C. CRD: 292748 | - | 0 | 0 | - | Unknown |
| Chelsea Addison Capital LLC CRD: 342793 | - | 0 | 1 | - | Unknown |
| Chelsea Financial Services CRD: 47770 | NY | 4 | 32 | B | Active |
| Chelsea Global Advisors LLC CRD: 172589 | - | 0 | 0 | - | Unknown |
| Chelsea Management Company CRD: 110399 | - | 0 | 1 | - | Unknown |
| Chelsea Securities, Inc. CRD: 16821 | - | 0 | 0 | A | INACTIVE |
| Chelsea Street Securities, Inc. CRD: 17548 | - | 0 | 0 | A | INACTIVE |
| Chelsfield Asia (Hong Kong) Limited CRD: 306900 | - | 0 | 0 | - | Unknown |
| Chemical International Securities Corp. CRD: 17896 | - | 0 | 0 | A | INACTIVE |
| Chemical Investment Services Corp. CRD: 36312 | - | 0 | 0 | A | INACTIVE |
| Chemical Investor Services, Inc. CRD: 17350 | - | 0 | 0 | A | INACTIVE |
| Chemistry Ventures Management, LLC CRD: 334360 | - | 0 | 1 | - | Unknown |
| Chen Financial Group, LLC CRD: 133336 | - | 0 | 1 | - | Unknown |
| Chen Planning Consultants, Inc. CRD: 122745 | - | 0 | 0 | - | Unknown |
| Cheneviere & Co., Inc. CRD: 21118 | - | 0 | 0 | A | INACTIVE |
| Cheng Wealth Management, LLC CRD: 170190 | - | 0 | 1 | - | Unknown |
| Cheng, JEN I CRD: 339213 | - | 0 | 1 | - | Unknown |
| Chepstow Lane Capital LLP CRD: 331232 | - | 0 | 0 | - | Unknown |
| Chequers Partenaires SA CRD: 162281 | - | 0 | 0 | - | Unknown |
| Cherokee Associates CRD: 136990 | - | 0 | 0 | - | Unknown |
| Cherra Securities Corporation CRD: 23520 | - | 0 | 0 | A | INACTIVE |
| Cherry Bekaert Wealth Management LLC CRD: 108504 | - | 0 | 0 | - | Unknown |
| Cherry Creek Family Offices CRD: 156310 | - | 0 | 2 | - | Unknown |
| Cherry Creek Financial Advisors, Inc. CRD: 122144 | - | 0 | 1 | - | Unknown |
| Cherry Creek Financial Planning CRD: 342857 | - | 0 | 2 | - | Unknown |
| Cherry Creek Investment Advisors Inc CRD: 107426 | - | 0 | 2 | - | Unknown |
| Cherry Creek Wealth Management CRD: 291391 | - | 0 | 0 | - | Unknown |
| Cherry Hill Mortgage Management, LLC CRD: 167679 | - | 0 | 0 | - | Unknown |
| Cherry Hills Investment Advisors, Inc. CRD: 171882 | - | 0 | 0 | - | Unknown |
| Cherry Lane Capital LLC CRD: 288397 | - | 0 | 0 | - | Unknown |
| Cherry Street Partners CRD: 111711 | - | 0 | 0 | - | Unknown |