Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Mastry IM, LLC CRD: 334016 | — | 0 | 1 | A | Unknown |
| Mastry, LLC CRD: 311090 | — | 0 | 0 | A | Unknown |
| Mata Hightech Ltd CRD: 324048 | — | 0 | 0 | A | Unknown |
| Matadero Group, LLC CRD: 304032 | — | 0 | 0 | A | Unknown |
| Matador Financial CRD: 171065 | — | 0 | 5 | A | Unknown |
| Matanky Securities Corp. CRD: 14286 | — | 0 | 0 | A | INACTIVE |
| Matarin Capital Management CRD: 155562 | — | 0 | 0 | A | Unknown |
| Matauro, LLC CRD: 333038 | — | 0 | 11 | A | Unknown |
| Matchett Advisory Services CRD: 290439 | — | 0 | 1 | A | Unknown |
| Material CRD: 326659 | — | 0 | 0 | A | Unknown |
| Math + Magic II LLC CRD: 174163 | — | 0 | 0 | A | Unknown |
| Math + Magic IV LLC CRD: 174161 | — | 0 | 0 | A | Unknown |
| Math + Magic LLC CRD: 174162 | — | 0 | 0 | A | Unknown |
| Math + Magic V LLC CRD: 175224 | — | 0 | 0 | A | Unknown |
| Mathers Associates CRD: 226516 | — | 0 | 1 | A | Unknown |
| Matheson Financial CRD: 146813 | — | 0 | 0 | A | Unknown |
| Mathews Capital Management CRD: 304909 | — | 0 | 1 | A | Unknown |
| Mathis Wealth Management CRD: 172858 | — | 0 | 3 | A | Unknown |
| Matias Management LLC CRD: 170516 | — | 0 | 0 | A | Unknown |
| Matrix Advisory CRD: 292107 | — | 0 | 0 | A | Unknown |
| Matrix Asset Advisors Inc CRD: 107408 | — | 0 | 1 | A | Unknown |
| Matrix Capital Corp CRD: 11544 | — | 0 | 0 | A | INACTIVE |
| Matrix Capital Management CRD: 126893 | — | 0 | 0 | A | Unknown |
| Matrix Capital Markets, LLC CRD: 169650 | — | 0 | 0 | A | Unknown |
| Matrix Executions, LLC CRD: 38455 | IL | 9 | 3 | C | Active |
| Matrix Investments, Inc. CRD: 24927 | — | 0 | 0 | A | INACTIVE |
| Matrix Partners CRD: 161792 | — | 0 | 1 | A | Unknown |
| Matrix Trading, L.L.C. CRD: 41933 | — | 0 | 0 | A | INACTIVE |
| Matrix U.S.A., LLC CRD: 38057 | — | 2 | 0 | B | INACTIVE |
| Matrix Wealth Management, Inc. CRD: 172037 | — | 0 | 0 | A | Unknown |
| Matson Money, Inc. CRD: 110425 | — | 0 | 12 | A | Unknown |
| Matt Montgomery CRD: 114181 | — | 0 | 1 | A | Unknown |
| Matter Family Office CRD: 106806 | — | 0 | 16 | A | Unknown |
| Matter Ventures CRD: 166890 | — | 0 | 1 | A | Unknown |
| Matterhorn Management, L.L.C. CRD: 163866 | — | 0 | 1 | A | Unknown |
| Matthai Capital Management CRD: 106314 | — | 0 | 0 | A | Unknown |
| Matthew 25 Management Corp CRD: 104566 | — | 0 | 1 | A | Unknown |
| Matthew H. LAM, CPA CRD: 298893 | — | 0 | 2 | A | Unknown |
| Matthew J. Williams CRD: 111704 | — | 0 | 0 | A | Unknown |
| Mattix Wealth Management LLC CRD: 226648 | — | 0 | 2 | A | Unknown |
| Mattk NC AI SPV GP LLC CRD: 336430 | — | 0 | 1 | A | Unknown |
| Mattox Wealth Management, LLC CRD: 311389 | — | 0 | 1 | A | Unknown |
| Matty AI Inc. CRD: 317016 | — | 0 | 1 | A | Unknown |
| Mature Money Management, Inc CRD: 145996 | — | 0 | 1 | A | Unknown |
| Mauk, John CRD: 104194 | — | 0 | 0 | A | INACTIVE |
| Mauloa Management, LLC CRD: 329532 | — | 0 | 1 | A | Unknown |
| Mauna KEA Capital LLC CRD: 333755 | — | 0 | 1 | A | Unknown |
| Maune Fund Management, LLC CRD: 337604 | — | 0 | 1 | A | Unknown |
| Mauro Capital Management, Inc. CRD: 122411 | — | 0 | 2 | A | Unknown |
| Maven Asset Partners CRD: 297219 | — | 0 | 0 | A | Unknown |